UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4626
ROBO Global Artificial Intelligence ETF
THNQ
$447M
| $583K | ﹤0.01% |
13,649
-12,662
| -48% | -$551K |
|
4627
Telephone and Data Systems
TDS
$3.77B
| $582K | ﹤0.01% |
29,837
-2,904
| -9% | -$60.3K |
|
4628
BioLife Solutions
BLFS
$1.69B
| $580K | ﹤0.01% |
13,710
+9,139
| +200% | +$440K |
|
4629
VanEck China Bond ETF
CBON
$26.4M
| $580K | ﹤0.01% |
23,754
+5,828
| +33% | +$141K |
|
|
KALV
4630
DELISTED
KalVista Pharmaceuticals
KALV
| $580K | ﹤0.01% |
33,228
+28,906
| +669% | +$586K |
|
|
HSKA
4631
DELISTED
Heska Corp
HSKA
| $578K | ﹤0.01% |
2,237
+962
| +75% | +$245K |
|
4632
Chesapeake Utilities
CPK
$3.2B
| $576K | ﹤0.01% |
4,796
-98
| -2% | -$12.3K |
|
4633
KraneShares Global Carbon Strategy ETF
KRBN
$132M
| $576K | ﹤0.01% |
14,013
-4,162
| -23% | -$157K |
|
4634
MillerKnoll
MLKN
$1.63B
| $576K | ﹤0.01% |
15,304
-7,899
| -34% | -$339K |
|
4635
Invesco S&P Spin-Off ETF
CSD
$227M
| $574K | ﹤0.01% |
9,127
-288
| -3% | -$18.6K |
|
|
OPPE
4636
WisdomTree European Opportunities Fund
OPPE
$294M
| $574K | ﹤0.01% |
16,161
+3,607
| +29% | +$131K |
|
|
ARNC
4637
DELISTED
Arconic Corporation
ARNC
| $574K | ﹤0.01% |
18,185
-1,436
| -7% | -$49K |
|
4638
Fidelity MSCI Utilities Index ETF
FUTY
$2.27B
| $573K | ﹤0.01% |
13,926
+5,478
| +65% | +$236K |
|
|
TGB
4639
Trekor Metals
TGB
$3.18B
| $573K | ﹤0.01% |
303,134
+61,977
| +26% | +$111K |
|
|
FT
4640
Franklin Universal Trust
FT
$197M
| $572K | ﹤0.01% |
70,566
+6,926
| +11% | +$58.6K |
|
4641
Atomera
ATOM
$213M
| $570K | ﹤0.01% |
24,699
-4,621
| -16% | -$100K |
|
4642
Gogo Inc
GOGO
$461M
| $570K | ﹤0.01% |
32,963
+4,818
| +17% | +$58.3K |
|
|
PDT
4643
John Hancock Premium Dividend Fund
PDT
$626M
| $568K | ﹤0.01% |
34,142
-2,127
| -6% | -$35.9K |
|
4644
Evolv Technologies
EVLV
$1.06B
| $567K | ﹤0.01% |
+94,438
| New | +$749K |
|
4645
Global Water Resources
GWRS
$214M
| $567K | ﹤0.01% |
30,275
-3,811
| -11% | -$70.7K |
|
4646
BancFirst
BANF
$3.76B
| $566K | ﹤0.01% |
9,407
-10,491
| -53% | -$600K |
|
4647
Telos
TLS
$323M
| $566K | ﹤0.01% |
19,892
-169
| -0.8% | -$5.09K |
|
|
SILV
4648
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
| $566K | ﹤0.01% |
80,976
+4,773
| +6% | +$37.7K |
|
|
AUD
4649
DELISTED
Audacy, Inc.
AUD
| $565K | ﹤0.01% |
153,505
-63
| -0% | -$221 |
|
4650
Geron
GERN
$943M
| $564K | ﹤0.01% |
412,080
+365,575
| +786% | +$488K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.