UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
REV
5401
DELISTED
Revlon, Inc.
REV
| $162K | ﹤0.01% |
6,861
+1,091
| +19% | +$20.6K |
|
|
AC
5402
DELISTED
Associated Capital Group
AC
| $161K | ﹤0.01% |
4,551
+949
| +26% | +$34.6K |
|
5403
Atomera
ATOM
$206M
| $161K | ﹤0.01% |
42,677
-596
| -1% | -$2.6K |
|
5404
Clearfield
CLFD
$362M
| $161K | ﹤0.01% |
13,664
+4,717
| +53% | +$57.7K |
|
5405
Century Casinos
CNTY
$33.5M
| $161K | ﹤0.01% |
20,806
+12,749
| +158% | +$111K |
|
5406
DHI Group
DHX
$178M
| $161K | ﹤0.01% |
41,825
+32,600
| +353% | +$121K |
|
5407
IQ MacKay Municipal Insured ETF
MMIN
$466M
| $161K | ﹤0.01% |
6,087
+5,808
| +2,082% | +$153K |
|
|
CMLS
5408
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
| $161K | ﹤0.01% |
11,040
+9,405
| +575% | +$141K |
|
|
TUZ
5409
DELISTED
PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
TUZ
| $161K | ﹤0.01% |
3,161
-478
| -13% | -$24.3K |
|
|
CRF
5410
Cornerstone Total Return Fund
CRF
$1.16B
| $160K | ﹤0.01% |
14,859
+4,321
| +41% | +$48K |
|
5411
Graham Corp
GHM
$1.23B
| $160K | ﹤0.01% |
8,058
+4,558
| +130% | +$89.2K |
|
5412
Mitsubishi UFJ Financial
MUFG
$254B
| $160K | ﹤0.01% |
31,488
-8,031
| -20% | -$39.4K |
|
5413
Verastem
VSTM
$519M
| $160K | ﹤0.01% |
10,986
-1,244
| -10% | -$20.2K |
|
5414
Covenant Logistics
CVLG
$879M
| $159K | ﹤0.01% |
19,336
+9,884
| +105% | +$76.1K |
|
5415
United States Lime & Minerals
USLM
$3.34B
| $159K | ﹤0.01% |
10,420
+8,690
| +502% | +$140K |
|
|
ESXB
5416
DELISTED
Community Bankers Trust Corporation
ESXB
| $159K | ﹤0.01% |
18,437
+11,873
| +181% | +$95.2K |
|
|
VSLR
5417
DELISTED
VIVINT SOLAR, INC.
VSLR
| $159K | ﹤0.01% |
24,256
+21,262
| +710% | +$168K |
|
|
CEE
5418
Central and Eastern Europe Fund
CEE
$138M
| $158K | ﹤0.01% |
6,085
-1,377
| -18% | -$35.9K |
|
5419
Invesco S&P SmallCap Energy ETF
PSCE
$97.4M
| $158K | ﹤0.01% |
4,500
-819
| -15% | -$31.4K |
|
|
DESP
5420
DELISTED
Despegar.com
DESP
| $157K | ﹤0.01% |
13,830
+208
| +2% | +$2.52K |
|
5421
Entravision Communication
EVC
$1.05B
| $157K | ﹤0.01% |
49,368
-55,627
| -53% | -$175K |
|
5422
Hurco Companies Inc
HURC
$142M
| $157K | ﹤0.01% |
4,882
+3,640
| +293% | +$121K |
|
5423
Parke Bancorp
PKBK
$402M
| $157K | ﹤0.01% |
7,795
+4,868
| +166% | +$100K |
|
5424
TransAlta
TAC
$3.95B
| $157K | ﹤0.01% |
24,189
-51,996
| -68% | -$330K |
|
|
MLVF
5425
DELISTED
Malvern Bancorp, Inc.
MLVF
| $157K | ﹤0.01% |
7,182
+4,483
| +166% | +$96.2K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.