UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CEL
4701
DELISTED
Cellcom Israel, Ltd.
CEL
| $414K | ﹤0.01% |
149,048
+148,298
| +19,773% | +$384K |
|
4702
PUT
Norfolk Southern
NSC
$75.1B
| $413K | ﹤0.01% |
+2,300
| New | +$423K |
|
4703
Waterstone Financial
WSBF
$375M
| $412K | ﹤0.01% |
23,989
+12,820
| +115% | +$216K |
|
|
ZF
4704
DELISTED
Virtus Total Return Fund Inc.
ZF
| $412K | ﹤0.01% |
36,610
-26,938
| -42% | -$292K |
|
|
JSD
4705
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
| $412K | ﹤0.01% |
27,548
+395
| +1% | +$6.01K |
|
|
DCH
4706
CALL
Dauch Corp
DCH
$1.51B
| $411K | ﹤0.01% |
+50,000
| New | +$454K |
|
4707
iShares Asia/Pacific Dividend ETF
DVYA
$72.2M
| $411K | ﹤0.01% |
9,577
+3,600
| +60% | +$156K |
|
|
YMAB
4708
DELISTED
Y-mAbs Therapeutics
YMAB
| $411K | ﹤0.01% |
15,783
+13,423
| +569% | +$343K |
|
|
ROCC
4709
DELISTED
Ranger Oil Corporation Class A Common Stock
ROCC
| $411K | ﹤0.01% |
14,115
-12,150
| -46% | -$377K |
|
4710
St. Joe Company
JOE
$3.83B
| $410K | ﹤0.01% |
23,975
+13,462
| +128% | +$239K |
|
|
KNOW
4711
DELISTED
Direxion All Cap Insider Sentiment Shares
KNOW
| $410K | ﹤0.01% |
10,716
-1,498
| -12% | -$57.6K |
|
4712
Cue Biopharma
CUE
$114M
| $409K | ﹤0.01% |
1,617
+406
| +34% | +$97.5K |
|
|
GUT
4713
Gabelli Utility Trust
GUT
$559M
| $408K | ﹤0.01% |
56,463
+8,796
| +18% | +$61.6K |
|
|
CGO
4714
Calamos Global Total Return Fund
CGO
$130M
| $407K | ﹤0.01% |
33,609
-14,294
| -30% | -$179K |
|
4715
Haverty Furniture Companies
HVT
$454M
| $407K | ﹤0.01% |
20,086
+17,290
| +618% | +$326K |
|
4716
International Seaways
INSW
$4.57B
| $407K | ﹤0.01% |
21,113
+12,600
| +148% | +$223K |
|
|
MIC
4717
CALL
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
| $407K | ﹤0.01% |
10,300
+800
| +8% | +$31.6K |
|
4718
Matrix Service
MTRX
$335M
| $406K | ﹤0.01% |
23,696
+13,991
| +144% | +$263K |
|
4719
abrdn Physical Palladium Shares ETF
PALL
$667M
| $405K | ﹤0.01% |
12,725
-10,415
| -45% | -$302K |
|
4720
Dime Commercial Bancshares
DCOM
$1.78B
| $404K | ﹤0.01% |
13,684
+8,332
| +156% | +$237K |
|
4721
Team
TISI
$77.7M
| $404K | ﹤0.01% |
2,237
+1,672
| +296% | +$276K |
|
4722
Brookdale Senior Living
BKD
$3.4B
| $403K | ﹤0.01% |
53,083
-469
| -0.9% | -$3.71K |
|
4723
GeoPark
GPRK
$612M
| $403K | ﹤0.01% |
21,959
-3,521
| -14% | -$62.9K |
|
4724
Hyatt Hotels
H
$16.7B
| $403K | ﹤0.01% |
5,461
-75,564
| -93% | -$5.71M |
|
4725
Douglas Emmett
DEI
$1.96B
| $401K | ﹤0.01% |
9,349
+5,428
| +138% | +$224K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.