UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
MYOK
5026
PUT
DELISTED
MyoKardia, Inc. Common Stock
MYOK
| $261K | ﹤0.01% |
+5,000
| New | +$266K |
|
5027
Business First Bancshares
BFST
$1.03B
| $260K | ﹤0.01% |
10,667
+7,115
| +200% | +$174K |
|
|
ASRT
5028
DELISTED
Assertio
ASRT
| $259K | ﹤0.01% |
3,376
+791
| +31% | +$103K |
|
5029
Southern First Bancshares
SFST
$600M
| $259K | ﹤0.01% |
6,497
+3,945
| +155% | +$153K |
|
|
EMFM
5030
DELISTED
Global X MSCI Next Emerging & Frontier ETF
EMFM
| $259K | ﹤0.01% |
12,916
-9,817
| -43% | -$201K |
|
|
ATHX
5031
DELISTED
Athersys, Inc. Common Stock
ATHX
| $259K | ﹤0.01% |
7,814
+7,649
| +4,636% | +$271K |
|
5032
Anterix
ATEX
$1.94B
| $258K | ﹤0.01% |
7,136
+4,514
| +172% | +$190K |
|
5033
CALL
G-III Apparel Group
GIII
$1.5B
| $258K | ﹤0.01% |
10,000
+6,900
| +223% | +$173K |
|
|
MGF
5034
Aberdeen Government Markets Income Fund
MGF
$92.9M
| $258K | ﹤0.01% |
55,985
+17,483
| +45% | +$80K |
|
5035
Wipro
WIT
$20B
| $258K | ﹤0.01% |
141,450
+29,632
| +27% | +$58.1K |
|
|
HYACU
5036
DELISTED
Haymaker Acquisition Corp. II Unit
HYACU
| $258K | ﹤0.01% |
25,000
-9,995
| -29% | -$103K |
|
|
DBVT
5037
DBV Technologies
DBVT
$850M
| $257K | ﹤0.01% |
2,996
+583
| +24% | +$55.5K |
|
5038
OSI Systems
OSIS
$3.89B
| $257K | ﹤0.01% |
2,533
-276
| -10% | -$29.8K |
|
|
MRLN
5039
DELISTED
Marlin Business Services Corp
MRLN
| $256K | ﹤0.01% |
10,167
+7,194
| +242% | +$167K |
|
|
CBL
5040
CALL
DELISTED
CBL& Associates Properties, Inc.
CBL
| $256K | ﹤0.01% |
+198,200
| New | +$207K |
|
|
WAIR
5041
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
| $256K | ﹤0.01% |
23,214
+22,685
| +4,288% | +$246K |
|
|
FISK
5042
Empire State Realty OP LP Series 250
FISK
| $255K | ﹤0.01% |
18,048
+1,881
| +12% | +$26.3K |
|
5043
Movado Group
MOV
$842M
| $254K | ﹤0.01% |
10,216
-5,066
| -33% | -$126K |
|
5044
Parsons
PSN
$5.08B
| $254K | ﹤0.01% |
7,700
+3,419
| +80% | +$122K |
|
|
VIOT
5045
Viomi Technology
VIOT
$49.2M
| $254K | ﹤0.01% |
+31,207
| New | +$271K |
|
|
STXB
5046
DELISTED
Spirit of Texas Bancshares, Inc. Common Stock
STXB
| $254K | ﹤0.01% |
11,771
+8,107
| +221% | +$174K |
|
|
COOP
5047
DELISTED
Mr. Cooper
COOP
| $253K | ﹤0.01% |
23,828
-151,861
| -86% | -$1.37M |
|
5048
Intrepid Potash
IPI
$470M
| $253K | ﹤0.01% |
7,739
+5,792
| +297% | +$193K |
|
|
RST
5049
DELISTED
ROSETTA STONE INC
RST
| $252K | ﹤0.01% |
14,464
+12,042
| +497% | +$243K |
|
5050
Blue Bird Corp
BLBD
$2.18B
| $251K | ﹤0.01% |
13,219
+8,469
| +178% | +$161K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.