UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$880M |
| 2 |
Microsoft
MSFT
|
+$583M |
| 3 |
Meta Platforms (Facebook)
META
|
+$528M |
| 4 |
Amazon
AMZN
|
+$340M |
| 5 |
Apple
AAPL
|
+$289M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Sempra
SRE
|
+$524M |
| 2 |
Cheniere Energy
LNG
|
+$337M |
| 3 |
SPDR Gold Trust
GLD
|
+$308M |
| 4 |
WPZ
Williams Partners L.P.
WPZ
|
+$274M |
| 5 |
Starbucks
SBUX
|
+$262M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.26% |
| 2 | Financials | 7.12% |
| 3 | Healthcare | 6.44% |
| 4 | Consumer Discretionary | 5.31% |
| 5 | Industrials | 5.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4551
iShares Core Conservative Allocation ETF
AOK
$798M
| $403K | ﹤0.01% |
11,793
-5,113
| -30% | -$174K |
|
|
CWEN.A
4552
DELISTED
Clearway Energy Class A
CWEN.A
| $403K | ﹤0.01% |
21,185
+4,105
| +24% | +$77.9K |
|
|
FSP
4553
Franklin Street Properties
FSP
$46.8M
| $402K | ﹤0.01% |
50,401
-118,298
| -70% | -$998K |
|
|
NNC
4554
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
| $401K | ﹤0.01% |
33,375
+3,064
| +10% | +$37.6K |
|
4555
AMERISAFE
AMSF
$540M
| $400K | ﹤0.01% |
6,467
+2,326
| +56% | +$145K |
|
4556
ProShares Trust Short MSCI EAFE
EFZ
$9.98M
| $400K | ﹤0.01% |
7,741
+990
| +15% | +$51.5K |
|
|
TCP
4557
CALL
DELISTED
TC Pipelines LP
TCP
| $400K | ﹤0.01% |
+13,200
| New | +$415K |
|
4558
Invesco Leisure and Entertainment ETF
PEJ
$255M
| $399K | ﹤0.01% |
8,453
-790
| -9% | -$36.9K |
|
|
PZI
4559
DELISTED
Invesco Zacks Micro Cap ETF
PZI
| $398K | ﹤0.01% |
19,779
-1,588
| -7% | -$32.4K |
|
4560
KLX Energy Services
KLXE
$42.3M
| $397K | ﹤0.01% |
+2,477
| New | +$372K |
|
4561
Interface
TILE
$2.22B
| $397K | ﹤0.01% |
17,003
-136,693
| -89% | -$3.17M |
|
|
TURN
4562
DELISTED
180 Degree Capital
TURN
| $397K | ﹤0.01% |
60,842
+1,942
| +3% | +$13.1K |
|
|
LION
4563
DELISTED
Fidelity Southern Corporation
LION
| $396K | ﹤0.01% |
15,991
+6,738
| +73% | +$167K |
|
4564
Ultrapar
UGP
$6.54B
| $395K | ﹤0.01% |
85,244
+16,632
| +24% | +$88.9K |
|
|
ONIT
4565
PUT
Onity Group
ONIT
$332M
| $394K | ﹤0.01% |
6,667
| – | – |
|
4566
Ennis
EBF
$564M
| $392K | ﹤0.01% |
19,152
+2,668
| +16% | +$56.3K |
|
|
NFBK
4567
DELISTED
Northfield Bancorp
NFBK
| $392K | ﹤0.01% |
24,661
+7,187
| +41% | +$118K |
|
4568
PUT
Vodafone
VOD
$37.4B
| $391K | ﹤0.01% |
18,000
| – | – |
|
|
BRG
4569
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
| $390K | ﹤0.01% |
39,736
-7,226
| -15% | -$68.7K |
|
4570
uniQure
QURE
$3.22B
| $389K | ﹤0.01% |
10,696
-7,835
| -42% | -$291K |
|
4571
Dynagas LNG Partners
DLNG
$137M
| $388K | ﹤0.01% |
44,279
-19,600
| -31% | -$169K |
|
4572
Gerdau
GGB
$9.7B
| $388K | ﹤0.01% |
116,230
+50,592
| +77% | +$163K |
|
4573
National Healthcare
NHC
$3.38B
| $388K | ﹤0.01% |
5,153
+1,911
| +59% | +$141K |
|
4574
Pathward Financial
CASH
$1.8B
| $387K | ﹤0.01% |
14,046
+4,134
| +42% | +$124K |
|
|
CBB
4575
DELISTED
Cincinnati Bell Inc.
CBB
| $387K | ﹤0.01% |
24,203
-14,206
| -37% | -$198K |
|
Similar funds
UBS Group's Q3 2018 Portfolio in Review
As of Q3 2018, UBS Group held 8,674 positions worth $252B, up 9.2% from $231B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group deployed $10.3B of net new capital in Q3 2018, opening 642 new positions and adding to 4,135 existing holdings. Its largest new stake was State Street Communication Services Select Sector SPDR ETF: 727,823 shares worth $35.7M.
By sector, the portfolio is most concentrated in Technology at 9.3% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Sempra, an estimated $524M trimmed.
- UBS Group's largest Q3 2018 buy was State Street Communication Services Select Sector SPDR ETF: 727,823 shares worth $35.7M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2018, an estimated $880M increase.
- UBS Group's biggest Q3 2018 reduction was Sempra, cutting an estimated $524M.
- UBS Group fully exited Williams Partners L.P. in Q3 2018, selling an estimated $274M.
- UBS Group's ten largest holdings make up 15% of its $252B portfolio in Q3 2018.
- UBS Group opened 642 new positions and closed 634 in Q3 2018.
- UBS Group's portfolio value rose 9.2% quarter-over-quarter to $252B.
Based on UBS Group's 13F filing for Q3 2018, filed 14 Nov 2018.