UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 50.11% |
| 2 | Technology | 9.56% |
| 3 | Financials | 6.76% |
| 4 | Healthcare | 6.45% |
| 5 | Consumer Discretionary | 5.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
26
iShares US Treasury Bond ETF
GOVT
$41.4B
| $1.53B | 0.59% |
58,302,521
+17,952,715
| +44% | +$469M |
|
27
Meta Platforms (Facebook)
META
$1.7T
| $1.53B | 0.59% |
8,615,989
-1,856,252
| -18% | -$353M |
|
28
iShares Core S&P Small-Cap ETF
IJR
$107B
| $1.43B | 0.55% |
18,376,811
+312,066
| +2% | +$24.2M |
|
29
Vanguard Morningstar Mid-Cap ETF
VO
$105B
| $1.42B | 0.55% |
33,929,604
-309,484
| -0.9% | -$12.9M |
|
30
CALL
Invesco QQQ Trust
QQQ
$477B
| $1.42B | 0.55% |
7,520,100
+6,377,100
| +558% | +$1.21B |
|
31
Accenture
ACN
$119B
| $1.36B | 0.52% |
7,080,010
-1,425,773
| -17% | -$276M |
|
32
McDonald's
MCD
$182B
| $1.36B | 0.52% |
6,341,308
-360,009
| -5% | -$77.2M |
|
|
33
Invesco QQQ Trust
QQQ
$477B
| $1.35B | 0.52% |
7,166,220
-679,258
| -9% | -$129M |
|
34
PUT
iShares MSCI Emerging Markets ETF
EEM
$30.7B
| $1.34B | 0.52% |
32,848,500
-7,555,900
| -19% | -$312M |
|
35
Chevron
CVX
$416B
| $1.28B | 0.49% |
10,784,830
-1,085,530
| -9% | -$132M |
|
36
Coca-Cola
KO
$384B
| $1.28B | 0.49% |
23,467,426
-3,676,502
| -14% | -$197M |
|
37
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.1B
| $1.27B | 0.49% |
9,975,219
-74,378
| -0.7% | -$9.37M |
|
38
Lockheed Martin
LMT
$122B
| $1.23B | 0.47% |
3,160,095
-319,716
| -9% | -$120M |
|
|
39
CALL
Meta Platforms (Facebook)
META
$1.7T
| $1.23B | 0.47% |
6,917,900
-2,477,920
| -26% | -$471M |
|
40
Cisco
CSCO
$434B
| $1.22B | 0.47% |
24,653,099
-2,263,209
| -8% | -$118M |
|
41
RTX Corp
RTX
$263B
| $1.21B | 0.46% |
14,048,945
+142,843
| +1% | +$11.9M |
|
42
Alibaba
BABA
$272B
| $1.2B | 0.46% |
7,153,853
+52,143
| +0.7% | +$8.96M |
|
43
Adobe
ADBE
$106B
| $1.16B | 0.45% |
4,207,741
-479,828
| -10% | -$140M |
|
44
PUT
Apple
AAPL
$4.86T
| $1.15B | 0.44% |
20,603,720
+1,674,360
| +9% | +$87.5M |
|
45
CALL
iShares MSCI Brazil ETF
EWZ
$8.59B
| $1.15B | 0.44% |
27,269,200
-2,530,800
| -8% | -$109M |
|
46
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
| $1.06B | 0.41% |
7,006,120
-265,985
| -4% | -$40.1M |
|
|
47
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.6B
| $1.05B | 0.41% |
18,065,983
+5,479,923
| +44% | +$316M |
|
48
iShares Russell 1000 Growth ETF
IWF
$124B
| $1.03B | 0.4% |
25,883,312
-162,264
| -0.6% | -$6.51M |
|
49
UnitedHealth
UNH
$344B
| $1.03B | 0.4% |
4,733,958
-179,720
| -4% | -$43.4M |
|
50
AT&T
T
$182B
| $1.01B | 0.39% |
35,345,362
-5,192,687
| -13% | -$138M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group withdrew a net $9.06B in Q3 2019, closing 595 positions and reducing 2,892 holdings. Its most notable exit was OAKTREE CAPITAL GROUP, LLC, an estimated $172M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, up from 48% a quarter earlier, followed by Technology and Financials.
Against the trend, UBS Group opened a new position in Invesco S&P Ultra Dividend Revenue ETF worth $38.5M.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 736 new positions and closed 595 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.