UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4826
CRA International
CRAI
$1.06B
| $507K | ﹤0.01% |
9,306
+2,475
| +36% | +$120K |
|
|
LL
4827
DELISTED
LL Flooring Holdings, Inc.
LL
| $507K | ﹤0.01% |
51,903
+30,953
| +148% | +$289K |
|
4828
abrdn Physical Palladium Shares ETF
PALL
$673M
| $506K | ﹤0.01% |
13,795
+1,070
| +8% | +$36.3K |
|
4829
Surgery Partners
SGRY
$1.96B
| $506K | ﹤0.01% |
32,314
+13,600
| +73% | +$154K |
|
4830
i3 Verticals
IIIV
$331M
| $505K | ﹤0.01% |
17,890
-3,983
| -18% | -$94K |
|
4831
VSE Corp
VSEC
$6.79B
| $505K | ﹤0.01% |
13,294
+6,448
| +94% | +$240K |
|
|
HTLF
4832
DELISTED
Heartland Financial USA, Inc.
HTLF
| $504K | ﹤0.01% |
10,137
+5,080
| +100% | +$239K |
|
|
PRMW
4833
DELISTED
Primo Water Corporation
PRMW
| $504K | ﹤0.01% |
44,946
+19,751
| +78% | +$219K |
|
4834
Star Group
SGU
$415M
| $503K | ﹤0.01% |
53,226
+766
| +1% | +$7.19K |
|
4835
ProShares UltraPro Dow 30
UDOW
$927M
| $503K | ﹤0.01% |
16,208
+2,524
| +18% | +$70.8K |
|
4836
BlackRock MuniYield Pennsylvania Quality Fund
MPA
$144M
| $502K | ﹤0.01% |
35,097
+638
| +2% | +$9.02K |
|
4837
Amerant Bancorp
AMTB
$1.14B
| $501K | ﹤0.01% |
22,977
+7,902
| +52% | +$164K |
|
|
GUT
4838
Gabelli Utility Trust
GUT
$572M
| $501K | ﹤0.01% |
66,232
+9,769
| +17% | +$72.5K |
|
4839
Modine Manufacturing
MOD
$10.5B
| $499K | ﹤0.01% |
64,836
+26,411
| +69% | +$237K |
|
|
EDI
4840
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
| $499K | ﹤0.01% |
41,933
-3,934
| -9% | -$46.7K |
|
4841
Lifecore Biomedical
LFCR
$183M
| $497K | ﹤0.01% |
43,975
+10,999
| +33% | +$117K |
|
|
NVMI
4842
Nova
NVMI
$12.6B
| $496K | ﹤0.01% |
13,114
+12,410
| +1,763% | +$435K |
|
|
GPP
4843
DELISTED
Green Plains Partners LP
GPP
| $496K | ﹤0.01% |
35,836
-10,111
| -22% | -$138K |
|
4844
A10 Networks
ATEN
$1.97B
| $495K | ﹤0.01% |
72,105
+28,213
| +64% | +$190K |
|
4845
NN Inc
NNBR
$301M
| $494K | ﹤0.01% |
53,360
+20,378
| +62% | +$164K |
|
4846
Airgain
AIRG
$70M
| $493K | ﹤0.01% |
46,081
+2,435
| +6% | +$25.6K |
|
4847
JPMorgan BetaBuilders Japan ETF
BBJP
$18.8B
| $493K | ﹤0.01% |
10,036
+9,907
| +7,680% | +$489K |
|
4848
Green Plains
GPRE
$1.09B
| $492K | ﹤0.01% |
31,875
+29,945
| +1,552% | +$407K |
|
|
NGM
4849
DELISTED
NGM Biopharmaceuticals, Inc. Common Stock
NGM
| $492K | ﹤0.01% |
26,659
+17,542
| +192% | +$256K |
|
|
FIT
4850
CALL
DELISTED
Fitbit, Inc. Class A common stock
FIT
| $491K | ﹤0.01% |
+74,700
| New | +$438K |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,306 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.