UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4751
Aegon
AEG
$14.1B
| $385K | ﹤0.01% |
100,995
-5,950
| -6% | -$23.7K |
|
4752
Dillards
DDS
$9.56B
| $384K | ﹤0.01% |
5,812
+567
| +11% | +$36.3K |
|
4753
Invesco Golden Dragon China ETF
PGJ
$98.7M
| $384K | ﹤0.01% |
10,770
-6,266
| -37% | -$229K |
|
4754
Medpace
MEDP
$16.5B
| $382K | ﹤0.01% |
4,547
+1,622
| +55% | +$123K |
|
|
CSII
4755
DELISTED
Cardiovascular Systems, Inc.
CSII
| $382K | ﹤0.01% |
8,029
+995
| +14% | +$46.8K |
|
4756
First Trust Switzerland AlphaDEX Fund
FSZ
$37.5M
| $381K | ﹤0.01% |
7,824
-16,740
| -68% | -$817K |
|
4757
Oceaneering
OII
$4.77B
| $381K | ﹤0.01% |
28,098
-25,819
| -48% | -$391K |
|
4758
Customers Bancorp
CUBI
$2.77B
| $380K | ﹤0.01% |
18,325
+7,137
| +64% | +$142K |
|
4759
First Mid Bancshares
FMBH
$1.36B
| $380K | ﹤0.01% |
10,973
+8,343
| +317% | +$278K |
|
|
GGZ
4760
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$127M
| $379K | ﹤0.01% |
34,023
-6,716
| -16% | -$74.8K |
|
4761
Vishay Precision Group
VPG
$914M
| $379K | ﹤0.01% |
11,575
+6,063
| +110% | +$216K |
|
4762
WisdomTree US Multifactor Fund
USMF
$303M
| $378K | ﹤0.01% |
12,463
-2,429
| -16% | -$73.7K |
|
|
DFND
4763
DELISTED
Siren DIVCON Dividend Defender ETF
DFND
| $376K | ﹤0.01% |
12,432
-7,683
| -38% | -$230K |
|
|
CIR
4764
DELISTED
CIRCOR International, Inc
CIR
| $376K | ﹤0.01% |
10,017
-180,309
| -95% | -$6.85M |
|
4765
Adaptive Biotechnologies
ADPT
$3.97B
| $375K | ﹤0.01% |
+12,141
| New | +$495K |
|
|
TURN
4766
DELISTED
180 Degree Capital
TURN
| $375K | ﹤0.01% |
58,432
+1,365
| +2% | +$8.39K |
|
4767
Invesco International BuyBack Achievers ETF
IPKW
$563M
| $374K | ﹤0.01% |
12,075
+151
| +1% | +$4.65K |
|
4768
PUT
Nabors Industries
NBR
$1.21B
| $374K | ﹤0.01% |
+4,000
| New | +$450K |
|
|
MAXR
4769
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
| $374K | ﹤0.01% |
49,300
+36,521
| +286% | +$290K |
|
4770
Interactive Brokers
IBKR
$39.6B
| $373K | ﹤0.01% |
27,740
-36,696
| -57% | -$456K |
|
4771
BRC Group Holdings
RILY
$289M
| $373K | ﹤0.01% |
15,782
+12,101
| +329% | +$256K |
|
|
SBI
4772
Western Asset Intermediate Muni Fund
SBI
$108M
| $373K | ﹤0.01% |
40,642
+6,016
| +17% | +$55K |
|
4773
Amplify Alternative Harvest ETF
MJ
$105M
| $372K | ﹤0.01% |
1,495
+548
| +58% | +$177K |
|
4774
OraSure Technologies
OSUR
$279M
| $371K | ﹤0.01% |
49,633
+36,263
| +271% | +$284K |
|
4775
Teekay
TK
$985M
| $371K | ﹤0.01% |
92,590
-2,067
| -2% | -$8.27K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.