UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4626
CALL
Expedia Group
EXPE
$37.3B
| $457K | ﹤0.01% |
+3,400
| New | +$449K |
|
4627
PUT
Range Resources
RRC
$8.95B
| $457K | ﹤0.01% |
119,700
-200
| -0.2% | -$960 |
|
4628
Global X Copper Miners ETF NEW
COPX
$8.16B
| $456K | ﹤0.01% |
26,652
-3,719
| -12% | -$67.1K |
|
4629
Coty
COTY
$2.48B
| $456K | ﹤0.01% |
43,422
-121,059
| -74% | -$1.26M |
|
|
VQT
4630
DELISTED
iPath S&P VEQTOR ETN
VQT
| $456K | ﹤0.01% |
2,834
-436
| -13% | -$71.5K |
|
|
HIE
4631
DELISTED
Miller/Howard High Income Equity Fund
HIE
| $453K | ﹤0.01% |
41,638
+2,419
| +6% | +$26.7K |
|
|
GLUU
4632
DELISTED
Glu Mobile Inc.
GLUU
| $453K | ﹤0.01% |
90,867
+65,629
| +260% | +$376K |
|
4633
Spyre Therapeutics
SYRE
$9.25B
| $451K | ﹤0.01% |
2,347
+637
| +37% | +$124K |
|
|
PFC
4634
DELISTED
Premier Financial Corp. Common Stock
PFC
| $451K | ﹤0.01% |
15,571
+10,647
| +216% | +$294K |
|
|
CTT
4635
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
| $451K | ﹤0.01% |
42,286
+26,935
| +175% | +$273K |
|
4636
First Trust Natural Gas ETF
FCG
$623M
| $450K | ﹤0.01% |
39,240
+228
| +0.6% | +$2.79K |
|
4637
Gogo Inc
GOGO
$493M
| $450K | ﹤0.01% |
74,623
+50,500
| +209% | +$238K |
|
|
PFL
4638
PIMCO Income Strategy Fund
PFL
$388M
| $450K | ﹤0.01% |
39,368
-3,530
| -8% | -$41.3K |
|
4639
RadNet
RDNT
$5.69B
| $450K | ﹤0.01% |
31,346
+22,979
| +275% | +$334K |
|
4640
Arcos Dorados Holdings
ARCO
$1.74B
| $449K | ﹤0.01% |
68,621
-16,297
| -19% | -$116K |
|
|
HTY
4641
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
| $449K | ﹤0.01% |
65,713
+6,465
| +11% | +$43.7K |
|
4642
Amkor Technology
AMKR
$13.7B
| $447K | ﹤0.01% |
49,045
+31,130
| +174% | +$267K |
|
4643
Nuveen Core Equity Alpha Fund
JCE
$288M
| $446K | ﹤0.01% |
31,140
-1,402
| -4% | -$19.8K |
|
4644
Resources Connection
RGP
$145M
| $445K | ﹤0.01% |
26,201
+18,820
| +255% | +$317K |
|
|
TBRG
4645
DELISTED
TruBridge
TBRG
| $445K | ﹤0.01% |
19,710
+8,294
| +73% | +$201K |
|
4646
Invesco S&P 100 Equal Weight ETF
EQWL
$2.77B
| $444K | ﹤0.01% |
7,760
-115
| -1% | -$6.54K |
|
|
OPB
4647
DELISTED
Opus Bank Common Stock
OPB
| $444K | ﹤0.01% |
20,426
+12,450
| +156% | +$264K |
|
|
HAO
4648
DELISTED
Invesco China Small Cap ETF
HAO
| $443K | ﹤0.01% |
18,687
-25
| -0.1% | -$610 |
|
4649
CALL
Cognex
CGNX
$11.3B
| $442K | ﹤0.01% |
+9,000
| New | +$406K |
|
4650
State Street SPDR S&P Capital Markets ETF
KCE
$466M
| $442K | ﹤0.01% |
8,067
-449
| -5% | -$24.8K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.