UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
MHF
4551
Western Asset Municipal High Income Fund
MHF
$153M
| $297K | ﹤0.01% |
39,882
-3,060
| -7% | -$22.6K |
|
4552
Standex International
SXI
$4.12B
| $297K | ﹤0.01% |
5,027
-2,469
| -33% | -$142K |
|
4553
Cardlytics
CDLX
$21.5M
| $296K | ﹤0.01% |
418
-185
| -31% | -$134K |
|
4554
ProShares UltraShort S&P500
SDS
$390M
| $296K | ﹤0.01% |
743
+661
| +806% | +$276K |
|
|
CADE
4555
DELISTED
Cadence Bancorporation
CADE
| $296K | ﹤0.01% |
34,481
-175,813
| -84% | -$1.52M |
|
4556
iShares Morningstar Multi-Asset Income ETF
IYLD
$126M
| $295K | ﹤0.01% |
13,074
+622
| +5% | +$14.2K |
|
|
VSTA
4557
DELISTED
Vasta Platform
VSTA
| $295K | ﹤0.01% |
+19,150
| New | +$316K |
|
4558
Zumiez
ZUMZ
$339M
| $295K | ﹤0.01% |
10,608
-3,422
| -24% | -$89.5K |
|
|
MORF
4559
DELISTED
Morphic Holding, Inc. Common Stock
MORF
| $295K | ﹤0.01% |
10,793
+6,490
| +151% | +$170K |
|
|
MODN
4560
DELISTED
MODEL N, INC.
MODN
| $295K | ﹤0.01% |
8,349
-11,005
| -57% | -$416K |
|
|
KW
4561
DELISTED
Kennedy-Wilson Holdings
KW
| $294K | ﹤0.01% |
20,267
-44,872
| -69% | -$667K |
|
4562
Nuveen AMT-Free Municipal Value Fund
NUW
$252M
| $294K | ﹤0.01% |
18,372
-5,164
| -22% | -$82.6K |
|
4563
Orthofix Medical
OFIX
$419M
| $292K | ﹤0.01% |
9,375
-1,942
| -17% | -$60.2K |
|
|
VLRS
4564
Controladora Vuela Compania de Aviacion
VLRS
$939M
| $292K | ﹤0.01% |
40,500
+37,411
| +1,211% | +$248K |
|
|
PRTY
4565
DELISTED
Party City Holdco Inc.
PRTY
| $292K | ﹤0.01% |
112,145
+8,635
| +8% | +$18.3K |
|
4566
Hudbay
HBM
$12.3B
| $291K | ﹤0.01% |
68,830
+45,213
| +191% | +$174K |
|
4567
NVE Corp
NVEC
$609M
| $291K | ﹤0.01% |
5,922
-1,989
| -25% | -$110K |
|
4568
Woori Financial
WF
$17.6B
| $291K | ﹤0.01% |
13,174
-10,294
| -44% | -$226K |
|
|
HAPN
4569
PUT
Happen Inc
HAPN
$2.24B
| $289K | ﹤0.01% |
61,400
| – | – |
|
4570
SFL Corp
SFL
$1.61B
| $289K | ﹤0.01% |
38,597
-17,920
| -32% | -$157K |
|
4571
Angi Inc
ANGI
$196M
| $288K | ﹤0.01% |
2,598
+1,488
| +134% | +$205K |
|
4572
Northern Oil and Gas
NOG
$2.35B
| $288K | ﹤0.01% |
50,187
+17,222
| +52% | +$122K |
|
4573
TELA Bio
TELA
$38.9M
| $288K | ﹤0.01% |
17,388
-854
| -5% | -$12K |
|
|
ZTR
4574
Virtus Total Return Fund
ZTR
$339M
| $287K | ﹤0.01% |
36,606
-5,810
| -14% | -$46.9K |
|
|
CGC
4575
CALL
Canopy Growth
CGC
$410M
| $286K | ﹤0.01% |
2,000
| – | – |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.