UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5176
Alpha and Omega Semiconductor
AOSL
$1.06B
| $215K | ﹤0.01% |
17,531
+13,923
| +386% | +$154K |
|
5177
Santander
BSBR
$43.7B
| $215K | ﹤0.01% |
20,654
-35,726
| -63% | -$381K |
|
5178
Phreesia
PHR
$776M
| $215K | ﹤0.01% |
+8,877
| New | +$234K |
|
5179
Invesco Pennsylvania Value Municipal Income Trust
VPV
$198M
| $215K | ﹤0.01% |
16,488
-5,265
| -24% | -$69.3K |
|
5180
Wolverine World Wide
WWW
$1.56B
| $215K | ﹤0.01% |
7,618
-580
| -7% | -$15.6K |
|
|
CDR
5181
DELISTED
Cedar Realty Trust, Inc
CDR
| $215K | ﹤0.01% |
10,865
-6,917
| -39% | -$117K |
|
5182
Inseego
INSG
$83.1M
| $214K | ﹤0.01% |
4,470
+2,636
| +144% | +$123K |
|
5183
Riverview Bancorp
RVSB
$109M
| $214K | ﹤0.01% |
29,034
+12,659
| +77% | +$98.3K |
|
|
VOXX
5184
DELISTED
VOXX International Corporation Class A
VOXX
| $214K | ﹤0.01% |
45,439
-787
| -2% | -$3.64K |
|
|
VRTV
5185
DELISTED
VERITIV CORPORATION
VRTV
| $214K | ﹤0.01% |
11,793
+9,041
| +329% | +$156K |
|
5186
Alamo Group
ALG
$2.06B
| $213K | ﹤0.01% |
1,811
+585
| +48% | +$63.3K |
|
5187
Nathan's Famous
NATH
$404M
| $212K | ﹤0.01% |
2,946
+1,594
| +118% | +$113K |
|
5188
ProShares Ultra Bloomberg Crude Oil
UCO
$394M
| $212K | ﹤0.01% |
2,095
-1,297
| -38% | -$146K |
|
5189
Farmmi Inc
FAMI
$6M
| $211K | ﹤0.01% |
56
+2
| +4% | +$6.83K |
|
5190
CALL
Trip.com Group
TCOM
$29.1B
| $211K | ﹤0.01% |
7,204
-41,701
| -85% | -$1.47M |
|
5191
Regional Management Corp
RM
$307M
| $210K | ﹤0.01% |
7,475
+3,618
| +94% | +$96.7K |
|
|
GRIN
5192
DELISTED
Grindrod Shipping Holdings Ltd. Ordinary Shares
GRIN
| $210K | ﹤0.01% |
40,097
-12,323
| -24% | -$68.7K |
|
|
GNC
5193
DELISTED
GNC Holdings, Inc.
GNC
| $210K | ﹤0.01% |
98,175
+95,878
| +4,174% | +$192K |
|
|
DO
5194
DELISTED
Diamond Offshore Drilling
DO
| $210K | ﹤0.01% |
37,750
-79,942
| -68% | -$584K |
|
5195
Bankwell Financial Group
BWFG
$527M
| $209K | ﹤0.01% |
7,611
+6,249
| +459% | +$170K |
|
5196
Cornerstone Strategic Value Fund
CLM
$2.24B
| $209K | ﹤0.01% |
18,705
+6,715
| +56% | +$76.7K |
|
5197
First Bank
FRBA
$451M
| $209K | ﹤0.01% |
19,246
+9,303
| +94% | +$103K |
|
|
NUM
5198
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
| $209K | ﹤0.01% |
14,943
-1,262
| -8% | -$17.7K |
|
|
BLDP
5199
Ballard Power Systems
BLDP
$772M
| $208K | ﹤0.01% |
42,503
-13,696
| -24% | -$62.1K |
|
5200
First Internet Bancorp
INBK
$256M
| $208K | ﹤0.01% |
9,685
+3,826
| +65% | +$78.7K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.