UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4676
OFG Bancorp
OFG
$2.22B
| $545K | ﹤0.01% |
21,644
-43,108
| -67% | -$991K |
|
4677
Oric Pharmaceuticals
ORIC
$1.4B
| $544K | ﹤0.01% |
25,986
+18,747
| +259% | +$380K |
|
|
NORW
4678
DELISTED
Global X MSCI Norway ETF
NORW
| $544K | ﹤0.01% |
37,600
-16,033
| -30% | -$229K |
|
4679
Enterprise Financial Services Corp
EFSC
$2.39B
| $542K | ﹤0.01% |
11,970
-15,874
| -57% | -$711K |
|
|
OGCP
4680
Empire State Realty Series 60
OGCP
| $541K | ﹤0.01% |
53,303
-1
| -0% | -$10 |
|
4681
Ryanair
RYAAY
$31B
| $541K | ﹤0.01% |
12,290
+152
| +1% | +$6.58K |
|
|
KCAC
4682
DELISTED
Kensington Capital Acquisition Corp. II
KCAC
| $541K | ﹤0.01% |
65,374
+62,524
| +2,194% | +$618K |
|
4683
OceanFirst Financial
OCFC
$1.9B
| $540K | ﹤0.01% |
25,250
-45,012
| -64% | -$922K |
|
|
SMM
4684
DELISTED
Salient Midstream & MLP Fund
SMM
| $540K | ﹤0.01% |
85,078
+1,903
| +2% | +$11K |
|
4685
ALX Oncology
ALXO
$293M
| $537K | ﹤0.01% |
7,266
+2,528
| +53% | +$168K |
|
4686
Invesco DB US Dollar Index Bearish Fund
UDN
$109M
| $537K | ﹤0.01% |
26,062
-37,589
| -59% | -$788K |
|
|
FSP
4687
Franklin Street Properties
FSP
$45.8M
| $536K | ﹤0.01% |
115,579
+28,367
| +33% | +$138K |
|
|
LAND
4688
Gladstone Land Corp
LAND
$353M
| $536K | ﹤0.01% |
23,548
-2,507
| -10% | -$58.5K |
|
4689
PUT
Lemonade
LMND
$4.08B
| $536K | ﹤0.01% |
+8,000
| New | +$645K |
|
4690
Central Pacific Financial
CPF
$995M
| $535K | ﹤0.01% |
20,830
-25,615
| -55% | -$642K |
|
4691
WisdomTree Global High Dividend Fund
DEW
$155M
| $535K | ﹤0.01% |
11,418
+4,923
| +76% | +$239K |
|
4692
Upbound Group
UPBD
$1.13B
| $534K | ﹤0.01% |
9,493
-2,961
| -24% | -$174K |
|
4693
VirnetX Holding Corp
VHC
$60.9M
| $533K | ﹤0.01% |
6,803
-148
| -2% | -$12.1K |
|
|
ZIXI
4694
DELISTED
Zix Corporation
ZIXI
| $532K | ﹤0.01% |
75,207
-59,840
| -44% | -$432K |
|
4695
Uranium Energy
UEC
$5.64B
| $531K | ﹤0.01% |
174,098
-45,216
| -21% | -$113K |
|
4696
Commercial Metals
CMC
$8.2B
| $530K | ﹤0.01% |
17,414
-19,563
| -53% | -$623K |
|
|
ODP
4697
DELISTED
ODP
ODP
| $530K | ﹤0.01% |
13,219
-17,982
| -58% | -$810K |
|
4698
Spero Therapeutics
SPRO
$73M
| $530K | ﹤0.01% |
28,822
+26,929
| +1,423% | +$432K |
|
4699
James River Group Holdings
JRVR
$215M
| $528K | ﹤0.01% |
14,012
-5,077
| -27% | -$185K |
|
4700
Delek Logistics
DKL
$3.08B
| $527K | ﹤0.01% |
11,666
+24
| +0.2% | +$1.01K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.