UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5126
PUT
Novartis
NVS
$293B
| $129K | ﹤0.01% |
1,674
-2,344
| -58% | -$177K |
|
5127
Q2 Holdings
QTWO
$3.95B
| $129K | ﹤0.01% |
3,098
+2,598
| +520% | +$102K |
|
|
SOFO
5128
DELISTED
Sonic Foundry, Inc. Common Stock
SOFO
| $129K | ﹤0.01% |
40,086
-8,040
| -17% | -$28.1K |
|
|
OSB
5129
DELISTED
Norbord Inc.
OSB
| $129K | ﹤0.01% |
3,360
+1,746
| +108% | +$60.5K |
|
|
NSLR
5130
Neostellar Capital Corp
NSLR
$255M
| $128K | ﹤0.01% |
28,296
-4,190
| -13% | -$16K |
|
5131
Tenaris
TS
$27B
| $128K | ﹤0.01% |
4,530
-2,241
| -33% | -$65.4K |
|
5132
BGSF Inc
BGSF
$60.7M
| $127K | ﹤0.01% |
7,658
+1,578
| +26% | +$25.9K |
|
|
ITIC
5133
Investors Title Co
ITIC
$558M
| $127K | ﹤0.01% |
705
+205
| +41% | +$36.6K |
|
5134
OSI Systems
OSIS
$3.91B
| $127K | ﹤0.01% |
1,395
-1,719
| -55% | -$140K |
|
5135
ProShares Ultra MSCI Brazil Capped
UBR
$3.8M
| $127K | ﹤0.01% |
1,527
-1,422
| -48% | -$105K |
|
|
XBKS
5136
DELISTED
Xenith Bankshares, Inc. Common Stock
XBKS
| $127K | ﹤0.01% |
3,912
+921
| +31% | +$27.2K |
|
5137
ProShares Ultra MSCI EAFE
EFO
$31.7M
| $126K | ﹤0.01% |
3,042
+1,065
| +54% | +$42.1K |
|
5138
Eastern Company
EML
$151M
| $126K | ﹤0.01% |
4,383
+145
| +3% | +$4.03K |
|
5139
Regional Management Corp
RM
$305M
| $126K | ﹤0.01% |
5,212
-2,415
| -32% | -$56.3K |
|
5140
United-Guardian
UG
$33.3M
| $126K | ﹤0.01% |
6,443
+1,259
| +24% | +$20.9K |
|
|
NXGN
5141
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
| $126K | ﹤0.01% |
8,029
+7,019
| +695% | +$113K |
|
|
FINU
5142
DELISTED
ProShares UltraPro Financial Select Sector
FINU
| $126K | ﹤0.01% |
1,497
+1,481
| +9,256% | +$112K |
|
5143
PUT
Moody's
MCO
$81.9B
| $125K | ﹤0.01% |
+900
| New | +$118K |
|
|
NNA
5144
DELISTED
Navios Maritime Acquisition Corporation
NNA
| $125K | ﹤0.01% |
6,864
+1,516
| +28% | +$29.9K |
|
|
MITL
5145
DELISTED
Mitel Networks Corporation
MITL
| $125K | ﹤0.01% |
14,928
-1,913
| -11% | -$15.2K |
|
5146
CTS Corp
CTS
$1.89B
| $124K | ﹤0.01% |
5,166
+3,736
| +261% | +$83.7K |
|
5147
PUT
Aqua Metals
AQMS
$9.53M
| $123K | ﹤0.01% |
+90
| New | +$162K |
|
5148
Gyre Therapeutics
GYRE
$714M
| $123K | ﹤0.01% |
3,246
-243
| -7% | -$7.28K |
|
5149
Magnachip Semiconductor
MX
$141M
| $123K | ﹤0.01% |
10,850
+3,283
| +43% | +$36.3K |
|
5150
Virtus Newfleet Multi-Sector Bond ETF
NFLT
$450M
| $123K | ﹤0.01% |
4,760
+683
| +17% | +$17.6K |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.