UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AEGN
4851
DELISTED
Aegion Corp
AEGN
| $180K | ﹤0.01% |
12,762
-4,218
| -25% | -$66.5K |
|
4852
Axogen
AXGN
$2.5B
| $179K | ﹤0.01% |
15,429
-12,694
| -45% | -$147K |
|
4853
Eldorado Gold
EGO
$9.89B
| $179K | ﹤0.01% |
16,943
-30,622
| -64% | -$343K |
|
|
CIIC
4854
DELISTED
CIIG Merger Corp. - Class A Common Stock
CIIC
| $178K | ﹤0.01% |
17,727
+1,738
| +11% | +$17.5K |
|
4855
Direxion Daily Financial Bull 3x ETF
FAS
$2.44B
| $177K | ﹤0.01% |
+5,225
| New | +$186K |
|
|
FPAY
4856
DELISTED
FlexShopper
FPAY
| $177K | ﹤0.01% |
100,000
+10,000
| +11% | +$17.1K |
|
4857
PUT
Thermo Fisher Scientific
TMO
$220B
| $177K | ﹤0.01% |
400
-20,900
| -98% | -$8.63M |
|
|
WSO.B
4858
Watsco Inc Class B
WSO.B
| $177K | ﹤0.01% |
773
+200
| +35% | +$45.5K |
|
|
ALBO
4859
DELISTED
Albireo Pharma Inc
ALBO
| $177K | ﹤0.01% |
5,304
+1,032
| +24% | +$30.1K |
|
4860
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$135M
| $176K | ﹤0.01% |
7,526
-1,874
| -20% | -$44.2K |
|
4861
Globalstar
GSAT
$10.7B
| $176K | ﹤0.01% |
38,223
+162
| +0.4% | +$834 |
|
4862
Viper Energy
VNOM
$14.7B
| $176K | ﹤0.01% |
23,335
-38,615
| -62% | -$374K |
|
|
GPP
4863
DELISTED
Green Plains Partners LP
GPP
| $176K | ﹤0.01% |
25,124
-4,626
| -16% | -$34.2K |
|
|
EMWP
4864
DELISTED
Eros Media World PLC
EMWP
| $176K | ﹤0.01% |
4,000
+2,808
| +236% | +$164K |
|
4865
Invesco DB Precious Metals Fund
DBP
$255M
| $175K | ﹤0.01% |
3,418
-3,034
| -47% | -$161K |
|
|
HMHC
4866
DELISTED
Houghton Mifflin Harcourt Company
HMHC
| $175K | ﹤0.01% |
101,351
-2,719
| -3% | -$6.07K |
|
|
CIF
4867
DELISTED
MFS Intermediate High Income Fund
CIF
| $174K | ﹤0.01% |
74,680
+908
| +1% | +$2.07K |
|
4868
PUT
Novartis
NVS
$297B
| $174K | ﹤0.01% |
2,000
+1,500
| +300% | +$130K |
|
|
WPS
4869
DELISTED
iShares International Developed Property ETF
WPS
| $174K | ﹤0.01% |
5,526
-67
| -1% | -$2.11K |
|
|
ALFA
4870
DELISTED
AlphaClone Alternative Alpha ETF
ALFA
| $174K | ﹤0.01% |
2,698
+865
| +47% | +$53.5K |
|
4871
Cimpress
CMPR
$2.31B
| $173K | ﹤0.01% |
2,296
-32,962
| -93% | -$2.82M |
|
4872
Cambria Global Value ETF
GVAL
$596M
| $173K | ﹤0.01% |
10,047
-2,354
| -19% | -$42.5K |
|
4873
Kura Oncology
KURA
$850M
| $173K | ﹤0.01% |
5,634
+5,385
| +2,163% | +$119K |
|
4874
V2X
VVX
$2.65B
| $173K | ﹤0.01% |
4,551
-1,988
| -30% | -$86.4K |
|
|
EXK
4875
Endeavour Silver
EXK
$2.83B
| $172K | ﹤0.01% |
48,970
-7,394
| -13% | -$27.4K |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.