UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SCVX
5076
DELISTED
SCVX Corp.
SCVX
| $286K | ﹤0.01% |
28,758
-3,088
| -10% | -$30.6K |
|
|
BSML
5077
DELISTED
Invesco BulletShares 2021 Municipal Bond ETF
BSML
| $285K | ﹤0.01% |
11,298
+4,056
| +56% | +$102K |
|
|
AEPPL
5078
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
| $284K | ﹤0.01% |
5,952
-30
| -0.5% | -$1.5K |
|
5079
Evertec
EVTC
$1.78B
| $283K | ﹤0.01% |
6,183
-6,971
| -53% | -$314K |
|
|
ANAT
5080
DELISTED
American National Group, Inc. Common Stock
ANAT
| $283K | ﹤0.01% |
1,496
+1,267
| +553% | +$225K |
|
5081
James Hardie Industries
JHX
$17.5B
| $282K | ﹤0.01% |
7,904
+200
| +3% | +$7.33K |
|
5082
TechnipFMC
FTI
$27.3B
| $281K | ﹤0.01% |
37,231
-187,581
| -83% | -$1.35M |
|
5083
Sinclair Inc
SBGI
$1.03B
| $280K | ﹤0.01% |
8,816
-5,896
| -40% | -$173K |
|
5084
ProShares Ultra MSCI Emerging Markets
EET
$36.1M
| $279K | ﹤0.01% |
3,141
+1,504
| +92% | +$143K |
|
5085
ZipRecruiter
ZIP
$423M
| $279K | ﹤0.01% |
+10,094
| New | +$261K |
|
5086
Gilat Satellite Networks
GILT
$848M
| $278K | ﹤0.01% |
30,950
+15,500
| +100% | +$152K |
|
|
ASXC
5087
DELISTED
Asensus Surgical, Inc.
ASXC
| $278K | ﹤0.01% |
150,244
+148,051
| +6,751% | +$332K |
|
5088
Cricut
CRCT
$1.22B
| $277K | ﹤0.01% |
10,067
-6,531
| -39% | -$212K |
|
|
DHF
5089
BNY Mellon High Yield Strategies Fund
DHF
$172M
| $277K | ﹤0.01% |
85,424
+19,953
| +30% | +$67.5K |
|
5090
ProShares UltraPro S&P 500
UPRO
$5.76B
| $277K | ﹤0.01% |
4,872
-10,172
| -68% | -$628K |
|
|
ARI
5091
PUT
Apollo Commercial Real Estate
ARI
$885M
| $276K | ﹤0.01% |
+18,600
| New | +$284K |
|
5092
Horizon Technology Finance
HRZN
$311M
| $275K | ﹤0.01% |
16,910
-7,807
| -32% | -$133K |
|
5093
SFL Corp
SFL
$1.61B
| $275K | ﹤0.01% |
32,824
-15,416
| -32% | -$117K |
|
|
IPOD
5094
CALL
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
| $275K | ﹤0.01% |
27,200
-473,400
| -95% | -$4.77M |
|
5095
8x8 Inc
EGHT
$332M
| $274K | ﹤0.01% |
11,716
-29,400
| -72% | -$736K |
|
5096
Rogers Corp
ROG
$2.4B
| $274K | ﹤0.01% |
1,471
-1,205
| -45% | -$237K |
|
|
AXIA
5097
DELISTED
AXIA Energia
AXIA
| $273K | ﹤0.01% |
48,499
+25,898
| +115% | +$157K |
|
5098
Grupo Aeroportuario Centro Norte
OMAB
$5.33B
| $273K | ﹤0.01% |
5,817
+4,575
| +368% | +$222K |
|
5099
CALL
MakeMyTrip
MMYT
$5.64B
| $272K | ﹤0.01% |
10,000
| – | – |
|
|
5100
PUT
MakeMyTrip
MMYT
$5.64B
| $272K | ﹤0.01% |
10,000
| – | – |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.