UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CMCT
5201
Creative Media & Community Trust
CMCT
$13.3M
| $332K | ﹤0.01% |
1
| – | – |
|
|
ALGR
5202
DELISTED
Allegro Merger Corp
ALGR
| $332K | ﹤0.01% |
32,517
+29,681
| +1,047% | +$302K |
|
5203
AMES National
ATLO
$275M
| $331K | ﹤0.01% |
11,806
+3,126
| +36% | +$86.8K |
|
5204
Parke Bancorp
PKBK
$403M
| $331K | ﹤0.01% |
14,332
+6,537
| +84% | +$141K |
|
|
AMAG
5205
DELISTED
AMAG Pharmaceuticals
AMAG
| $331K | ﹤0.01% |
27,142
+26,897
| +10,978% | +$294K |
|
|
ASRT
5206
DELISTED
Assertio
ASRT
| $330K | ﹤0.01% |
4,398
+1,022
| +30% | +$59.9K |
|
|
EEX
5207
DELISTED
Emerald Holding
EEX
| $330K | ﹤0.01% |
31,252
+12,410
| +66% | +$123K |
|
5208
Northrim BanCorp
NRIM
$588M
| $329K | ﹤0.01% |
34,308
+9,228
| +37% | +$88.3K |
|
|
VBIV
5209
DELISTED
VBI Vaccines, Inc. New Common Stock (Canada)
VBIV
| $329K | ﹤0.01% |
7,937
+2,569
| +48% | +$56.3K |
|
5210
PUT
Cleveland-Cliffs
CLF
$7.13B
| $328K | ﹤0.01% |
39,100
| – | – |
|
5211
PUT
Ecolab
ECL
$79.7B
| $328K | ﹤0.01% |
1,700
-300
| -15% | -$56.9K |
|
5212
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
$108M
| $328K | ﹤0.01% |
11,494
-120
| -1% | -$3.35K |
|
5213
Ooma
OOMA
$593M
| $328K | ﹤0.01% |
24,784
+12,027
| +94% | +$146K |
|
|
INWK
5214
DELISTED
InnerWorkings, Inc.
INWK
| $328K | ﹤0.01% |
59,596
+18,165
| +44% | +$88K |
|
5215
Geron
GERN
$949M
| $327K | ﹤0.01% |
240,881
+124,847
| +108% | +$180K |
|
5216
Plexus
PLXS
$7.13B
| $327K | ﹤0.01% |
4,242
+2,763
| +187% | +$200K |
|
|
RBNC
5217
DELISTED
Reliant Bancorp, Inc. Common Stock
RBNC
| $327K | ﹤0.01% |
14,673
+5,656
| +63% | +$127K |
|
|
HMTV
5218
DELISTED
Hemisphere Media Group, Inc.
HMTV
| $326K | ﹤0.01% |
21,979
+8,294
| +61% | +$108K |
|
5219
Invesco S&P 500 Equal Weight Real Estate ETF
RSPR
$98.4M
| $325K | ﹤0.01% |
10,358
+9,905
| +2,187% | +$312K |
|
5220
BayCom
BCML
$332M
| $324K | ﹤0.01% |
14,255
+4,702
| +49% | +$104K |
|
|
CEV
5221
Eaton Vance California Municipal Income Trust
CEV
$73.2M
| $324K | ﹤0.01% |
24,058
+1,914
| +9% | +$25.5K |
|
5222
CEL-SCI Corp
CVM
$26M
| $323K | ﹤0.01% |
1,177
+804
| +216% | +$190K |
|
5223
Richmond Mutual Bancorp
RMBI
$254M
| $323K | ﹤0.01% |
20,286
+6,446
| +47% | +$92.7K |
|
|
CWBC
5224
Community West Bancshares
CWBC
$676M
| $322K | ﹤0.01% |
14,849
+4,799
| +48% | +$100K |
|
|
CYBE
5225
DELISTED
Cyberoptics Corp
CYBE
| $322K | ﹤0.01% |
17,526
+3,191
| +22% | +$54.2K |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,306 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.