UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
LDL
4651
DELISTED
Lydall, Inc.
LDL
| $256K | ﹤0.01% |
4,470
+1,711
| +62% | +$85.3K |
|
|
SHLD
4652
PUT
DELISTED
Sears Holding Corporation
SHLD
| $256K | ﹤0.01% |
35,000
-57,500
| -62% | -$473K |
|
|
BRT
4653
BRT Apartments
BRT
$271M
| $255K | ﹤0.01% |
23,783
-13,447
| -36% | -$113K |
|
4654
National Bank Holdings
NBHC
$1.9B
| $255K | ﹤0.01% |
7,153
+5,541
| +344% | +$184K |
|
4655
PUT
Kinross Gold
KGC
$32.8B
| $254K | ﹤0.01% |
60,000
| – | – |
|
|
INOV
4656
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
| $254K | ﹤0.01% |
14,900
+6,449
| +76% | +$90.3K |
|
4657
NETSCOUT
NTCT
$2.79B
| $253K | ﹤0.01% |
7,815
-2,081
| -21% | -$69.4K |
|
4658
West Bancorporation
WTBA
$485M
| $253K | ﹤0.01% |
10,366
+866
| +9% | +$19.6K |
|
|
NETI
4659
DELISTED
Eneti Inc.
NETI
| $253K | ﹤0.01% |
3,867
+531
| +16% | +$36.8K |
|
|
ENFC
4660
DELISTED
Entegra Financial Corp.
ENFC
| $253K | ﹤0.01% |
10,124
+447
| +5% | +$10.4K |
|
|
RGT
4661
Royce Global Value Trust
RGT
$102M
| $252K | ﹤0.01% |
24,416
+1,668
| +7% | +$16.4K |
|
|
ECOL
4662
DELISTED
US Ecology, Inc.
ECOL
| $252K | ﹤0.01% |
4,689
-405
| -8% | -$20.6K |
|
|
PWT
4663
DELISTED
POWERSHARES DYNAMIC SMALL CAP GROWTH PORTFOLIO
PWT
| $252K | ﹤0.01% |
8,155
| – | – |
|
4664
Amkor Technology
AMKR
$13.7B
| $251K | ﹤0.01% |
23,783
+17,884
| +303% | +$171K |
|
4665
Astronics
ATRO
$3.84B
| $251K | ﹤0.01% |
11,625
+2,684
| +30% | +$54.8K |
|
4666
Conduent
CNDT
$264M
| $250K | ﹤0.01% |
15,933
-37,558
| -70% | -$613K |
|
4667
iShares MSCI Global Silver and Metals Miners ETF
SLVP
$944M
| $250K | ﹤0.01% |
23,096
+3,774
| +20% | +$41.7K |
|
|
RP
4668
DELISTED
RealPage, Inc.
RP
| $250K | ﹤0.01% |
6,268
+5,998
| +2,221% | +$239K |
|
|
BSFT
4669
DELISTED
BroadSoft, Inc.
BSFT
| $250K | ﹤0.01% |
4,988
+3,263
| +189% | +$149K |
|
4670
Capital City Bank Group
CCBG
$890M
| $249K | ﹤0.01% |
10,357
-1,229
| -11% | -$25.9K |
|
4671
CALL
Cadence Design Systems
CDNS
$93.4B
| $249K | ﹤0.01% |
6,300
-339,529
| -98% | -$12.5M |
|
|
CMCM
4672
Cheetah Mobile
CMCM
$96.5M
| $249K | ﹤0.01% |
5,919
+3,332
| +129% | +$170K |
|
4673
Bank of N.T. Butterfield & Son
NTB
$2.45B
| $249K | ﹤0.01% |
6,787
+4,901
| +260% | +$167K |
|
|
DNO
4674
DELISTED
United States Short Oil Fund
DNO
| $248K | ﹤0.01% |
3,736
+2,556
| +217% | +$180K |
|
|
FTF
4675
Franklin Limited Duration Income Trust
FTF
$233M
| $247K | ﹤0.01% |
20,602
-1,038
| -5% | -$12.3K |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.