UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$880M |
| 2 |
Microsoft
MSFT
|
+$583M |
| 3 |
Meta Platforms (Facebook)
META
|
+$528M |
| 4 |
Amazon
AMZN
|
+$340M |
| 5 |
Apple
AAPL
|
+$289M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Sempra
SRE
|
+$524M |
| 2 |
Cheniere Energy
LNG
|
+$337M |
| 3 |
SPDR Gold Trust
GLD
|
+$308M |
| 4 |
WPZ
Williams Partners L.P.
WPZ
|
+$274M |
| 5 |
Starbucks
SBUX
|
+$262M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.38% |
| 2 | Financials | 7.19% |
| 3 | Healthcare | 6.48% |
| 4 | Consumer Discretionary | 5.34% |
| 5 | Industrials | 5.24% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
501
Dollar Tree
DLTR
$25.1B
| $75.7M | 0.03% |
927,667
+592,068
| +176% | +$52M |
|
|
VVC
502
DELISTED
Vectren Corporation
VVC
| $75.4M | 0.03% |
1,054,856
+135,428
| +15% | +$9.67M |
|
503
Jazz Pharmaceuticals
JAZZ
$15.8B
| $74.9M | 0.03% |
445,482
+42,132
| +10% | +$7.25M |
|
504
Estee Lauder
EL
$31.5B
| $74.7M | 0.03% |
514,368
+8,935
| +2% | +$1.24M |
|
505
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.96B
| $74.7M | 0.03% |
1,710,209
+17,354
| +1% | +$755K |
|
506
Northern Trust
NTRS
$35B
| $74.6M | 0.03% |
730,485
-448,235
| -38% | -$48M |
|
507
Charter Communications
CHTR
$18.7B
| $74.4M | 0.03% |
228,405
+92,201
| +68% | +$28.1M |
|
508
Nutrien
NTR
$32.5B
| $74.3M | 0.03% |
1,288,524
-91,553
| -7% | -$5.07M |
|
509
AGNC Investment
AGNC
$13B
| $73.9M | 0.03% |
3,968,323
+1,099,798
| +38% | +$21M |
|
|
MFA
510
MFA Financial
MFA
$931M
| $73.8M | 0.03% |
2,511,155
+678,217
| +37% | +$20.9M |
|
511
Progressive
PGR
$122B
| $73.8M | 0.03% |
1,038,243
-22,987
| -2% | -$1.48M |
|
|
DCP
512
DELISTED
DCP Midstream, LP
DCP
| $73.7M | 0.03% |
1,862,200
+757,687
| +69% | +$31.9M |
|
513
CALL
Micron Technology
MU
$1.08T
| $73.3M | 0.03% |
1,621,000
-551,400
| -25% | -$27.8M |
|
514
PUT
Walt Disney
DIS
$184B
| $73.3M | 0.03% |
626,800
-263,345
| -30% | -$29.3M |
|
515
McCormick & Company Non-Voting
MKC
$14.7B
| $73.2M | 0.03% |
1,111,164
-6,938
| -0.6% | -$428K |
|
|
ICPT
516
CALL
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
| $73.2M | 0.03% |
579,120
| – | – |
|
|
FISV
517
Fiserv Inc
FISV
$29.1B
| $73M | 0.03% |
886,499
+130,648
| +17% | +$10.3M |
|
518
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$110M
| $72.9M | 0.03% |
2,530,980
-207,689
| -8% | -$5.96M |
|
519
iShares Core Dividend Growth ETF
DGRO
$43.8B
| $72.6M | 0.03% |
1,958,321
+87,044
| +5% | +$3.16M |
|
|
MBFI
520
DELISTED
MB Financial Corp
MBFI
| $72.5M | 0.03% |
1,571,543
-196,570
| -11% | -$9.44M |
|
521
Vertex Pharmaceuticals
VRTX
$129B
| $71.8M | 0.03% |
372,470
+17,670
| +5% | +$3.15M |
|
522
Advanced Micro Devices
AMD
$812B
| $71.8M | 0.03% |
2,323,463
+1,334,000
| +135% | +$30.1M |
|
523
PUT
JD.com
JD
$39.1B
| $71.7M | 0.03% |
2,749,922
-182,370
| -6% | -$5.97M |
|
|
PCI
524
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
| $71.5M | 0.03% |
2,963,786
-49,587
| -2% | -$1.19M |
|
525
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
| $71.3M | 0.03% |
1,145,315
-67,822
| -6% | -$4.24M |
|
Similar funds
UBS Group's Q3 2018 Portfolio in Review
As of Q3 2018, UBS Group held 8,674 positions worth $252B, up 9.2% from $231B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group deployed $10.3B of net new capital in Q3 2018, opening 642 new positions and adding to 4,135 existing holdings. Its largest new stake was State Street Communication Services Select Sector SPDR ETF: 727,823 shares worth $35.7M.
By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.8% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Sempra, an estimated $524M trimmed.
- UBS Group's largest Q3 2018 buy was State Street Communication Services Select Sector SPDR ETF: 727,823 shares worth $35.7M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2018, an estimated $880M increase.
- UBS Group's biggest Q3 2018 reduction was Sempra, cutting an estimated $524M.
- UBS Group fully exited Williams Partners L.P. in Q3 2018, selling an estimated $274M.
- UBS Group's ten largest holdings make up 15% of its $252B portfolio in Q3 2018.
- UBS Group opened 642 new positions and closed 634 in Q3 2018.
- UBS Group's portfolio value rose 9.2% quarter-over-quarter to $252B.
Based on UBS Group's 13F filing for Q3 2018, filed 14 Nov 2018.