UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 49.31% |
| 2 | Technology | 9.89% |
| 3 | Financials | 7.42% |
| 4 | Healthcare | 6.84% |
| 5 | Consumer Discretionary | 5.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4526
CALL
H&R Block
HRB
$5.2B
| $707K | ﹤0.01% |
30,100
-25,000
| -45% | -$600K |
|
|
PIM
4527
Franklin Master Intermediate Income Trust
PIM
$146M
| $707K | ﹤0.01% |
148,983
+10,748
| +8% | +$50.5K |
|
4528
iShares MSCI Ireland ETF
EIRL
$78.2M
| $705K | ﹤0.01% |
15,193
-876
| -5% | -$38.5K |
|
4529
Hyster-Yale Materials Handling
HY
$555M
| $705K | ﹤0.01% |
11,950
+4,377
| +58% | +$243K |
|
4530
VanEck India Growth Leaders ETF
GLIN
$89.3M
| $702K | ﹤0.01% |
21,383
-1,214
| -5% | -$39.3K |
|
4531
WisdomTree New Economy Real Estate Fund
WTRE
$14.9M
| $701K | ﹤0.01% |
22,375
+4,366
| +24% | +$133K |
|
4532
Peapack-Gladstone Financial
PGC
$798M
| $700K | ﹤0.01% |
22,632
+5,515
| +32% | +$162K |
|
|
ZTR
4533
Virtus Total Return Fund
ZTR
$302M
| $700K | ﹤0.01% |
61,363
+32,914
| +116% | +$366K |
|
|
RPT
4534
Rithm Property Trust
RPT
$84M
| $700K | ﹤0.01% |
8,153
+3,241
| +66% | +$288K |
|
|
RORE
4535
DELISTED
Hartford Multifactor REIT ETF
RORE
| $700K | ﹤0.01% |
42,910
+2,345
| +6% | +$38.5K |
|
4536
Columbia India Consumer ETF
INCO
$221M
| $698K | ﹤0.01% |
16,513
+2,459
| +17% | +$104K |
|
4537
Vanguard US Multifactor ETF
VFMF
$955M
| $698K | ﹤0.01% |
8,592
+1,246
| +17% | +$97.5K |
|
4538
Civista Bancshares
CIVB
$563M
| $697K | ﹤0.01% |
29,038
+7,338
| +34% | +$163K |
|
4539
CALL
Yelp
YELP
$978M
| $697K | ﹤0.01% |
+20,000
| New | +$679K |
|
4540
American Vanguard Corp
AVD
$55.2M
| $696K | ﹤0.01% |
35,734
+12,246
| +52% | +$193K |
|
|
FPL
4541
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
| $696K | ﹤0.01% |
74,558
+4,992
| +7% | +$43.5K |
|
4542
Agilysys
AGYS
$2.81B
| $695K | ﹤0.01% |
27,344
+8,120
| +42% | +$205K |
|
|
LX
4543
CALL
LexinFintech Holdings
LX
$122M
| $695K | ﹤0.01% |
+50,000
| New | +$573K |
|
4544
Citizens
CIA
$182M
| $694K | ﹤0.01% |
102,897
+7,297
| +8% | +$50.2K |
|
4545
OR Royalties Inc
OR
$6.7B
| $694K | ﹤0.01% |
71,514
+29,239
| +69% | +$267K |
|
4546
BrightView Holdings
BV
$964M
| $693K | ﹤0.01% |
41,058
+16,203
| +65% | +$282K |
|
4547
LeMaitre Vascular
LMAT
$1.86B
| $693K | ﹤0.01% |
19,271
+5,531
| +40% | +$191K |
|
|
DSSI
4548
DELISTED
Diamond S Shipping Inc. Common Shares
DSSI
| $692K | ﹤0.01% |
41,321
+8,271
| +25% | +$124K |
|
|
FUND
4549
Sprott Focus Trust
FUND
$295M
| $691K | ﹤0.01% |
93,886
+2,901
| +3% | +$20.2K |
|
4550
Genesco
GCO
$374M
| $691K | ﹤0.01% |
14,401
+12,547
| +677% | +$521K |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 807 new, 4,306 increased, 2,683 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 50% a quarter earlier, followed by Technology and Financials.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 807 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.