UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$324M |
| 2 |
State Street Energy Select Sector SPDR ETF
XLE
|
+$241M |
| 3 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$150M |
| 4 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$142M |
| 5 |
UBS Group
UBS
|
+$140M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI ACWI ETF
ACWI
|
+$630M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$608M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$368M |
| 4 |
Tesla
TSLA
|
+$339M |
| 5 |
Amazon
AMZN
|
+$301M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.88% |
| 2 | Financials | 6.67% |
| 3 | Healthcare | 6.52% |
| 4 | Consumer Discretionary | 4.99% |
| 5 | Industrials | 4.19% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
LGACU
5001
DELISTED
Lazard Growth Acquisition Corp. I Units
LGACU
| $221K | ﹤0.01% |
22,301
+641
| +3% | +$6.33K |
|
5002
Calumet Specialty Products
CLMT
$4.11B
| $220K | ﹤0.01% |
17,208
+1,618
| +10% | +$23.2K |
|
|
EMO
5003
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.05B
| $220K | ﹤0.01% |
8,781
+2,673
| +44% | +$72.7K |
|
5004
Pulmonx
LUNG
$102M
| $220K | ﹤0.01% |
13,180
+4,685
| +55% | +$86.3K |
|
|
PRO
5005
DELISTED
PROS Holdings
PRO
| $220K | ﹤0.01% |
8,913
+4,048
| +83% | +$98.2K |
|
5006
Compass Minerals
CMP
$1.12B
| $219K | ﹤0.01% |
5,691
-718
| -11% | -$27.4K |
|
|
SA
5007
Seabridge Gold
SA
$3.4B
| $219K | ﹤0.01% |
18,477
+4,819
| +35% | +$61K |
|
5008
TETRA Technologies
TTI
$1.3B
| $219K | ﹤0.01% |
61,063
+32,694
| +115% | +$129K |
|
|
AESC
5009
DELISTED
The AES Corporation
AESC
| $219K | ﹤0.01% |
+2,477
| New | +$230K |
|
|
OHPAU
5010
DELISTED
Orion Acquisition Corp. Unit
OHPAU
| $219K | ﹤0.01% |
22,256
+1,200
| +6% | +$11.8K |
|
5011
Axos Financial
AX
$5.71B
| $218K | ﹤0.01% |
6,374
+3,431
| +117% | +$139K |
|
5012
Essent Group
ESNT
$6.16B
| $218K | ﹤0.01% |
6,246
-15,133
| -71% | -$607K |
|
5013
Invesco S&P 500 Value with Momentum ETF
SPVM
$132M
| $218K | ﹤0.01% |
+4,924
| New | +$237K |
|
|
ZUO
5014
DELISTED
Zuora, Inc.
ZUO
| $218K | ﹤0.01% |
29,545
-5,058
| -15% | -$43.6K |
|
5015
Dynagas LNG Partners
DLNG
$139M
| $217K | ﹤0.01% |
75,194
-16,400
| -18% | -$55.2K |
|
5016
Mercer International
MERC
$34.7M
| $217K | ﹤0.01% |
+17,653
| New | +$261K |
|
|
HERAU
5017
DELISTED
FTAC Hera Acquisition Corp. Units
HERAU
| $217K | ﹤0.01% |
21,900
-200
| -0.9% | -$1.97K |
|
5018
i3 Verticals
IIIV
$331M
| $216K | ﹤0.01% |
10,803
+8,865
| +457% | +$216K |
|
5019
Old Second Bancorp
OSBC
$1.3B
| $216K | ﹤0.01% |
16,562
+5,494
| +50% | +$77.1K |
|
|
IBDD
5020
DELISTED
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
| $216K | ﹤0.01% |
8,179
-1,536
| -16% | -$40.6K |
|
|
HONE
5021
DELISTED
HarborOne Bancorp
HONE
| $215K | ﹤0.01% |
16,029
-2,799
| -15% | -$39.5K |
|
5022
abrdn Bloomberg All Commodity Strategy K-1 Free ETF
BCI
$3.08B
| $214K | ﹤0.01% |
8,279
+7,745
| +1,450% | +$211K |
|
|
PVBC
5023
DELISTED
Provident Bancorp
PVBC
| $214K | ﹤0.01% |
14,956
-7,020
| -32% | -$104K |
|
5024
Smith & Nephew
SNN
$12.6B
| $214K | ﹤0.01% |
9,246
+121
| +1% | +$3.1K |
|
5025
Sasol
SSL
$7.4B
| $214K | ﹤0.01% |
13,550
+688
| +5% | +$13.6K |
|
Similar funds
UBS Group's Q3 2022 Portfolio in Review
As of Q3 2022, UBS Group held 11,885 positions worth $228B, down 6.3% from $244B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2022 filing shows 1,175 new, 4,825 increased, 3,846 reduced and 1,024 closed positions. Its largest new stake was Fairlead Tactical Sector ETF: 824,803 shares worth $18.4M. The largest sale was iShares MSCI ACWI ETF, an estimated $630M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2022 buy was Fairlead Tactical Sector ETF: 824,803 shares worth $18.4M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2022, an estimated $324M increase.
- UBS Group's biggest Q3 2022 reduction was iShares MSCI ACWI ETF, cutting an estimated $630M.
- UBS Group fully exited CMC Materials, Inc. Common Stock in Q3 2022, selling an estimated $111M.
- UBS Group's ten largest holdings make up 14% of its $228B portfolio in Q3 2022.
- UBS Group opened 1,175 new positions and closed 1,024 in Q3 2022.
- UBS Group's portfolio value fell 6.3% quarter-over-quarter to $228B.
Based on UBS Group's 13F filing for Q3 2022, filed 10 Nov 2022.