UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4751
MBIA
MBI
$260M
| $218K | ﹤0.01% |
25,079
+13,986
| +126% | +$140K |
|
|
FUND
4752
Sprott Focus Trust
FUND
$308M
| $217K | ﹤0.01% |
28,037
+5,806
| +26% | +$43.4K |
|
4753
VanEck Uranium + Nuclear Energy ETF
NLR
$4.18B
| $217K | ﹤0.01% |
4,240
-492
| -10% | -$25.4K |
|
4754
Invesco WilderHill Clean Energy ETF
PBW
$429M
| $217K | ﹤0.01% |
9,220
-4,326
| -32% | -$96.2K |
|
|
SNBR
4755
DELISTED
Sleep Number
SNBR
| $217K | ﹤0.01% |
6,981
-76,538
| -92% | -$2.39M |
|
|
BSJN
4756
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
| $217K | ﹤0.01% |
8,072
+3,236
| +67% | +$86.6K |
|
|
QHC
4757
DELISTED
Quorum Health Corporation
QHC
| $217K | ﹤0.01% |
41,844
-1,135
| -3% | -$4.61K |
|
4758
First Trust Small Cap Value AlphaDEX Fund
FYT
$193M
| $216K | ﹤0.01% |
6,045
-4,441
| -42% | -$150K |
|
4759
Novavax
NVAX
$1.31B
| $216K | ﹤0.01% |
9,458
+6,813
| +258% | +$153K |
|
|
SYKE
4760
DELISTED
SYKES Enterprises Inc
SYKE
| $216K | ﹤0.01% |
7,397
+6,393
| +637% | +$189K |
|
4761
Rapid7
RPD
$773M
| $215K | ﹤0.01% |
12,193
+2,889
| +31% | +$48K |
|
4762
CVR Partners
UAN
$1.34B
| $215K | ﹤0.01% |
6,663
-12,884
| -66% | -$423K |
|
|
BGC
4763
DELISTED
General Cable Corporation
BGC
| $215K | ﹤0.01% |
11,414
+9,139
| +402% | +$164K |
|
|
CSW
4764
CSW Industrials
CSW
$5.71B
| $214K | ﹤0.01% |
4,819
+129
| +3% | +$5.24K |
|
4765
Hecla Mining
HL
$11.3B
| $214K | ﹤0.01% |
42,598
-317,152
| -88% | -$1.63M |
|
|
TRST
4766
Trustco Bank Corp NY
TRST
$938M
| $213K | ﹤0.01% |
4,786
+2,246
| +88% | +$89.6K |
|
|
MFV
4767
DELISTED
MFS SPECIAL VALUE TRUST
MFV
| $213K | ﹤0.01% |
32,317
+2,241
| +7% | +$14.6K |
|
|
SIRE
4768
DELISTED
Sisecam Resources LP
SIRE
| $213K | ﹤0.01% |
8,503
-58
| -0.7% | -$1.48K |
|
4769
ProShares Ultra Semiconductors
USD
$2.95B
| $212K | ﹤0.01% |
100,128
-672
| -0.7% | -$1.26K |
|
|
LKSD
4770
DELISTED
LSC Communications, Inc.
LKSD
| $212K | ﹤0.01% |
12,815
+3,085
| +32% | +$55.4K |
|
4771
Floor & Decor
FND
$6.68B
| $211K | ﹤0.01% |
5,430
-21,599
| -80% | -$801K |
|
4772
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$261M
| $211K | ﹤0.01% |
8,730
+2,175
| +33% | +$52.3K |
|
4773
Medifast
MED
$141M
| $211K | ﹤0.01% |
3,546
+2,434
| +219% | +$121K |
|
|
CLCT
4774
DELISTED
Collectors Universe
CLCT
| $211K | ﹤0.01% |
8,791
+1,416
| +19% | +$33.8K |
|
4775
American Homes 4 Rent
AMH
$12.5B
| $210K | ﹤0.01% |
9,687
-13,288
| -58% | -$298K |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.