UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4576
Axos Financial
AX
$5.63B
| $620K | ﹤0.01% |
12,016
+805
| +7% | +$38.2K |
|
4577
Kimbell Royalty Partners
KRP
$1.49B
| $617K | ﹤0.01% |
43,695
+6,575
| +18% | +$78.3K |
|
4578
Greenlight Captial
GLRE
$503M
| $616K | ﹤0.01% |
83,343
-1,719
| -2% | -$14.3K |
|
|
TFFP
4579
DELISTED
TFF Pharmaceuticals, Inc. Common Stock
TFFP
| $616K | ﹤0.01% |
3,192
+2,987
| +1,457% | +$634K |
|
|
ORAN
4580
DELISTED
Orange
ORAN
| $615K | ﹤0.01% |
56,761
-8,302
| -13% | -$93.4K |
|
|
CLDT
4581
Chatham Lodging
CLDT
$579M
| $614K | ﹤0.01% |
50,091
+20,622
| +70% | +$248K |
|
4582
INNOVATE Corp
VATE
$98.5M
| $613K | ﹤0.01% |
14,954
-1,291
| -8% | -$48.2K |
|
4583
CALL
O'Reilly Automotive
ORLY
$75.3B
| $611K | ﹤0.01% |
15,000
-54,015
| -78% | -$2.16M |
|
|
4584
PUT
O'Reilly Automotive
ORLY
$75.3B
| $611K | ﹤0.01% |
15,000
-123,045
| -89% | -$4.93M |
|
4585
PUT
Microvast
MVST
$295M
| $610K | ﹤0.01% |
+74,200
| New | +$777K |
|
4586
CALL
Qfin Holdings
QFIN
$1.59B
| $610K | ﹤0.01% |
+30,000
| New | +$708K |
|
|
ABST
4587
DELISTED
Absolute Software Corp
ABST
| $609K | ﹤0.01% |
55,396
+4,706
| +9% | +$59.3K |
|
4588
Quanterix
QTRX
$113M
| $608K | ﹤0.01% |
12,216
+3,813
| +45% | +$197K |
|
4589
Celcuity
CELC
$4.43B
| $605K | ﹤0.01% |
33,595
+3,574
| +12% | +$75.8K |
|
4590
Gladstone Capital
GLAD
$440M
| $605K | ﹤0.01% |
26,776
+4,269
| +19% | +$98.2K |
|
4591
State Street SPDR S&P Kensho Smart Mobility ETF
HAIL
$20M
| $605K | ﹤0.01% |
11,050
-3,661
| -25% | -$208K |
|
4592
CALL
Rackspace Technology
RXT
$1.2B
| $603K | ﹤0.01% |
+42,400
| New | +$681K |
|
4593
Trinity Industries
TRN
$2.3B
| $603K | ﹤0.01% |
22,204
+1,394
| +7% | +$38.5K |
|
4594
NBT Bancorp
NBTB
$2.73B
| $602K | ﹤0.01% |
16,679
-22,623
| -58% | -$794K |
|
4595
Outdoor Holding Co
POWW
$297M
| $602K | ﹤0.01% |
97,806
+83,056
| +563% | +$598K |
|
4596
Dorchester Minerals
DMLP
$1.28B
| $601K | ﹤0.01% |
31,403
+5,343
| +21% | +$89.7K |
|
|
REML
4597
DELISTED
Credit Suisse X-Links Monthly Pay 2xLeveraged Mortgage REIT ETN
REML
| $601K | ﹤0.01% |
86,874
+53,940
| +164% | +$376K |
|
|
OPPJ
4598
WisdomTree Trust WisdomTree Japan Opportunities Fund
OPPJ
$284M
| $600K | ﹤0.01% |
26,400
-3,158
| -11% | -$70.5K |
|
|
PFL
4599
PIMCO Income Strategy Fund
PFL
$389M
| $599K | ﹤0.01% |
51,586
+26,317
| +104% | +$328K |
|
4600
State Street SPDR S&P Telecom ETF
XTL
$543M
| $598K | ﹤0.01% |
6,268
+43
| +0.7% | +$4.26K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.