UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 49.31% |
| 2 | Technology | 9.89% |
| 3 | Financials | 7.42% |
| 4 | Healthcare | 6.84% |
| 5 | Consumer Discretionary | 5.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4901
Calix
CALX
$2.09B
| $463K | ﹤0.01% |
57,901
+21,531
| +59% | +$160K |
|
4902
Metropolitan Bank Holding Corp
MCB
$1.11B
| $463K | ﹤0.01% |
9,597
+3,451
| +56% | +$152K |
|
4903
MeiraGTx Holdings
MGTX
$1.05B
| $462K | ﹤0.01% |
23,055
+5,317
| +30% | +$91K |
|
4904
Vishay Precision Group
VPG
$954M
| $462K | ﹤0.01% |
13,592
+2,017
| +17% | +$67.7K |
|
|
AQUA
4905
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
| $462K | ﹤0.01% |
24,391
+21,490
| +741% | +$385K |
|
|
CLCT
4906
DELISTED
Collectors Universe
CLCT
| $462K | ﹤0.01% |
20,065
+5,147
| +35% | +$138K |
|
4907
Gossamer Bio
GOSS
$66.9M
| $461K | ﹤0.01% |
369
-342
| -48% | -$551K |
|
|
NPTN
4908
DELISTED
NEOPHOTONICS CORP
NPTN
| $461K | ﹤0.01% |
52,215
+40,299
| +338% | +$302K |
|
|
CNR
4909
DELISTED
Cornerstone Building Brands, Inc.
CNR
| $461K | ﹤0.01% |
54,141
-9,835
| -15% | -$69.1K |
|
|
OSB
4910
DELISTED
Norbord Inc.
OSB
| $461K | ﹤0.01% |
17,233
-115,064
| -87% | -$3.07M |
|
|
PKD
4911
DELISTED
Parker Drilling Company
PKD
| $461K | ﹤0.01% |
20,505
+4,645
| +29% | +$89.8K |
|
4912
Invesco S&P SmallCap Industrials ETF
PSCI
$273M
| $460K | ﹤0.01% |
6,408
-1,408
| -18% | -$98K |
|
4913
KraneShares Electric Vehicles and Future Mobility Index ETF
KARS
$73.6M
| $459K | ﹤0.01% |
19,481
-4,489
| -19% | -$99.4K |
|
|
BCOV
4914
DELISTED
Brightcove, Inc.
BCOV
| $459K | ﹤0.01% |
52,921
+23,506
| +80% | +$221K |
|
4915
CALL
Aon
AON
$59B
| $458K | ﹤0.01% |
+2,200
| New | +$436K |
|
|
HCR
4916
DELISTED
Hi-Crush Inc. Common Stock
HCR
| $458K | ﹤0.01% |
519,118
+376,544
| +264% | +$397K |
|
4917
Sprott Physical Gold
PHYS
$15.3B
| $457K | ﹤0.01% |
37,518
-17,874
| -32% | -$213K |
|
4918
Invesco Floating Rate Municipal Income ETF
PVI
$31.1M
| $457K | ﹤0.01% |
18,369
-2,175
| -11% | -$54.2K |
|
4919
RELX
RELX
$58.3B
| $456K | ﹤0.01% |
18,051
+4,685
| +35% | +$112K |
|
4920
Sterling Infrastructure
STRL
$15.7B
| $455K | ﹤0.01% |
32,338
+11,512
| +55% | +$173K |
|
4921
Alector
ALEC
$218M
| $454K | ﹤0.01% |
26,312
-3,928
| -13% | -$66.8K |
|
|
DVAX
4922
DELISTED
Dynavax Technologies
DVAX
| $454K | ﹤0.01% |
79,363
+10,735
| +16% | +$57.4K |
|
|
IAE
4923
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$95.5M
| $454K | ﹤0.01% |
53,364
-7,304
| -12% | -$60.8K |
|
4924
Kamada
KMDA
$503M
| $454K | ﹤0.01% |
66,521
+64,468
| +3,140% | +$392K |
|
4925
1-800-Flowers.com
FLWS
$172M
| $453K | ﹤0.01% |
31,266
+29,474
| +1,645% | +$401K |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 807 new, 4,306 increased, 2,683 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 50% a quarter earlier, followed by Technology and Financials.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 807 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.