UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5026
Interactive Brokers
IBKR
$38.8B
| $147K | ﹤0.01% |
13,080
+2,972
| +29% | +$30.3K |
|
5027
Karyopharm Therapeutics
KPTI
$44.2M
| $147K | ﹤0.01% |
890
+645
| +263% | +$92.4K |
|
|
CVRS
5028
DELISTED
CORINDUS VASCULAR ROBOTICS, INC
CVRS
| $147K | ﹤0.01% |
96,963
-35,269
| -27% | -$59.1K |
|
|
NSM
5029
DELISTED
Nationstar Mortgage Holdings
NSM
| $147K | ﹤0.01% |
7,919
+6,928
| +699% | +$121K |
|
|
MSB
5030
Mesabi Trust
MSB
$302M
| $146K | ﹤0.01% |
6,337
+2,395
| +61% | +$37.6K |
|
5031
Pure Cycle
PCYO
$257M
| $146K | ﹤0.01% |
19,469
+6,864
| +54% | +$49.9K |
|
|
PDS
5032
Precision Drilling
PDS
$989M
| $146K | ﹤0.01% |
2,350
+441
| +23% | +$25.6K |
|
|
HTLF
5033
DELISTED
Heartland Financial USA, Inc.
HTLF
| $146K | ﹤0.01% |
2,953
+2,727
| +1,207% | +$125K |
|
|
KRA
5034
DELISTED
Kraton Corporation
KRA
| $146K | ﹤0.01% |
3,619
+3,092
| +587% | +$107K |
|
|
TNAV
5035
DELISTED
Telenav Inc.
TNAV
| $146K | ﹤0.01% |
22,903
+3,373
| +17% | +$23.5K |
|
|
POT
5036
CALL
DELISTED
Potash Corp Of Saskatchewan
POT
| $146K | ﹤0.01% |
7,600
-342,400
| -98% | -$6.1M |
|
|
CEW
5037
WisdomTree Emerging Currency Strategy Fund
CEW
$17.8M
| $145K | ﹤0.01% |
7,602
+2,018
| +36% | +$38.3K |
|
5038
NN Inc
NNBR
$298M
| $145K | ﹤0.01% |
4,983
-9,668
| -66% | -$262K |
|
5039
Super Micro Computer
SMCI
$19B
| $145K | ﹤0.01% |
65,310
+36,770
| +129% | +$94K |
|
5040
Stock Yards Bancorp
SYBT
$2.61B
| $145K | ﹤0.01% |
3,809
+3,109
| +444% | +$112K |
|
|
TBI
5041
Trueblue
TBI
$311M
| $145K | ﹤0.01% |
6,474
+3,660
| +130% | +$82.8K |
|
|
ENY
5042
DELISTED
Invesco Canadian Energy Income ETF
ENY
| $145K | ﹤0.01% |
16,649
-8,126
| -33% | -$67.9K |
|
|
VCF
5043
DELISTED
Delaware Investments Colorado Municipal Income Fund
VCF
| $145K | ﹤0.01% |
9,517
-1,086
| -10% | -$16.5K |
|
|
DDC
5044
DELISTED
Dominion Diamond Corporation
DDC
| $145K | ﹤0.01% |
10,256
+2,062
| +25% | +$28.7K |
|
5045
FIVE9
FIVN
$2.17B
| $144K | ﹤0.01% |
6,019
+1,876
| +45% | +$40.7K |
|
5046
Hilltop Holdings
HTH
$2.25B
| $144K | ﹤0.01% |
5,516
+2,008
| +57% | +$50.4K |
|
|
KF
5047
Korea Fund
KF
$251M
| $144K | ﹤0.01% |
3,571
+351
| +11% | +$14.2K |
|
5048
Modine Manufacturing
MOD
$10.2B
| $144K | ﹤0.01% |
7,454
+6,289
| +540% | +$105K |
|
5049
ProShares Ultra FTSE China 50 of PROSHARES TRUST
XPP
$8.85M
| $144K | ﹤0.01% |
+1,939
| New | +$137K |
|
|
CPLA
5050
DELISTED
Capella Education Company
CPLA
| $144K | ﹤0.01% |
2,045
+1,834
| +869% | +$133K |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.