UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5201
Rafael Holdings
RFL
$109M
| $208K | ﹤0.01% |
10,066
+5,189
| +106% | +$106K |
|
5202
Teradata
TDC
$2.52B
| $208K | ﹤0.01% |
6,723
-432
| -6% | -$14.6K |
|
|
ROOF
5203
DELISTED
NYLI CBRE NextGen Real Estate ETF
ROOF
| $208K | ﹤0.01% |
8,153
+2,708
| +50% | +$67.8K |
|
5204
Geospace Technologies
GEOS
$74.5M
| $207K | ﹤0.01% |
13,498
+7,883
| +140% | +$114K |
|
|
LL
5205
DELISTED
LL Flooring Holdings, Inc.
LL
| $207K | ﹤0.01% |
20,950
-9,108
| -30% | -$89.3K |
|
5206
Alliance Resource Partners
ARLP
$3.13B
| $206K | ﹤0.01% |
12,915
-3,118
| -19% | -$50.9K |
|
5207
FS Bancorp
FSBW
$318M
| $206K | ﹤0.01% |
7,862
+5,114
| +186% | +$126K |
|
5208
SI-BONE Inc
SIBN
$828M
| $206K | ﹤0.01% |
11,703
+6,965
| +147% | +$133K |
|
5209
Verrica Pharmaceuticals
VRCA
$80.9M
| $206K | ﹤0.01% |
1,395
+960
| +221% | +$107K |
|
|
JAG
5210
DELISTED
Jagged Peak Energy Inc.
JAG
| $206K | ﹤0.01% |
28,463
-90,735
| -76% | -$671K |
|
5211
ACNB Corp
ACNB
$658M
| $205K | ﹤0.01% |
5,980
+3,982
| +199% | +$143K |
|
5212
Allient
ALNT
$1.9B
| $205K | ﹤0.01% |
8,699
+1,575
| +22% | +$38.4K |
|
5213
Biglari Holdings Class A
BH.A
$1.21B
| $205K | ﹤0.01% |
365
-96
| -21% | -$48.7K |
|
|
CWBC
5214
Community West Bancshares
CWBC
$681M
| $205K | ﹤0.01% |
10,050
+6,660
| +196% | +$136K |
|
5215
MediciNova
MNOV
$66.4M
| $205K | ﹤0.01% |
25,715
+24,440
| +1,917% | +$218K |
|
5216
Pulse Biosciences
PLSE
$2.86B
| $205K | ﹤0.01% |
13,291
+5,723
| +76% | +$74.3K |
|
|
CYBE
5217
DELISTED
Cyberoptics Corp
CYBE
| $205K | ﹤0.01% |
14,335
+4,484
| +46% | +$61.6K |
|
|
JHY
5218
DELISTED
Nuveen High Income 2020 Target Term Fund Common Shares of Beneficial Interest
JHY
| $205K | ﹤0.01% |
20,717
-2,670
| -11% | -$26.7K |
|
5219
Liberty Latin America Class A
LILA
$1.68B
| $204K | ﹤0.01% |
18,604
+4,167
| +29% | +$44.8K |
|
5220
Napco Security Technologies
NSSC
$1.47B
| $204K | ﹤0.01% |
16,002
+1,372
| +9% | +$19.3K |
|
5221
Pearson
PSO
$9.98B
| $204K | ﹤0.01% |
22,563
+2,298
| +11% | +$23.8K |
|
|
EVOP
5222
DELISTED
EVO Payments, Inc. Class A Common Stock
EVOP
| $204K | ﹤0.01% |
7,240
+6,925
| +2,198% | +$203K |
|
5223
Camtek
CAMT
$7.18B
| $203K | ﹤0.01% |
21,616
-7,186
| -25% | -$65.7K |
|
5224
Commercial Vehicle Group
CVGI
$152M
| $203K | ﹤0.01% |
28,168
+21,359
| +314% | +$156K |
|
5225
Evolution Petroleum
EPM
$130M
| $203K | ﹤0.01% |
34,867
+23,695
| +212% | +$145K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.