UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4676
TriNet
TNET
$3.14B
| $245K | ﹤0.01% |
4,127
+3,162
| +328% | +$203K |
|
4677
Health Catalyst
HCAT
$128M
| $244K | ﹤0.01% |
6,649
-804
| -11% | -$27.3K |
|
4678
Kimbell Royalty Partners
KRP
$1.48B
| $244K | ﹤0.01% |
39,866
-3,005
| -7% | -$24.3K |
|
4679
Cohu
COHU
$2.5B
| $243K | ﹤0.01% |
14,172
-5,393
| -28% | -$94.3K |
|
4680
WisdomTree Enhanced Commodity Strategy Fund
GCC
$274M
| $243K | ﹤0.01% |
14,055
-2,520
| -15% | -$42.6K |
|
4681
PUT
uniQure
QURE
$3.22B
| $243K | ﹤0.01% |
6,600
| – | – |
|
4682
Invesco DB Base Metals Fund
DBB
$315M
| $242K | ﹤0.01% |
16,008
+1,952
| +14% | +$29.2K |
|
|
NAK
4683
PUT
Northern Dynasty Minerals
NAK
$958M
| $242K | ﹤0.01% |
+246,500
| New | +$339K |
|
|
FPL
4684
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
| $242K | ﹤0.01% |
67,158
-2,767
| -4% | -$11K |
|
4685
PDS Biotechnology
PDSB
$43.4M
| $241K | ﹤0.01% |
+103,579
| New | +$290K |
|
|
LUB
4686
DELISTED
Luby's Inc.
LUB
| $241K | ﹤0.01% |
84,368
-3,298
| -4% | -$5.01K |
|
4687
Digi International
DGII
$3.1B
| $240K | ﹤0.01% |
15,330
-3,699
| -19% | -$48.5K |
|
|
DX
4688
Dynex Capital
DX
$3.21B
| $240K | ﹤0.01% |
15,802
-3,542
| -18% | -$54.2K |
|
4689
Alerian Energy Infrastructure ETF
ENFR
$506M
| $240K | ﹤0.01% |
19,427
-6,692
| -26% | -$92.3K |
|
|
WTPI
4690
WisdomTree Equity Premium Income Fund
WTPI
$504M
| $240K | ﹤0.01% |
8,962
-16,445
| -65% | -$430K |
|
|
MSD
4691
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
| $239K | ﹤0.01% |
28,436
-471
| -2% | -$4.07K |
|
4692
Myers Industries
MYE
$1.29B
| $239K | ﹤0.01% |
18,066
-4,809
| -21% | -$71.7K |
|
4693
Caleres
CAL
$487M
| $238K | ﹤0.01% |
24,878
-8,195
| -25% | -$65.9K |
|
4694
iShares Currency Hedged MSCI Emerging Markets
HEEM
$282M
| $238K | ﹤0.01% |
8,785
-3,995
| -31% | -$108K |
|
4695
iShares Russell 2500 ETF
SMMD
$3.71B
| $238K | ﹤0.01% |
5,312
+3,725
| +235% | +$167K |
|
4696
PUT
AMC Entertainment Holdings
AMC
$2.31B
| $236K | ﹤0.01% |
+5,000
| New | +$250K |
|
|
FFIC
4697
DELISTED
Flushing Financial
FFIC
| $236K | ﹤0.01% |
22,407
+2,412
| +12% | +$27.4K |
|
4698
Pluri
PLUR
$19.6M
| $236K | ﹤0.01% |
2,795
+1,953
| +232% | +$149K |
|
4699
Direxion Daily Small Cap Bull 3x ETF
TNA
$1.46B
| $236K | ﹤0.01% |
+7,701
| New | +$242K |
|
4700
Phibro Animal Health
PAHC
$1.39B
| $235K | ﹤0.01% |
13,523
+2,554
| +23% | +$54.5K |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.