UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
LAND
5226
Gladstone Land Corp
LAND
$362M
| $203K | ﹤0.01% |
17,055
+13,415
| +369% | +$156K |
|
5227
Sportsman's Warehouse
SPWH
$46.4M
| $203K | ﹤0.01% |
39,153
+28,435
| +265% | +$122K |
|
5228
Esquire Financial Holdings
ESQ
$1.13B
| $202K | ﹤0.01% |
8,147
+3,743
| +85% | +$89.5K |
|
5229
Orrstown Financial Services
ORRF
$839M
| $202K | ﹤0.01% |
9,210
+5,831
| +173% | +$127K |
|
|
FTCH
5230
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
| $202K | ﹤0.01% |
23,451
-33,593
| -59% | -$482K |
|
|
KL
5231
CALL
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
| $202K | ﹤0.01% |
4,500
-17,900
| -80% | -$817K |
|
5232
Foster
FSTR
$432M
| $201K | ﹤0.01% |
9,282
+5,903
| +175% | +$137K |
|
5233
Limoneira
LMNR
$251M
| $201K | ﹤0.01% |
10,919
+6,058
| +125% | +$115K |
|
|
IBA
5234
DELISTED
Industrias Bachoco SAB De C.V.
IBA
| $201K | ﹤0.01% |
3,780
-1,130
| -23% | -$59.8K |
|
|
ELSE
5235
DELISTED
Electro-Sensors
ELSE
| $200K | ﹤0.01% |
52,000
| – | – |
|
5236
Green Brick Partners
GRBK
$3.16B
| $200K | ﹤0.01% |
18,686
+14,037
| +302% | +$135K |
|
5237
Protagonist Therapeutics
PTGX
$9.49B
| $200K | ﹤0.01% |
16,619
-87,582
| -84% | -$1.1M |
|
5238
CALL
Estee Lauder
EL
$31.7B
| $199K | ﹤0.01% |
+1,000
| New | +$191K |
|
|
ALBO
5239
DELISTED
Albireo Pharma Inc
ALBO
| $199K | ﹤0.01% |
9,962
+7,093
| +247% | +$184K |
|
|
FT
5240
Franklin Universal Trust
FT
$197M
| $198K | ﹤0.01% |
26,246
+22,243
| +556% | +$164K |
|
|
SNDS
5241
DELISTED
SUSTAINABLE NORTH AMERICAN OIL SANDS ETF
SNDS
| $198K | ﹤0.01% |
+11,109
| New | +$198K |
|
5242
Amalgamated Financial
AMAL
$1.49B
| $197K | ﹤0.01% |
12,321
+9,797
| +388% | +$160K |
|
5243
Kimbell Royalty Partners
KRP
$1.5B
| $197K | ﹤0.01% |
13,432
+2,236
| +20% | +$33.9K |
|
5244
Palomar
PLMR
$3.59B
| $197K | ﹤0.01% |
4,987
+3,963
| +387% | +$124K |
|
|
SCTL
5245
DELISTED
Societal CDMO, Inc. Common Stock
SCTL
| $197K | ﹤0.01% |
19,821
+11,300
| +133% | +$110K |
|
5246
Rocky Brands
RCKY
$371M
| $196K | ﹤0.01% |
5,901
-2,000
| -25% | -$59.5K |
|
|
MSON
5247
DELISTED
Misonix Inc
MSON
| $196K | ﹤0.01% |
9,790
+5,157
| +111% | +$112K |
|
|
AT
5248
DELISTED
Atlantic Power Corporation
AT
| $196K | ﹤0.01% |
83,967
+49,843
| +146% | +$120K |
|
|
TNAV
5249
DELISTED
Telenav Inc.
TNAV
| $196K | ﹤0.01% |
40,954
+11,281
| +38% | +$95K |
|
5250
BCB Bancorp
BCBP
$163M
| $195K | ﹤0.01% |
15,196
+6,130
| +68% | +$77.4K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.