UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
TAST
4976
DELISTED
Carrols Restaurant Group, Inc.
TAST
| $282K | ﹤0.01% |
34,076
+18,978
| +126% | +$159K |
|
|
MGI
4977
DELISTED
MoneyGram International, Inc. New
MGI
| $282K | ﹤0.01% |
70,943
+50,000
| +239% | +$175K |
|
|
TACO
4978
DELISTED
Del Taco Restaurants, Inc. Common Stock
TACO
| $282K | ﹤0.01% |
27,579
+12,924
| +88% | +$150K |
|
4979
State Street SPDR FactSet Innovative Technology ETF
XITK
$78.1M
| $281K | ﹤0.01% |
2,813
+507
| +22% | +$53.5K |
|
4980
Spok Holdings
SPOK
$241M
| $280K | ﹤0.01% |
23,446
+15,055
| +179% | +$194K |
|
|
JMT
4981
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
| $280K | ﹤0.01% |
12,608
-2,897
| -19% | -$64.8K |
|
4982
Cerus
CERS
$474M
| $279K | ﹤0.01% |
54,083
+21,916
| +68% | +$117K |
|
4983
Oppenheimer Holdings
OPY
$1.2B
| $279K | ﹤0.01% |
9,280
+5,750
| +163% | +$165K |
|
4984
Tenaris
TS
$26.8B
| $279K | ﹤0.01% |
13,168
+8,215
| +166% | +$192K |
|
|
CTO
4985
CTO Realty Growth
CTO
$815M
| $278K | ﹤0.01% |
15,628
+7,748
| +98% | +$133K |
|
|
EIC
4986
Eagle Point Income Co
EIC
$230M
| $278K | ﹤0.01% |
+14,326
| New | +$284K |
|
4987
Cambria Global Value ETF
GVAL
$596M
| $278K | ﹤0.01% |
12,453
-4,805
| -28% | -$110K |
|
4988
Yext
YEXT
$574M
| $278K | ﹤0.01% |
17,508
+1,800
| +11% | +$34.3K |
|
|
MNRL
4989
DELISTED
Brigham Minerals, Inc. Class A Common Stock
MNRL
| $278K | ﹤0.01% |
13,965
+10,963
| +365% | +$226K |
|
|
CBB
4990
DELISTED
Cincinnati Bell Inc.
CBB
| $278K | ﹤0.01% |
54,779
+41,432
| +310% | +$203K |
|
4991
KraneShares MSCI China Clean Technology Index ETF
KGRN
$54.4M
| $277K | ﹤0.01% |
16,032
-45
| -0.3% | -$809 |
|
4992
Xeris Biopharma Holdings
XERS
$1.37B
| $277K | ﹤0.01% |
28,152
+14,050
| +100% | +$158K |
|
|
CAI
4993
DELISTED
CAI International, Inc.
CAI
| $277K | ﹤0.01% |
12,728
+9,549
| +300% | +$211K |
|
|
PHX
4994
DELISTED
PHX Minerals
PHX
| $275K | ﹤0.01% |
19,626
+8,263
| +73% | +$101K |
|
4995
Grocery Outlet
GO
$980M
| $274K | ﹤0.01% |
7,889
+7,594
| +2,574% | +$288K |
|
4996
Sterling Infrastructure
STRL
$16.7B
| $274K | ﹤0.01% |
20,826
+13,505
| +184% | +$165K |
|
4997
Harmony Gold Mining
HMY
$12.3B
| $273K | ﹤0.01% |
96,205
-32,627
| -25% | -$95.6K |
|
4998
Transmedics
TMDX
$2.91B
| $273K | ﹤0.01% |
11,496
+4,700
| +69% | +$113K |
|
4999
Johnson Outdoors
JOUT
$505M
| $272K | ﹤0.01% |
4,644
+3,708
| +396% | +$233K |
|
5000
Victory Capital Holdings
VCTR
$6.66B
| $272K | ﹤0.01% |
17,680
-385
| -2% | -$6.59K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.