UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4701
National Bank Holdings
NBHC
$1.9B
| $527K | ﹤0.01% |
13,022
-24,595
| -65% | -$899K |
|
4702
CALL
Bakkt Inc
BKKT
$331M
| $526K | ﹤0.01% |
+2,080
| New | +$522K |
|
|
VMM
4703
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
| $526K | ﹤0.01% |
37,073
-11,369
| -23% | -$162K |
|
|
SWI
4704
DELISTED
SolarWinds Corporation Common Stock
SWI
| $526K | ﹤0.01% |
31,429
-52,295
| -62% | -$967K |
|
4705
Lineage Cell Therapeutics
LCTX
$283M
| $523K | ﹤0.01% |
207,702
+203,156
| +4,469% | +$521K |
|
4706
TTEC Holdings
TTEC
$122M
| $523K | ﹤0.01% |
5,594
-182
| -3% | -$18.6K |
|
4707
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$194M
| $522K | ﹤0.01% |
8,287
-1,894
| -19% | -$119K |
|
|
NCV
4708
Virtus Convertible & Income Fund
NCV
$390M
| $520K | ﹤0.01% |
21,803
-11,598
| -35% | -$282K |
|
4709
Immunocore
IMCR
$1.72B
| $519K | ﹤0.01% |
14,001
+1,987
| +17% | +$67.1K |
|
4710
Center Bancorp
CNOB
$1.79B
| $518K | ﹤0.01% |
17,251
-5,988
| -26% | -$166K |
|
|
LX
4711
LexinFintech Holdings
LX
$236M
| $518K | ﹤0.01% |
87,972
-14,167
| -14% | -$109K |
|
4712
Koppers
KOP
$964M
| $517K | ﹤0.01% |
16,534
-2,511
| -13% | -$78.2K |
|
|
TUP
4713
DELISTED
Tupperware Brands Corporation
TUP
| $516K | ﹤0.01% |
24,445
-18,356
| -43% | -$411K |
|
|
UNVR
4714
DELISTED
Univar Solutions Inc.
UNVR
| $516K | ﹤0.01% |
21,679
-72,069
| -77% | -$1.7M |
|
4715
CALL
Altria Group
MO
$112B
| $514K | ﹤0.01% |
11,300
| – | – |
|
4716
Unitil
UTL
$968M
| $513K | ﹤0.01% |
11,982
+3,358
| +39% | +$168K |
|
|
VGI
4717
Virtus Global Multi-Sector Income Fund
VGI
$83.9M
| $513K | ﹤0.01% |
43,615
+83
| +0.2% | +$987 |
|
4718
CALL
Melco Resorts & Entertainment
MLCO
$2.16B
| $512K | ﹤0.01% |
50,000
+24,200
| +94% | +$318K |
|
4719
M/I Homes
MHO
$3.79B
| $511K | ﹤0.01% |
8,839
-1,279
| -13% | -$78.3K |
|
4720
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$184M
| $511K | ﹤0.01% |
15,980
-1,900
| -11% | -$62.9K |
|
4721
CNA Financial
CNA
$14B
| $510K | ﹤0.01% |
12,159
+2,975
| +32% | +$130K |
|
4722
CuriosityStream
CURI
$161M
| $509K | ﹤0.01% |
48,273
+10,054
| +26% | +$118K |
|
4723
LCI Industries
LCII
$2.6B
| $509K | ﹤0.01% |
3,780
-10,012
| -73% | -$1.38M |
|
|
ARGO
4724
DELISTED
Argo Group International Holdings, Ltd.
ARGO
| $509K | ﹤0.01% |
9,750
+8,545
| +709% | +$449K |
|
|
CYXT
4725
DELISTED
Cyxtera Technologies, Inc. Class A Common Stock
CYXT
| $509K | ﹤0.01% |
55,000
+48,850
| +794% | +$457K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.