UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SILK
4951
DELISTED
Silk Road Medical, Inc. Common Stock
SILK
| $292K | ﹤0.01% |
355
-1,117
| -76% | -$44.5K |
|
|
ANDAU
4952
DELISTED
Andina Acquisition Corp. III Unit
ANDAU
| $292K | ﹤0.01% |
27,850
-2,800
| -9% | -$29.1K |
|
|
MOFG
4953
DELISTED
MidWestOne Financial Group
MOFG
| $291K | ﹤0.01% |
9,534
+6,805
| +249% | +$199K |
|
|
ADRE
4954
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
| $291K | ﹤0.01% |
7,575
-102
| -1% | -$3.98K |
|
4955
Mitek Systems
MITK
$835M
| $289K | ﹤0.01% |
29,893
+21,886
| +273% | +$218K |
|
|
AMNB
4956
DELISTED
American National Bankshares Inc
AMNB
| $289K | ﹤0.01% |
8,151
+5,713
| +234% | +$203K |
|
4957
PUT
Corteva
CTVA
$51.3B
| $288K | ﹤0.01% |
10,275
+1,738
| +20% | +$50.2K |
|
4958
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.78B
| $288K | ﹤0.01% |
7,222
+6,734
| +1,380% | +$267K |
|
4959
Axos Financial
AX
$5.68B
| $287K | ﹤0.01% |
10,382
-10,974
| -51% | -$295K |
|
4960
CRA International
CRAI
$1.09B
| $287K | ﹤0.01% |
6,831
+5,411
| +381% | +$220K |
|
4961
Applied Optoelectronics
AAOI
$10.9B
| $286K | ﹤0.01% |
25,529
+4,220
| +20% | +$42.3K |
|
4962
ADMA Biologics
ADMA
$2.22B
| $286K | ﹤0.01% |
64,224
+59,225
| +1,185% | +$248K |
|
4963
Franklin Covey
FC
$246M
| $285K | ﹤0.01% |
8,156
+6,366
| +356% | +$230K |
|
|
ORBC
4964
DELISTED
ORBCOMM, Inc.
ORBC
| $285K | ﹤0.01% |
59,983
-8,107
| -12% | -$48.5K |
|
4965
Arbutus Biopharma
ABUS
$915M
| $284K | ﹤0.01% |
186,124
+19,715
| +12% | +$34K |
|
4966
Costamare
CMRE
$1.77B
| $284K | ﹤0.01% |
46,755
+28,286
| +153% | +$163K |
|
|
CRON
4967
Cronos Group
CRON
$1.14B
| $284K | ﹤0.01% |
31,323
+7,044
| +29% | +$90.1K |
|
4968
Powell Industries
POWL
$7.71B
| $284K | ﹤0.01% |
21,825
+15,204
| +230% | +$189K |
|
|
VSTO
4969
DELISTED
Vista Outdoor Inc.
VSTO
| $284K | ﹤0.01% |
45,766
+31,906
| +230% | +$210K |
|
4970
MeiraGTx Holdings
MGTX
$1.21B
| $283K | ﹤0.01% |
17,738
+14,504
| +448% | +$338K |
|
4971
iShares AAA-A Rated Corporate Bond ETF
QLTA
$1.23B
| $283K | ﹤0.01% |
5,169
-22,421
| -81% | -$1.22M |
|
4972
Ribbon Communications
RBBN
$383M
| $283K | ﹤0.01% |
48,315
+39,428
| +444% | +$207K |
|
4973
Bristow Group
VTOL
$1.36B
| $283K | ﹤0.01% |
13,399
+5,656
| +73% | +$109K |
|
|
WEA
4974
Western Asset Premier Bond Fund
WEA
$124M
| $283K | ﹤0.01% |
19,917
+4,305
| +28% | +$59.7K |
|
4975
PUT
Cleveland-Cliffs
CLF
$6.99B
| $282K | ﹤0.01% |
39,100
| – | – |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.