UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ASA
4526
ASA Gold and Precious Metals
ASA
$1.09B
| $512K | ﹤0.01% |
42,568
+6,900
| +19% | +$86.3K |
|
4527
Invesco Floating Rate Municipal Income ETF
PVI
$32.3M
| $512K | ﹤0.01% |
20,544
-1,479
| -7% | -$36.8K |
|
4528
PUT
Motorola Solutions
MSI
$77.4B
| $511K | ﹤0.01% |
3,000
| – | – |
|
|
DMB
4529
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
| $510K | ﹤0.01% |
35,874
+4,345
| +14% | +$61.3K |
|
4530
ALPS Strategic Income Fund
RIGS
$60.8M
| $510K | ﹤0.01% |
20,524
-3,775
| -16% | -$93.8K |
|
4531
PUT
Thor Industries
THO
$4.14B
| $510K | ﹤0.01% |
+9,000
| New | +$472K |
|
|
PCSB
4532
DELISTED
PCSB Financial Corporation
PCSB
| $510K | ﹤0.01% |
14,015
-2,625
| -16% | -$52K |
|
4533
Enerpac Tool Group
EPAC
$1.93B
| $509K | ﹤0.01% |
23,203
+20,766
| +852% | +$475K |
|
4534
REX American Resources
REX
$1.41B
| $509K | ﹤0.01% |
40,014
+11,796
| +42% | +$146K |
|
4535
Kosmos Energy
KOS
$1.48B
| $507K | ﹤0.01% |
81,372
-164,682
| -67% | -$1.01M |
|
|
FFWM
4536
DELISTED
First Foundation Inc
FFWM
| $506K | ﹤0.01% |
33,137
+21,736
| +191% | +$312K |
|
4537
StoneX
SNEX
$7.94B
| $506K | ﹤0.01% |
62,380
+42,398
| +212% | +$332K |
|
4538
E.W. Scripps
SSP
$304M
| $506K | ﹤0.01% |
38,133
-45,571
| -54% | -$627K |
|
4539
U-Haul Holding Co
UHAL
$14.6B
| $506K | ﹤0.01% |
12,970
-4,750
| -27% | -$175K |
|
4540
Hanmi Financial
HAFC
$946M
| $505K | ﹤0.01% |
26,890
+10,202
| +61% | +$201K |
|
|
TGP
4541
DELISTED
Teekay LNG Partners L.P.
TGP
| $505K | ﹤0.01% |
36,955
+2,990
| +9% | +$44.6K |
|
|
ONDK
4542
DELISTED
On Deck Capital, Inc.
ONDK
| $505K | ﹤0.01% |
150,357
+101,235
| +206% | +$361K |
|
4543
JPMorgan US Value Factor ETF
JVAL
$865M
| $504K | ﹤0.01% |
18,861
+17,068
| +952% | +$451K |
|
4544
Matthews International
MATW
$739M
| $504K | ﹤0.01% |
14,243
-19,273
| -58% | -$634K |
|
|
CATC
4545
DELISTED
CAMBRIDGE BANCORP
CATC
| $504K | ﹤0.01% |
6,729
+2,903
| +76% | +$224K |
|
4546
CEVA Inc
CEVA
$1.08B
| $502K | ﹤0.01% |
16,810
+13,745
| +448% | +$401K |
|
4547
Ethan Allen Interiors
ETD
$603M
| $502K | ﹤0.01% |
26,293
+12,924
| +97% | +$246K |
|
|
FBMS
4548
DELISTED
The First Bancshares, Inc.
FBMS
| $502K | ﹤0.01% |
15,547
+11,075
| +248% | +$352K |
|
|
CIVI
4549
DELISTED
Civitas Resources
CIVI
| $501K | ﹤0.01% |
22,393
-46,199
| -67% | -$1.03M |
|
|
NEV
4550
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
| $501K | ﹤0.01% |
34,935
-3,293
| -9% | -$48.1K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.