UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$324M |
| 2 |
State Street Energy Select Sector SPDR ETF
XLE
|
+$241M |
| 3 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$150M |
| 4 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$142M |
| 5 |
UBS Group
UBS
|
+$140M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI ACWI ETF
ACWI
|
+$630M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$608M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$368M |
| 4 |
Tesla
TSLA
|
+$339M |
| 5 |
Amazon
AMZN
|
+$301M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.88% |
| 2 | Financials | 6.67% |
| 3 | Healthcare | 6.52% |
| 4 | Consumer Discretionary | 4.99% |
| 5 | Industrials | 4.19% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AGEN
4551
Agenus
AGEN
$315M
| $389K | ﹤0.01% |
9,675
+9,573
| +9,385% | +$488K |
|
4552
Beam Therapeutics
BEAM
$2.79B
| $389K | ﹤0.01% |
8,159
-31,393
| -79% | -$1.79M |
|
4553
FlexShares STOXX Global ESG Select Index Fund
ESGG
$114M
| $389K | ﹤0.01% |
3,544
+186
| +6% | +$22.7K |
|
|
CSW
4554
CSW Industrials
CSW
$5.71B
| $388K | ﹤0.01% |
3,241
+611
| +23% | +$74.8K |
|
4555
JPMorgan Diversified Return US Mid Cap Equity ETF
JPME
$476M
| $388K | ﹤0.01% |
+5,080
| New | +$431K |
|
4556
Aehr Test Systems
AEHR
$4.31B
| $387K | ﹤0.01% |
27,419
+7,919
| +41% | +$107K |
|
4557
Veru
VERU
$47.6M
| $387K | ﹤0.01% |
3,359
-563
| -14% | -$81.2K |
|
|
TWNK
4558
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
| $387K | ﹤0.01% |
16,641
-47,144
| -74% | -$1.07M |
|
4559
ClearPoint Neuro
CLPT
$455M
| $386K | ﹤0.01% |
37,263
+35,157
| +1,669% | +$463K |
|
4560
PUT
Sonos
SONO
$1.8B
| $386K | ﹤0.01% |
+27,800
| New | +$494K |
|
4561
iShares ESG Advanced MSCI EAFE ETF
DMXF
$970M
| $385K | ﹤0.01% |
8,265
+6,281
| +317% | +$327K |
|
4562
LiveRamp
RAMP
$2.3B
| $384K | ﹤0.01% |
21,113
-15,444
| -42% | -$357K |
|
|
PMM
4563
Franklin Managed Municipal Income Trust
PMM
$272M
| $383K | ﹤0.01% |
67,966
-10,032
| -13% | -$66.9K |
|
4564
Tidewater
TDW
$4.57B
| $383K | ﹤0.01% |
17,635
+3,659
| +26% | +$78K |
|
|
TPH
4565
DELISTED
Tri Pointe Homes
TPH
| $383K | ﹤0.01% |
25,321
-8,581
| -25% | -$151K |
|
4566
Televisa
TV
$1.49B
| $383K | ﹤0.01% |
71,259
-2,905
| -4% | -$20.4K |
|
4567
ARK Web x.0 ETF
ARKW
$1.77B
| $382K | ﹤0.01% |
8,378
+1,119
| +15% | +$60.6K |
|
|
NXC
4568
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
| $382K | ﹤0.01% |
29,230
-9,708
| -25% | -$132K |
|
4569
The RealReal
REAL
$1.4B
| $382K | ﹤0.01% |
255,051
+120,002
| +89% | +$290K |
|
4570
Dycom Industries
DY
$12.3B
| $381K | ﹤0.01% |
3,993
+2,665
| +201% | +$279K |
|
4571
Nkarta
NKTX
$169M
| $381K | ﹤0.01% |
29,012
-20,123
| -41% | -$288K |
|
4572
Mitek Systems
MITK
$835M
| $380K | ﹤0.01% |
41,504
+25,706
| +163% | +$258K |
|
4573
NGL Energy Partners
NGL
$2.16B
| $380K | ﹤0.01% |
292,599
+1,718
| +0.6% | +$2.61K |
|
4574
Capital Southwest
CSWC
$1.6B
| $379K | ﹤0.01% |
22,327
-11,667
| -34% | -$225K |
|
4575
Global X Cybersecurity ETF
BUG
$1.5B
| $378K | ﹤0.01% |
15,715
-18,936
| -55% | -$500K |
|
Similar funds
UBS Group's Q3 2022 Portfolio in Review
As of Q3 2022, UBS Group held 11,885 positions worth $228B, down 6.3% from $244B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2022 filing shows 1,175 new, 4,825 increased, 3,846 reduced and 1,024 closed positions. Its largest new stake was Fairlead Tactical Sector ETF: 824,803 shares worth $18.4M. The largest sale was iShares MSCI ACWI ETF, an estimated $630M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2022 buy was Fairlead Tactical Sector ETF: 824,803 shares worth $18.4M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2022, an estimated $324M increase.
- UBS Group's biggest Q3 2022 reduction was iShares MSCI ACWI ETF, cutting an estimated $630M.
- UBS Group fully exited CMC Materials, Inc. Common Stock in Q3 2022, selling an estimated $111M.
- UBS Group's ten largest holdings make up 14% of its $228B portfolio in Q3 2022.
- UBS Group opened 1,175 new positions and closed 1,024 in Q3 2022.
- UBS Group's portfolio value fell 6.3% quarter-over-quarter to $228B.
Based on UBS Group's 13F filing for Q3 2022, filed 10 Nov 2022.