UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4551
iShares MSCI Japan Small-Cap ETF
SCJ
$260M
| $631K | ﹤0.01% |
7,670
+168
| +2% | +$13.7K |
|
4552
ArcBest
ARCB
$3.07B
| $630K | ﹤0.01% |
7,703
-2,039
| -21% | -$134K |
|
|
GES
4553
PUT
DELISTED
Guess Inc
GES
| $630K | ﹤0.01% |
+30,000
| New | +$686K |
|
4554
Granite Construction
GVA
$5.51B
| $630K | ﹤0.01% |
15,930
-46,191
| -74% | -$1.83M |
|
4555
On Holding
ONON
$12.9B
| $629K | ﹤0.01% |
+20,891
| New | +$734K |
|
4556
Smith Micro Software
SMSI
$16M
| $629K | ﹤0.01% |
3,250
-73
| -2% | -$14.8K |
|
4557
PUT
Unisys
UIS
$211M
| $629K | ﹤0.01% |
25,000
| – | – |
|
|
MNP
4558
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
| $628K | ﹤0.01% |
40,062
+3,948
| +11% | +$64.3K |
|
4559
Duolingo
DUOL
$6.42B
| $627K | ﹤0.01% |
+3,769
| New | +$572K |
|
4560
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$54M
| $626K | ﹤0.01% |
19,266
-3,415
| -15% | -$116K |
|
4561
CALL
Newmont
NEM
$124B
| $625K | ﹤0.01% |
11,512
| – | – |
|
4562
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.75B
| $625K | ﹤0.01% |
11,409
-165
| -1% | -$9.26K |
|
|
ATHX
4563
DELISTED
Athersys, Inc. Common Stock
ATHX
| $625K | ﹤0.01% |
18,782
-1,052
| -5% | -$40K |
|
4564
Forward Air
FWRD
$634M
| $624K | ﹤0.01% |
7,515
-26,528
| -78% | -$2.32M |
|
4565
America's Car Mart
CRMT
$26.1M
| $623K | ﹤0.01% |
5,338
-1,360
| -20% | -$188K |
|
4566
Hyatt Hotels
H
$16B
| $623K | ﹤0.01% |
8,076
-36,582
| -82% | -$2.76M |
|
4567
MSC Industrial Direct
MSM
$6.87B
| $623K | ﹤0.01% |
7,764
-23,573
| -75% | -$2M |
|
4568
Summit Therapeutics
SMMT
$11.9B
| $623K | ﹤0.01% |
124,341
-453
| -0.4% | -$3.25K |
|
4569
CALL
Ouster
OUST
$2.84B
| $622K | ﹤0.01% |
+8,500
| New | +$784K |
|
4570
Cartesian Therapeutics
RNAC
$265M
| $622K | ﹤0.01% |
4,988
+4,797
| +2,512% | +$579K |
|
4571
Taysha Gene Therapies
TSHA
$1.83B
| $622K | ﹤0.01% |
33,383
+28,083
| +530% | +$534K |
|
4572
Newmark Group
NMRK
$2.52B
| $621K | ﹤0.01% |
43,371
+826
| +2% | +$10.6K |
|
|
FLNA
4573
CALL
Filana Therapeutics
FLNA
$48.2M
| $621K | ﹤0.01% |
+10,000
| New | +$835K |
|
4574
Varex Imaging
VREX
$778M
| $621K | ﹤0.01% |
22,035
-3,671
| -14% | -$102K |
|
|
RETA
4575
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
| $621K | ﹤0.01% |
6,172
-1,207
| -16% | -$141K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.