UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5301
Shore Bancshares
SHBI
$805M
| $182K | ﹤0.01% |
11,809
+6,377
| +117% | +$101K |
|
5302
SEACOR Marine Holdings
SMHI
$256M
| $182K | ﹤0.01% |
14,505
+10,382
| +252% | +$137K |
|
5303
Veritone
VERI
$116M
| $182K | ﹤0.01% |
51,000
+19,938
| +64% | +$114K |
|
|
NQP
5304
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
| $181K | ﹤0.01% |
12,940
-270
| -2% | -$3.78K |
|
5305
CNX Resources
CNX
$5.2B
| $180K | ﹤0.01% |
24,712
-360,625
| -94% | -$2.7M |
|
5306
PUT
Diageo
DEO
$51.6B
| $180K | ﹤0.01% |
1,100
-300
| -21% | -$50.2K |
|
5307
Universal Logistics Holdings
ULH
$485M
| $180K | ﹤0.01% |
7,714
+5,145
| +200% | +$111K |
|
|
SYG
5308
DELISTED
SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust
SYG
| $180K | ﹤0.01% |
2,209
+112
| +5% | +$9.38K |
|
5309
JPMorgan BetaBuilders Europe ETF
BBEU
$9.47B
| $179K | ﹤0.01% |
3,789
+334
| +10% | +$15.7K |
|
5310
ProShares Trust Short MSCI EAFE
EFZ
$10.1M
| $179K | ﹤0.01% |
3,410
-13,910
| -80% | -$738K |
|
|
PWOD
5311
DELISTED
Penns Woods Bancorp
PWOD
| – | – |
-1,575
| Closed | -$46K |
|
5312
TherapeuticsMD
TXMD
$24.2M
| $179K | ﹤0.01% |
986
+128
| +15% | +$18K |
|
|
FNI
5313
DELISTED
First Trust Chindia ETF
FNI
| $179K | ﹤0.01% |
5,215
-12,468
| -71% | -$436K |
|
5314
BeyondSpring
BYSI
$35.8M
| $178K | ﹤0.01% |
9,811
+7,879
| +408% | +$141K |
|
5315
Ceco Environmental
CECO
$4.01B
| $178K | ﹤0.01% |
25,454
+17,005
| +201% | +$136K |
|
5316
Mizuho Financial
MFG
$130B
| $178K | ﹤0.01% |
57,956
-3,448
| -6% | -$10.2K |
|
5317
ProShares Ultra 20+ Year Treasury
UBT
$57.3M
| $178K | ﹤0.01% |
+3,372
| New | +$169K |
|
5318
Boston Omaha
BOC
$432M
| $177K | ﹤0.01% |
8,916
+5,909
| +197% | +$126K |
|
5319
FVCBankcorp
FVCB
$337M
| $177K | ﹤0.01% |
12,630
+10,534
| +503% | +$150K |
|
5320
Liquidity Services
LQDT
$1.31B
| $177K | ﹤0.01% |
23,963
+12,528
| +110% | +$86.5K |
|
|
MFSF
5321
DELISTED
MutualFirst Financial Inc
MFSF
| $177K | ﹤0.01% |
5,603
+4,531
| +423% | +$144K |
|
5322
Pediatrix Medical
MD
$2.15B
| $176K | ﹤0.01% |
7,780
-116,860
| -94% | -$2.66M |
|
5323
Talphera
TLPH
$74.2M
| $176K | ﹤0.01% |
3,991
+1,555
| +64% | +$76.4K |
|
5324
Union Bankshares
UNB
$109M
| $176K | ﹤0.01% |
5,554
+1,346
| +32% | +$42.6K |
|
|
ENZ
5325
DELISTED
Enzo Biochem, Inc.
ENZ
| $176K | ﹤0.01% |
48,938
+28,140
| +135% | +$99.6K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.