UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$1.06B |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$590M |
| 3 |
Invesco QQQ Trust
QQQ
|
+$368M |
| 4 |
PLAN
Anaplan, Inc.
PLAN
|
+$264M |
| 5 |
UBS Group
UBS
|
+$223M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$717M |
| 2 |
Microsoft
MSFT
|
+$677M |
| 3 |
Apple
AAPL
|
+$653M |
| 4 |
Amazon
AMZN
|
+$641M |
| 5 |
Meta Platforms (Facebook)
META
|
+$351M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.23% |
| 2 | Financials | 6.63% |
| 3 | Healthcare | 5.96% |
| 4 | Consumer Discretionary | 5.78% |
| 5 | Industrials | 4.3% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
NCZ
4701
Virtus Convertible & Income Fund II
NCZ
$305M
| $704K | ﹤0.01% |
34,504
+315
| +0.9% | +$6.59K |
|
4702
AppFolio
APPF
$7.07B
| $703K | ﹤0.01% |
5,805
+4,518
| +351% | +$573K |
|
4703
Alkermes
ALKS
$8.29B
| $702K | ﹤0.01% |
30,209
+9,404
| +45% | +$247K |
|
4704
Sterling Infrastructure
STRL
$16.2B
| $701K | ﹤0.01% |
26,665
+15,174
| +132% | +$390K |
|
4705
Duolingo
DUOL
$6.42B
| $700K | ﹤0.01% |
6,600
+2,831
| +75% | +$390K |
|
4706
International Seaways
INSW
$4.48B
| $700K | ﹤0.01% |
47,646
+23,107
| +94% | +$383K |
|
4707
Ranpak Holdings
PACK
$446M
| $700K | ﹤0.01% |
18,630
+14,499
| +351% | +$512K |
|
4708
CALL
Airbnb
ABNB
$111B
| $699K | ﹤0.01% |
4,200
-3,117
| -43% | -$549K |
|
|
EB
4709
DELISTED
Eventbrite
EB
| $699K | ﹤0.01% |
40,017
+37,017
| +1,234% | +$685K |
|
|
EHI
4710
Western Asset Global High Income Fund
EHI
$178M
| $694K | ﹤0.01% |
68,632
-5,195
| -7% | -$52.1K |
|
4711
Invivyd
IVVD
$198M
| $694K | ﹤0.01% |
+95,568
| New | +$2.48M |
|
|
PHD
4712
DELISTED
Pioneer Floating Rate Fund
PHD
| $694K | ﹤0.01% |
59,770
+45,927
| +332% | +$543K |
|
4713
Direxion Daily FTSE China Bear 3X ETF
YANG
$86.9M
| $693K | ﹤0.01% |
1,708
+431
| +34% | +$155K |
|
|
MGIC
4714
DELISTED
Magic Software Enterprises
MGIC
| $692K | ﹤0.01% |
33,059
+15,236
| +85% | +$331K |
|
4715
PUT
NovoCure
NVCR
$2.02B
| $691K | ﹤0.01% |
9,200
| – | – |
|
|
SC
4716
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
| $691K | ﹤0.01% |
16,435
-33,421
| -67% | -$1.4M |
|
|
TGB
4717
Trekor Metals
TGB
$3.21B
| $689K | ﹤0.01% |
336,147
+33,013
| +11% | +$68.9K |
|
4718
CALL
Qfin Holdings
QFIN
$1.59B
| $688K | ﹤0.01% |
30,000
| – | – |
|
4719
PUT
Equinox Gold
EQX
$13.5B
| $686K | ﹤0.01% |
101,500
| – | – |
|
4720
Fortuna Silver Mines
FSM
$3.18B
| $686K | ﹤0.01% |
175,855
-55,751
| -24% | -$229K |
|
4721
Diana Shipping
DSX
$296M
| $684K | ﹤0.01% |
220,360
-39,298
| -15% | -$132K |
|
|
FT
4722
Franklin Universal Trust
FT
$197M
| $684K | ﹤0.01% |
80,910
+10,344
| +15% | +$85.3K |
|
|
WEBR
4723
DELISTED
Weber Inc.
WEBR
| $684K | ﹤0.01% |
52,857
-5,910
| -10% | -$87.6K |
|
4724
Shenandoah Telecom
SHEN
$737M
| $681K | ﹤0.01% |
26,717
+25,277
| +1,755% | +$710K |
|
4725
Harmonic Inc
HLIT
$1.26B
| $680K | ﹤0.01% |
57,854
-55,841
| -49% | -$575K |
|
Similar funds
UBS Group's Q4 2021 Portfolio in Review
As of Q4 2021, UBS Group held 11,479 positions worth $349B, up 9.9% from $318B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q4 2021 filing shows 1,739 new, 5,110 increased, 3,129 reduced and 997 closed positions. Its largest new stake was Hertz: 1,027,564 shares worth $25.7M. The largest sale was iShares Russell 2000 ETF, an estimated $717M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2021 buy was Hertz: 1,027,564 shares worth $25.7M.
- UBS Group added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $1.06B increase.
- UBS Group's biggest Q4 2021 reduction was iShares Russell 2000 ETF, cutting an estimated $717M.
- UBS Group fully exited Kansas City Southern in Q4 2021, selling an estimated $81.9M.
- UBS Group's ten largest holdings make up 14% of its $349B portfolio in Q4 2021.
- UBS Group opened 1,739 new positions and closed 997 in Q4 2021.
- UBS Group's portfolio value rose 9.9% quarter-over-quarter to $349B.
Based on UBS Group's 13F filing for Q4 2021, filed 14 Feb 2022.