UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4726
Nicolet Bankshares
NIC
$3.62B
| $401K | ﹤0.01% |
6,029
+3,764
| +166% | +$243K |
|
|
CIO
4727
DELISTED
City Office REIT
CIO
| $400K | ﹤0.01% |
27,772
+19,564
| +238% | +$256K |
|
4728
The Bancorp
TBBK
$2.9B
| $398K | ﹤0.01% |
40,226
+24,101
| +149% | +$229K |
|
|
AIU
4729
DELISTED
Meta Data Limited American Depositary Shares, each representing ten (10) Class A Ordinary Shares
AIU
| $398K | ﹤0.01% |
430
-15
| -3% | -$14.4K |
|
4730
CALL
General Mills
GIS
$19.7B
| $397K | ﹤0.01% |
7,200
+4,400
| +157% | +$237K |
|
4731
PUT
Ecolab
ECL
$79.9B
| $396K | ﹤0.01% |
2,000
-100
| -5% | -$20K |
|
|
SHYF
4732
DELISTED
The Shyft Group
SHYF
| $395K | ﹤0.01% |
28,785
+19,099
| +197% | +$233K |
|
4733
First Community Bankshares
FCBC
$911M
| $394K | ﹤0.01% |
12,190
+7,866
| +182% | +$257K |
|
4734
OR Royalties Inc
OR
$6.2B
| $394K | ﹤0.01% |
42,275
+1,680
| +4% | +$19.7K |
|
|
TLND
4735
DELISTED
Talend S.A. American Depositary Shares
TLND
| $394K | ﹤0.01% |
11,596
-12,204
| -51% | -$453K |
|
|
DTV
4736
DELISTED
DTE Energy Company 2016 Corporate Units
DTV
| $394K | ﹤0.01% |
6,794
+1,349
| +25% | +$76.6K |
|
4737
Daily Journal
DJCO
$778M
| $393K | ﹤0.01% |
1,584
+1,312
| +482% | +$298K |
|
4738
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$194M
| $393K | ﹤0.01% |
18,045
+395
| +2% | +$8.53K |
|
4739
UNIFI
UFI
$134M
| $393K | ﹤0.01% |
17,912
+5,695
| +47% | +$112K |
|
4740
Invesco S&P MidCap Momentum ETF
XMMO
$7.53B
| $393K | ﹤0.01% |
6,745
-11,620
| -63% | -$683K |
|
|
DSKE
4741
DELISTED
Daseke, Inc. Common Stock
DSKE
| $391K | ﹤0.01% |
156,390
+63,408
| +68% | +$178K |
|
4742
BBVA Argentina
BBAR
$3.49B
| $390K | ﹤0.01% |
90,094
+7,021
| +8% | +$54.6K |
|
|
BNY
4743
CALL
Bank of New York Mellon
BNY
$107B
| $389K | ﹤0.01% |
+8,600
| New | +$383K |
|
4744
CryoPort
CYRX
$762M
| $388K | ﹤0.01% |
23,713
+18,465
| +352% | +$370K |
|
4745
PRA Group
PRAA
$755M
| $388K | ﹤0.01% |
11,472
+2,084
| +22% | +$66.3K |
|
4746
Lennar Class B
LEN.B
$20.8B
| $387K | ﹤0.01% |
9,165
+2,489
| +37% | +$94.8K |
|
4747
Yelp
YELP
$1.41B
| $387K | ﹤0.01% |
11,145
-12,005
| -52% | -$415K |
|
|
CNR
4748
DELISTED
Cornerstone Building Brands, Inc.
CNR
| $387K | ﹤0.01% |
63,976
-161,407
| -72% | -$883K |
|
|
FBC
4749
DELISTED
Flagstar Bancorp, Inc. New
FBC
| $387K | ﹤0.01% |
10,368
-356
| -3% | -$12.5K |
|
4750
Fossil Group
FOSL
$318M
| $386K | ﹤0.01% |
30,808
+27,895
| +958% | +$316K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.