UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4601
Winmark
WINA
$1.32B
| $473K | ﹤0.01% |
2,684
+1,640
| +157% | +$277K |
|
4602
CALL
Conagra Brands
CAG
$7.23B
| $472K | ﹤0.01% |
+15,400
| New | +$443K |
|
4603
Civista Bancshares
CIVB
$589M
| $471K | ﹤0.01% |
21,700
+9,317
| +75% | +$199K |
|
4604
Cyclerion Therapeutics
CYCN
$16.7M
| $471K | ﹤0.01% |
1,947
+1,055
| +118% | +$228K |
|
4605
Seneca Foods Class A
SENEA
$1.21B
| $471K | ﹤0.01% |
15,102
+4,370
| +41% | +$126K |
|
4606
LeMaitre Vascular
LMAT
$1.86B
| $470K | ﹤0.01% |
13,740
+10,549
| +331% | +$337K |
|
4607
Mercury Systems
MRCY
$6.52B
| $470K | ﹤0.01% |
5,784
-27,332
| -83% | -$2.16M |
|
|
OXLC
4608
Oxford Lane Capital
OXLC
$898M
| $470K | ﹤0.01% |
10,110
+922
| +10% | +$46.6K |
|
|
NTX
4609
DELISTED
Nuveen Texas Quality Municipal Income Fund
NTX
| $470K | ﹤0.01% |
33,819
-376
| -1% | -$5.28K |
|
4610
First Trust Small Cap Value AlphaDEX Fund
FYT
$193M
| $468K | ﹤0.01% |
13,504
+7,638
| +130% | +$257K |
|
|
LKFT
4611
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.77B
| $468K | ﹤0.01% |
3,067
+380
| +14% | +$62.3K |
|
|
EVRI
4612
DELISTED
Everi Holdings
EVRI
| $467K | ﹤0.01% |
55,218
+1,627
| +3% | +$16.7K |
|
4613
Primoris Services
PRIM
$4.45B
| $466K | ﹤0.01% |
23,754
+17,564
| +284% | +$351K |
|
|
MOMO
4614
CALL
Hello Group
MOMO
$866M
| $465K | ﹤0.01% |
+15,000
| New | +$509K |
|
4615
Ecovyst
ECVT
$1.14B
| $462K | ﹤0.01% |
28,978
+22,095
| +321% | +$338K |
|
|
FPRX
4616
DELISTED
Five Prime Therapeutics, Inc.
FPRX
| $462K | ﹤0.01% |
119,213
+117,135
| +5,637% | +$643K |
|
|
QADA
4617
DELISTED
QAD Inc.
QADA
| $462K | ﹤0.01% |
10,003
+7,431
| +289% | +$310K |
|
4618
Financial Institutions
FISI
$821M
| $461K | ﹤0.01% |
15,281
+10,120
| +196% | +$297K |
|
|
INB
4619
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
| $461K | ﹤0.01% |
50,669
-17,241
| -25% | -$155K |
|
4620
Ducommun
DCO
$2.98B
| $460K | ﹤0.01% |
10,850
+7,398
| +214% | +$319K |
|
4621
Ecopetrol
EC
$34.5B
| $460K | ﹤0.01% |
27,000
-10,981
| -29% | -$190K |
|
|
TELL
4622
DELISTED
Tellurian Inc.
TELL
| $460K | ﹤0.01% |
55,318
+2,860
| +5% | +$20.5K |
|
|
PNI
4623
PIMCO New York Municipal Income Fund II
PNI
$77.7M
| $459K | ﹤0.01% |
38,435
+4,309
| +13% | +$50.6K |
|
|
CARB
4624
DELISTED
Carbonite Inc
CARB
| $458K | ﹤0.01% |
29,580
+21,705
| +276% | +$387K |
|
|
AVNS
4625
DELISTED
Avanos Medical
AVNS
| $457K | ﹤0.01% |
12,202
-14,780
| -55% | -$564K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.