UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
WIFI
5001
DELISTED
Boingo Wireless, Inc.
WIFI
| $272K | ﹤0.01% |
24,476
+15,806
| +182% | +$223K |
|
5002
American Public Education
APEI
$940M
| $271K | ﹤0.01% |
12,155
+8,556
| +238% | +$235K |
|
5003
RBB Bancorp
RBB
$455M
| $271K | ﹤0.01% |
13,773
+9,025
| +190% | +$172K |
|
|
AXIA
5004
AXIA Energia
AXIA
$23.3B
| $270K | ﹤0.01% |
35,596
-16,134
| -31% | -$132K |
|
|
LTS
5005
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
| $270K | ﹤0.01% |
113,857
+66,943
| +143% | +$175K |
|
5006
Carriage Services
CSV
$569M
| $269K | ﹤0.01% |
13,167
+9,530
| +262% | +$198K |
|
5007
Future Fuel
FF
$223M
| $268K | ﹤0.01% |
22,452
+15,241
| +211% | +$174K |
|
5008
Smith & Wesson
SWBI
$637M
| $268K | ﹤0.01% |
59,720
-21,453
| -26% | -$129K |
|
|
WPS
5009
DELISTED
iShares International Developed Property ETF
WPS
| $268K | ﹤0.01% |
6,958
-150
| -2% | -$5.71K |
|
|
PBIP
5010
DELISTED
Prudential Bancorp, Inc.
PBIP
| $268K | ﹤0.01% |
15,764
+5,742
| +57% | +$99K |
|
|
PTLA
5011
CALL
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
| $268K | ﹤0.01% |
+10,000
| New | +$281K |
|
5012
Central Garden & Pet Co
CENT
$2.8B
| $267K | ﹤0.01% |
11,445
+3,830
| +50% | +$82.9K |
|
5013
TORM
TRMD
$3.02B
| $267K | ﹤0.01% |
33,370
+33,112
| +12,834% | +$269K |
|
5014
Penumbra
PEN
$12.8B
| $266K | ﹤0.01% |
1,978
-627
| -24% | -$97K |
|
5015
EVI Industries
EVI
$180M
| $265K | ﹤0.01% |
8,295
+2,790
| +51% | +$92.6K |
|
5016
Forrester Research
FORR
$228M
| $265K | ﹤0.01% |
8,239
+2,540
| +45% | +$101K |
|
|
ODT
5017
DELISTED
Odonate Therapeutics, Inc. Common Stock
ODT
| $265K | ﹤0.01% |
10,185
+8,434
| +482% | +$282K |
|
5018
Compugen
CGEN
$228M
| $264K | ﹤0.01% |
62,442
-6,781
| -10% | -$25.4K |
|
5019
PUT
nVent Electric
NVT
$26.7B
| $264K | ﹤0.01% |
+12,000
| New | +$270K |
|
|
ZYNE
5020
DELISTED
Zynerba Pharmaceuticals, Inc
ZYNE
| $264K | ﹤0.01% |
34,953
-11,892
| -25% | -$134K |
|
|
ASNA
5021
DELISTED
Ascena Retail Group, Inc.
ASNA
| $264K | ﹤0.01% |
50,056
+6,008
| +14% | +$44.7K |
|
|
PRT
5022
PermRock Royalty Trust Unit
PRT
$27.1M
| $263K | ﹤0.01% |
32,673
+3,873
| +13% | +$29.6K |
|
|
BBU
5023
DELISTED
Brookfield Business Partners
BBU
| $262K | ﹤0.01% |
10,403
-9,214
| -47% | -$219K |
|
|
FINV
5024
FinVolution Group
FINV
$1.15B
| $261K | ﹤0.01% |
89,872
-1,729
| -2% | -$6.62K |
|
5025
MasterCraft Boat Holdings
MCFT
$590M
| $261K | ﹤0.01% |
17,493
+10,924
| +166% | +$178K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.