UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4851
Digi International
DGII
$3.1B
| $334K | ﹤0.01% |
24,508
+17,224
| +236% | +$227K |
|
4852
Rogers Corp
ROG
$2.4B
| $334K | ﹤0.01% |
2,445
-1,205
| -33% | -$178K |
|
4853
UroGen Pharma
URGN
$2.29B
| $334K | ﹤0.01% |
13,994
+10,535
| +305% | +$344K |
|
|
MFT
4854
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
| $334K | ﹤0.01% |
24,186
+18,783
| +348% | +$256K |
|
|
GRA
4855
CALL
DELISTED
W.R. Grace & Co.
GRA
| $334K | ﹤0.01% |
5,000
| – | – |
|
4856
Donnelley Financial Solutions
DFIN
$1.16B
| $333K | ﹤0.01% |
27,003
+20,002
| +286% | +$248K |
|
4857
Equity Bancshares
EQBK
$1.05B
| $333K | ﹤0.01% |
12,423
+316
| +3% | +$8.27K |
|
4858
Genie Energy
GNE
$384M
| $333K | ﹤0.01% |
44,632
+10,193
| +30% | +$89K |
|
4859
MACOM Technology Solutions
MTSI
$23.7B
| $333K | ﹤0.01% |
15,466
+1,702
| +12% | +$33.2K |
|
|
COLO
4860
Global X MSCI Colombia ETF
COLO
$207M
| $332K | ﹤0.01% |
9,264
-2,414
| -21% | -$88.2K |
|
4861
VirnetX Holding Corp
VHC
$63.1M
| $332K | ﹤0.01% |
3,066
+2,458
| +404% | +$293K |
|
4862
LCNB Corp
LCNB
$283M
| $331K | ﹤0.01% |
18,663
+6,376
| +52% | +$112K |
|
4863
SunCoke Energy
SXC
$797M
| $330K | ﹤0.01% |
58,371
-18,111
| -24% | -$130K |
|
4864
Culp Inc
CULP
$44.1M
| $329K | ﹤0.01% |
20,159
+18,239
| +950% | +$303K |
|
|
BDSI
4865
DELISTED
BioDelivery Sciences International, Inc.
BDSI
| $329K | ﹤0.01% |
78,201
+45,871
| +142% | +$196K |
|
|
MEET
4866
DELISTED
The Meet Group, Inc. Common Stock
MEET
| $328K | ﹤0.01% |
100,191
+59,554
| +147% | +$207K |
|
4867
PUT
Iron Mountain
IRM
$36.1B
| $327K | ﹤0.01% |
10,100
| – | – |
|
4868
Camping World
CWH
$653M
| $326K | ﹤0.01% |
36,650
-92,503
| -72% | -$894K |
|
4869
Invesco Total Return Bond ETF
GTO
$2.44B
| $326K | ﹤0.01% |
6,015
-64
| -1% | -$3.45K |
|
|
HQL
4870
abrdn Life Sciences Investors
HQL
$627M
| $326K | ﹤0.01% |
21,625
-663
| -3% | -$10.6K |
|
|
FDIQ
4871
Invesco Bloomberg Financial Data Providers ETF
FDIQ
$50.6M
| $326K | ﹤0.01% |
6,555
-38,492
| -85% | -$1.9M |
|
|
CETV
4872
DELISTED
Central European Media Enterprises Ltd
CETV
| $326K | ﹤0.01% |
72,482
+44,447
| +159% | +$201K |
|
|
CCRN
4873
DELISTED
Cross Country Healthcare
CCRN
| $325K | ﹤0.01% |
31,572
+16,209
| +106% | +$159K |
|
4874
Westwood Holdings Group
WHG
$189M
| $325K | ﹤0.01% |
11,746
+3,745
| +47% | +$114K |
|
4875
CALL
Stryker
SYK
$130B
| $324K | ﹤0.01% |
+1,500
| New | +$322K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.