UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SVM
5001
Silvercorp Metals
SVM
$2.53B
| $317K | ﹤0.01% |
83,155
+21,586
| +35% | +$97.7K |
|
5002
CALL
Teva Pharmaceuticals
TEVA
$41.2B
| $317K | ﹤0.01% |
32,500
| – | – |
|
5003
Cato Corp
CATO
$66.1M
| $316K | ﹤0.01% |
19,118
-5,525
| -22% | -$92.3K |
|
|
FPAY
5004
DELISTED
FlexShopper
FPAY
| $316K | ﹤0.01% |
102,363
-27
| -0% | -$74 |
|
|
CIIGU
5005
DELISTED
CIIG Capital Partners II, Inc. Unit
CIIGU
| $316K | ﹤0.01% |
+31,373
| New | +$316K |
|
|
TEI
5006
Templeton Emerging Markets Income Fund
TEI
$321M
| $315K | ﹤0.01% |
40,621
-21,304
| -34% | -$168K |
|
|
TBRG
5007
DELISTED
TruBridge
TBRG
| $314K | ﹤0.01% |
8,858
+2,717
| +44% | +$92.2K |
|
5008
Dave Inc
DAVE
$4.06B
| $313K | ﹤0.01% |
988
+94
| +11% | +$29.8K |
|
5009
EverQuote
EVER
$906M
| $313K | ﹤0.01% |
16,830
+16,730
| +16,730% | +$400K |
|
5010
John Hancock Multifactor Developed International ETF
JHMD
$992M
| $313K | ﹤0.01% |
9,369
-4,374
| -32% | -$150K |
|
5011
PUT
SSR Mining
SSRM
$6.48B
| $313K | ﹤0.01% |
21,500
| – | – |
|
5012
Addus HomeCare
ADUS
$2.23B
| $312K | ﹤0.01% |
3,906
-682
| -15% | -$59.3K |
|
|
RFP
5013
DELISTED
Resolute Forest Products Inc.
RFP
| $312K | ﹤0.01% |
26,187
-77,041
| -75% | -$901K |
|
|
LFC
5014
DELISTED
China Life Insurance Company Ltd.
LFC
| $312K | ﹤0.01% |
38,225
+26,648
| +230% | +$228K |
|
5015
Nuveen ESG High Yield Corporate Bond ETF
NUHY
$111M
| $311K | ﹤0.01% |
12,570
+36
| +0.3% | +$891 |
|
|
SOHU
5016
Sohu.com
SOHU
$357M
| $311K | ﹤0.01% |
14,899
+1,247
| +9% | +$26.6K |
|
5017
Valaris
VAL
$5.47B
| $311K | ﹤0.01% |
8,901
-4,443
| -33% | -$128K |
|
|
HNGR
5018
DELISTED
Hanger Inc.
HNGR
| $311K | ﹤0.01% |
14,166
-6,446
| -31% | -$149K |
|
|
LPRO
5019
DELISTED
Open Lending Corp
LPRO
| $310K | ﹤0.01% |
8,596
+3,596
| +72% | +$138K |
|
5020
eHealth
EHTH
$43.9M
| $309K | ﹤0.01% |
7,618
-3,613
| -32% | -$168K |
|
5021
iShares Morningstar Multi-Asset Income ETF
IYLD
$126M
| $309K | ﹤0.01% |
12,918
+1,472
| +13% | +$35.7K |
|
|
IBDD
5022
DELISTED
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
| $309K | ﹤0.01% |
11,458
-4,629
| -29% | -$125K |
|
|
BMTC
5023
DELISTED
Bryn Mawr Bank Corp
BMTC
| $309K | ﹤0.01% |
6,708
-11,812
| -64% | -$477K |
|
|
WBK
5024
DELISTED
Westpac Banking Corporation
WBK
| $309K | ﹤0.01% |
16,717
+266
| +2% | +$4.97K |
|
5025
Axsome Therapeutics
AXSM
$10.9B
| $308K | ﹤0.01% |
9,346
-1,836
| -16% | -$71.5K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.