UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$1.06B |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$590M |
| 3 |
Invesco QQQ Trust
QQQ
|
+$368M |
| 4 |
PLAN
Anaplan, Inc.
PLAN
|
+$264M |
| 5 |
UBS Group
UBS
|
+$223M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$717M |
| 2 |
Microsoft
MSFT
|
+$677M |
| 3 |
Apple
AAPL
|
+$653M |
| 4 |
Amazon
AMZN
|
+$641M |
| 5 |
Meta Platforms (Facebook)
META
|
+$351M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.23% |
| 2 | Financials | 6.63% |
| 3 | Healthcare | 5.96% |
| 4 | Consumer Discretionary | 5.78% |
| 5 | Industrials | 4.3% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5226
Genesco
GCO
$422M
| $364K | ﹤0.01% |
5,664
+5,064
| +844% | +$321K |
|
|
MHF
5227
Western Asset Municipal High Income Fund
MHF
$153M
| $364K | ﹤0.01% |
45,327
-15,202
| -25% | -$125K |
|
|
PTR
5228
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
| $363K | ﹤0.01% |
8,203
-748
| -8% | -$35.2K |
|
|
NRO
5229
Neuberger Real Estate Securities Income Fund Inc
NRO
$190M
| $362K | ﹤0.01% |
71,911
+1,347
| +2% | +$6.46K |
|
5230
Douglas Dynamics
PLOW
$1.02B
| $362K | ﹤0.01% |
9,257
+7,173
| +344% | +$289K |
|
|
ATCO
5231
DELISTED
Atlas Corp.
ATCO
| $362K | ﹤0.01% |
25,532
-789
| -3% | -$11.2K |
|
5232
Modine Manufacturing
MOD
$10.4B
| $361K | ﹤0.01% |
35,771
+13,121
| +58% | +$146K |
|
|
MRCC
5233
DELISTED
Monroe Capital Corp
MRCC
| $361K | ﹤0.01% |
32,149
-4,979
| -13% | -$54K |
|
|
NFBK
5234
DELISTED
Northfield Bancorp
NFBK
| $361K | ﹤0.01% |
22,370
+11,826
| +112% | +$204K |
|
|
STEL
5235
DELISTED
Stellar Bancorp
STEL
| $361K | ﹤0.01% |
12,434
+11,281
| +978% | +$318K |
|
|
ALBO
5236
DELISTED
Albireo Pharma Inc
ALBO
| $361K | ﹤0.01% |
15,502
+14,882
| +2,400% | +$396K |
|
5237
CALL
Chewy
CHWY
$9.63B
| $360K | ﹤0.01% |
6,100
-70,900
| -92% | -$4.64M |
|
5238
Genprex
GNPX
$2.16M
| $360K | ﹤0.01% |
6
| – | – |
|
|
HIE
5239
DELISTED
Miller/Howard High Income Equity Fund
HIE
| $360K | ﹤0.01% |
34,849
-39,158
| -53% | -$399K |
|
|
PNTM
5240
DELISTED
Pontem Corporation
PNTM
| $360K | ﹤0.01% |
36,744
+22,866
| +165% | +$224K |
|
|
MOMO
5241
CALL
Hello Group
MOMO
$866M
| $359K | ﹤0.01% |
+40,000
| New | +$458K |
|
5242
Privia Health
PRVA
$2.87B
| $359K | ﹤0.01% |
13,897
+7,980
| +135% | +$199K |
|
|
AAN
5243
DELISTED
The Aaron's Company Inc
AAN
| $359K | ﹤0.01% |
14,586
+7,652
| +110% | +$196K |
|
|
GOLD
5244
Gold.com Inc
GOLD
$1.26B
| $358K | ﹤0.01% |
11,722
+9,224
| +369% | +$308K |
|
5245
SmartFinancial
SMBK
$888M
| $358K | ﹤0.01% |
13,101
+5,359
| +69% | +$142K |
|
|
RRD
5246
DELISTED
RR Donnelley & Sons Co.
RRD
| $358K | ﹤0.01% |
31,785
+31,474
| +10,120% | +$273K |
|
5247
CALL
Ironwood Pharmaceuticals
IRWD
$714M
| $357K | ﹤0.01% |
30,600
| – | – |
|
|
LX
5248
LexinFintech Holdings
LX
$241M
| $357K | ﹤0.01% |
92,259
+4,287
| +5% | +$21.3K |
|
5249
Teekay Tankers
TNK
$2.68B
| $357K | ﹤0.01% |
32,787
+16,123
| +97% | +$204K |
|
|
UROY
5250
Uranium Royalty Corp
UROY
$1.58B
| $357K | ﹤0.01% |
97,678
+33,027
| +51% | +$151K |
|
Similar funds
UBS Group's Q4 2021 Portfolio in Review
As of Q4 2021, UBS Group held 11,479 positions worth $349B, up 9.9% from $318B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q4 2021 filing shows 1,739 new, 5,110 increased, 3,129 reduced and 997 closed positions. Its largest new stake was Hertz: 1,027,564 shares worth $25.7M. The largest sale was iShares Russell 2000 ETF, an estimated $717M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2021 buy was Hertz: 1,027,564 shares worth $25.7M.
- UBS Group added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $1.06B increase.
- UBS Group's biggest Q4 2021 reduction was iShares Russell 2000 ETF, cutting an estimated $717M.
- UBS Group fully exited Kansas City Southern in Q4 2021, selling an estimated $81.9M.
- UBS Group's ten largest holdings make up 14% of its $349B portfolio in Q4 2021.
- UBS Group opened 1,739 new positions and closed 997 in Q4 2021.
- UBS Group's portfolio value rose 9.9% quarter-over-quarter to $349B.
Based on UBS Group's 13F filing for Q4 2021, filed 14 Feb 2022.