UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AXNX
4526
DELISTED
Axonics, Inc. Common Stock
AXNX
| $657K | ﹤0.01% |
10,088
+627
| +7% | +$42.8K |
|
4527
Brown-Forman Class A
BF.A
$13.2B
| $655K | ﹤0.01% |
10,459
+660
| +7% | +$44K |
|
4528
PUT
Element Solutions
ESI
$9.08B
| $655K | ﹤0.01% |
+30,200
| New | +$689K |
|
4529
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$146M
| $654K | ﹤0.01% |
1,470
-47
| -3% | -$21.1K |
|
4530
iShares MSCI USA Size Factor ETF
SIZE
$442M
| $651K | ﹤0.01% |
5,095
+8
| +0.2% | +$1.05K |
|
4531
Invesco Municipal Income Opportunities Trust
OIA
$290M
| $649K | ﹤0.01% |
81,653
+1,760
| +2% | +$14.5K |
|
|
SBR
4532
Sabine Royalty Trust
SBR
$1.06B
| $649K | ﹤0.01% |
15,153
| – | – |
|
4533
American Well
AMWL
$231M
| $648K | ﹤0.01% |
3,556
-208
| -6% | -$45.1K |
|
4534
PUT
HealthEquity
HQY
$8.93B
| $648K | ﹤0.01% |
+10,000
| New | +$694K |
|
|
PVG
4535
DELISTED
PRETIUM RESOURCES INC.
PVG
| $648K | ﹤0.01% |
67,207
+9,880
| +17% | +$94.3K |
|
|
GUT
4536
Gabelli Utility Trust
GUT
$573M
| $647K | ﹤0.01% |
84,355
+12,753
| +18% | +$100K |
|
4537
Ubiquiti
UI
$34.5B
| $646K | ﹤0.01% |
2,162
-9,714
| -82% | -$3M |
|
|
MSP
4538
DELISTED
Datto Holding Corp.
MSP
| $646K | ﹤0.01% |
27,028
-9,564
| -26% | -$248K |
|
|
LOGC
4539
DELISTED
ContextLogic
LOGC
| $645K | ﹤0.01% |
3,936
-2,812
| -42% | -$700K |
|
|
LONA
4540
LeonaBio Inc
LONA
$70.5M
| $644K | ﹤0.01% |
6,869
+6,743
| +5,352% | +$686K |
|
4541
Invesco S&P 500 Equal Weight Communication Services ETF
RSPC
$57.3M
| $644K | ﹤0.01% |
16,944
-55
| -0.3% | -$2.12K |
|
4542
Alkermes
ALKS
$8.29B
| $642K | ﹤0.01% |
20,805
-261,401
| -93% | -$7.38M |
|
4543
Protolabs
PRLB
$2.14B
| $641K | ﹤0.01% |
9,621
-177
| -2% | -$13.8K |
|
|
AGEN
4544
Agenus
AGEN
$291M
| $640K | ﹤0.01% |
6,209
+6,043
| +3,640% | +$683K |
|
|
FFIC
4545
DELISTED
Flushing Financial
FFIC
| $639K | ﹤0.01% |
28,284
-15,949
| -36% | -$352K |
|
4546
Televisa
TV
$1.52B
| $635K | ﹤0.01% |
57,818
-25,142
| -30% | -$324K |
|
4547
Clear Channel Outdoor Holdings
CCO
$1.23B
| $634K | ﹤0.01% |
234,108
-82,961
| -26% | -$207K |
|
|
DNMR
4548
DELISTED
Danimer Scientific, Inc.
DNMR
| $633K | ﹤0.01% |
968
-4,447
| -82% | -$3.27M |
|
4549
Ideal Power
IPWR
$71.1M
| $632K | ﹤0.01% |
41,474
+103
| +0.2% | +$1.54K |
|
4550
BlackRock MuniYield Michigan Quality Fund
MIY
$359M
| $631K | ﹤0.01% |
40,777
-67,997
| -63% | -$1.06M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.