UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
XONE
4501
DELISTED
The ExOne Company
XONE
| $529K | ﹤0.01% |
59,780
-378
| -0.6% | -$3.09K |
|
|
DAY
4502
DELISTED
Dayforce
DAY
| $528K | ﹤0.01% |
10,696
+2,535
| +31% | +$132K |
|
4503
WisdomTree New Economy Real Estate Fund
WTRE
$15.8M
| $527K | ﹤0.01% |
18,009
+10,332
| +135% | +$306K |
|
4504
Arrow Financial
AROW
$652M
| $526K | ﹤0.01% |
17,741
+9,718
| +121% | +$280K |
|
4505
Invesco S&P SmallCap Industrials ETF
PSCI
$196M
| $525K | ﹤0.01% |
7,816
-15,809
| -67% | -$1.04M |
|
|
CNR
4506
Core Natural Resources Inc
CNR
$4.45B
| $525K | ﹤0.01% |
33,605
+31,556
| +1,540% | +$618K |
|
4507
iShares MSCI Austria ETF
EWO
$185M
| $524K | ﹤0.01% |
27,217
-432
| -2% | -$8.37K |
|
|
SRDX
4508
DELISTED
Surmodics
SRDX
| $524K | ﹤0.01% |
11,456
+7,569
| +195% | +$330K |
|
4509
Origin Bancorp
OBK
$1.66B
| $523K | ﹤0.01% |
15,511
+11,044
| +247% | +$371K |
|
4510
iShares MSCI Italy ETF
EWI
$1.07B
| $522K | ﹤0.01% |
18,927
-3,046
| -14% | -$83K |
|
4511
Alphatec Holdings
ATEC
$1.44B
| $521K | ﹤0.01% |
103,673
-42,060
| -29% | -$219K |
|
|
BSL
4512
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
| $521K | ﹤0.01% |
30,791
-10
| -0% | -$168 |
|
|
KEM
4513
DELISTED
KEMET Corporation
KEM
| $521K | ﹤0.01% |
28,662
-31,549
| -52% | -$595K |
|
|
IRBT
4514
DELISTED
iRobot
IRBT
| $520K | ﹤0.01% |
8,431
-39,213
| -82% | -$2.81M |
|
4515
Invesco CurrencyShares Canadian Dollar Trust
FXC
$70.1M
| $517K | ﹤0.01% |
6,947
+2,688
| +63% | +$201K |
|
4516
Midland States Bancorp
MSBI
$695M
| $517K | ﹤0.01% |
19,852
+12,624
| +175% | +$331K |
|
|
NCZ
4517
Virtus Convertible & Income Fund II
NCZ
$301M
| $517K | ﹤0.01% |
25,693
-2,929
| -10% | -$59.2K |
|
|
FFG
4518
DELISTED
FBL Financial Group
FFG
| $516K | ﹤0.01% |
8,667
+5,768
| +199% | +$344K |
|
|
PS
4519
DELISTED
Pluralsight, Inc. Class A Common Stock
PS
| $516K | ﹤0.01% |
30,703
-30,343
| -50% | -$653K |
|
|
DHIL
4520
DELISTED
Diamond Hill
DHIL
| $515K | ﹤0.01% |
3,725
+2,440
| +190% | +$331K |
|
4521
York Water
YORW
$514M
| $515K | ﹤0.01% |
11,781
+6,042
| +105% | +$228K |
|
|
JRO
4522
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
| $515K | ﹤0.01% |
54,025
-1,557
| -3% | -$15K |
|
|
IAE
4523
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$93.1M
| $514K | ﹤0.01% |
60,668
+7,779
| +15% | +$65.9K |
|
4524
Airgain
AIRG
$72.4M
| $513K | ﹤0.01% |
43,646
+14,795
| +51% | +$184K |
|
4525
CALL
APA Corp
APA
$13.2B
| $512K | ﹤0.01% |
+20,000
| New | +$480K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.