UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
MZA
4651
DELISTED
BlackRock MuniYield Arizona Fund, Inc
MZA
| $442K | ﹤0.01% |
31,696
+9,139
| +41% | +$129K |
|
4652
SmartFinancial
SMBK
$888M
| $441K | ﹤0.01% |
21,196
+1,869
| +10% | +$39.4K |
|
|
RPT
4653
Rithm Property Trust
RPT
$93.7M
| $441K | ﹤0.01% |
4,912
+4,408
| +875% | +$370K |
|
4654
i3 Verticals
IIIV
$342M
| $440K | ﹤0.01% |
21,873
+14,153
| +183% | +$348K |
|
|
CAMP
4655
DELISTED
CalAmp Corp.
CAMP
| $440K | ﹤0.01% |
1,659
+840
| +103% | +$207K |
|
|
TSC
4656
DELISTED
TriState Capital Holdings, Inc.
TSC
| $440K | ﹤0.01% |
20,906
+14,212
| +212% | +$291K |
|
|
JHI
4657
John Hancock Investors Trust
JHI
$117M
| $439K | ﹤0.01% |
25,789
+2,625
| +11% | +$44.4K |
|
4658
QCR Holdings
QCRH
$1.7B
| $439K | ﹤0.01% |
11,541
+7,222
| +167% | +$261K |
|
4659
Heritage Insurance Holdings
HRTG
$991M
| $438K | ﹤0.01% |
29,294
+17,279
| +144% | +$251K |
|
4660
Modine Manufacturing
MOD
$10.4B
| $437K | ﹤0.01% |
38,425
+29,185
| +316% | +$346K |
|
4661
Invesco Dorsey Wright Financial Momentum ETF
PFI
$59M
| $437K | ﹤0.01% |
11,687
-3,078
| -21% | -$116K |
|
4662
Alector
ALEC
$199M
| $436K | ﹤0.01% |
30,240
+26,200
| +649% | +$473K |
|
4663
Bank of Marin Bancorp
BMRC
$459M
| $436K | ﹤0.01% |
10,509
+6,763
| +181% | +$284K |
|
|
ANAT
4664
DELISTED
American National Group, Inc. Common Stock
ANAT
| $436K | ﹤0.01% |
3,525
+648
| +23% | +$77.2K |
|
4665
CALL
Alamos Gold
AGI
$13.9B
| $435K | ﹤0.01% |
75,000
| – | – |
|
4666
MYR Group
MYRG
$5.25B
| $435K | ﹤0.01% |
13,909
+9,646
| +226% | +$311K |
|
4667
ProShares Ultra S&P500
SSO
$8.36B
| $435K | ﹤0.01% |
+27,080
| New | +$431K |
|
|
ATRS
4668
DELISTED
Antares Pharma, Inc.
ATRS
| $435K | ﹤0.01% |
129,824
+79,344
| +157% | +$261K |
|
|
BNY
4669
PUT
Bank of New York Mellon
BNY
$107B
| $434K | ﹤0.01% |
9,600
| – | – |
|
|
STFC
4670
DELISTED
State Auto Financial Corp
STFC
| $432K | ﹤0.01% |
13,333
+8,980
| +206% | +$300K |
|
4671
Carter Bankshares
CARE
$731M
| $429K | ﹤0.01% |
22,739
+11,694
| +106% | +$226K |
|
|
CHUY
4672
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
| $429K | ﹤0.01% |
17,339
+9,849
| +131% | +$238K |
|
|
IBMN
4673
DELISTED
iShares iBonds Dec 2025 Term Muni Bond ETF
IBMN
| $428K | ﹤0.01% |
15,800
+12,300
| +351% | +$334K |
|
4674
Phibro Animal Health
PAHC
$1.39B
| $428K | ﹤0.01% |
20,096
+11,588
| +136% | +$317K |
|
|
STEL
4675
DELISTED
Stellar Bancorp
STEL
| $427K | ﹤0.01% |
15,325
+9,360
| +157% | +$266K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.