UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5051
TETRA Technologies
TTI
$1.26B
| $251K | ﹤0.01% |
101,571
+40,875
| +67% | +$70.1K |
|
|
FBSS
5052
DELISTED
Fauquier Bankshares Inc
FBSS
| $251K | ﹤0.01% |
12,720
-662
| -5% | -$13.6K |
|
|
RRD
5053
DELISTED
RR Donnelley & Sons Co.
RRD
| $250K | ﹤0.01% |
66,336
+35,636
| +116% | +$84.7K |
|
5054
FRP Holdings
FRPH
$421M
| $249K | ﹤0.01% |
10,356
+7,590
| +274% | +$189K |
|
5055
Northrim BanCorp
NRIM
$587M
| $249K | ﹤0.01% |
25,080
+15,660
| +166% | +$146K |
|
|
SFE
5056
DELISTED
Safeguard Scientifics, Inc.
SFE
| $249K | ﹤0.01% |
21,943
+11,293
| +106% | +$135K |
|
5057
AMES National
ATLO
$276M
| $248K | ﹤0.01% |
8,680
+5,683
| +190% | +$154K |
|
5058
Corbus Pharmaceuticals
CRBP
$188M
| $248K | ﹤0.01% |
1,701
+1,231
| +262% | +$214K |
|
5059
Empire State Realty Series ES
ESBA
$1.34B
| $248K | ﹤0.01% |
17,398
-407
| -2% | -$5.72K |
|
5060
Park-Ohio Holdings
PKOH
$758M
| $248K | ﹤0.01% |
8,302
+6,187
| +293% | +$184K |
|
|
AMK
5061
DELISTED
AssetMark Financial Holdings, Inc.
AMK
| $248K | ﹤0.01% |
+9,519
| New | +$255K |
|
|
HCR
5062
DELISTED
Hi-Crush Inc. Common Stock
HCR
| $248K | ﹤0.01% |
142,574
-117,022
| -45% | -$225K |
|
5063
OrthoPediatrics
KIDS
$595M
| $246K | ﹤0.01% |
6,957
+5,047
| +264% | +$175K |
|
5064
Astrana Health
ASTH
$1.77B
| $246K | ﹤0.01% |
13,964
+12,637
| +952% | +$216K |
|
|
BVH
5065
DELISTED
Bluegreen Vacations Holding Corporation
BVH
| $246K | ﹤0.01% |
10,566
+7,501
| +245% | +$166K |
|
|
KL
5066
PUT
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
| $246K | ﹤0.01% |
5,500
-4,700
| -46% | -$215K |
|
|
FVL
5067
DELISTED
First TrustValue Line 100 Exchange-Traded
FVL
| $246K | ﹤0.01% |
11,016
-200
| -2% | -$4.49K |
|
|
DVAX
5068
DELISTED
Dynavax Technologies
DVAX
| $245K | ﹤0.01% |
68,628
+48,250
| +237% | +$187K |
|
5069
Western New England Bancorp
WNEB
$275M
| $245K | ﹤0.01% |
25,720
+15,344
| +148% | +$141K |
|
|
FOE
5070
DELISTED
Ferro Corporation
FOE
| $245K | ﹤0.01% |
20,649
+9,890
| +92% | +$125K |
|
5071
VanEck BDC Income ETF
BIZD
$1.7B
| $244K | ﹤0.01% |
14,465
+6,607
| +84% | +$109K |
|
|
FBM
5072
DELISTED
Foundation Building Materials, Inc. Common Stock
FBM
| $244K | ﹤0.01% |
15,739
+12,336
| +363% | +$214K |
|
5073
Peoples Financial Services
PFIS
$710M
| $243K | ﹤0.01% |
5,347
+3,415
| +177% | +$153K |
|
|
SCD
5074
LMP Capital and Income Fund
SCD
$358M
| $243K | ﹤0.01% |
17,256
-7,152
| -29% | -$98.4K |
|
5075
Senseonics Holdings Inc
SENS
$365M
| $243K | ﹤0.01% |
12,256
+11,982
| +4,373% | +$290K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.