UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4476
NMI Holdings
NMIH
$3.32B
| $706K | ﹤0.01% |
31,212
-1,471
| -5% | -$32.3K |
|
4477
Adaptive Alpha Opportunities ETF
AGOX
$390M
| $705K | ﹤0.01% |
27,425
+6,668
| +32% | +$175K |
|
4478
CALL
Crown Holdings
CCK
$13.1B
| $705K | ﹤0.01% |
+7,000
| New | +$734K |
|
4479
iShares MSCI Austria ETF
EWO
$185M
| $705K | ﹤0.01% |
28,330
+424
| +2% | +$10.5K |
|
4480
Enpro
NPO
$7.04B
| $705K | ﹤0.01% |
8,099
+2,528
| +45% | +$222K |
|
4481
Pricesmart
PSMT
$5.21B
| $705K | ﹤0.01% |
9,088
+4,306
| +90% | +$365K |
|
4482
CALL
Peloton Interactive
PTON
$2.42B
| $705K | ﹤0.01% |
8,100
-14,900
| -65% | -$1.65M |
|
4483
Gaotu Techedu
GOTU
$444M
| $704K | ﹤0.01% |
229,318
+25,729
| +13% | +$130K |
|
4484
Upwork
UPWK
$1.21B
| $702K | ﹤0.01% |
15,586
-12,004
| -44% | -$585K |
|
4485
Atlanta Braves Holdings Series A
BATRA
$3.42B
| $700K | ﹤0.01% |
26,015
+2,319
| +10% | +$61.9K |
|
4486
FlexShares Global Quality Real Estate Index Fund
GQRE
$418M
| $700K | ﹤0.01% |
10,593
+1,497
| +16% | +$103K |
|
|
OLP
4487
One Liberty Properties
OLP
$512M
| $700K | ﹤0.01% |
22,967
+16,238
| +241% | +$495K |
|
|
CGC
4488
CALL
Canopy Growth
CGC
$402M
| $699K | ﹤0.01% |
5,040
| – | – |
|
4489
First Bancorp
FBNC
$2.68B
| $699K | ﹤0.01% |
16,271
-10,028
| -38% | -$408K |
|
4490
LegalZoom.com
LZ
$973M
| $699K | ﹤0.01% |
+26,478
| New | +$931K |
|
4491
Autoliv
ALV
$8.92B
| $698K | ﹤0.01% |
8,143
-2,248
| -22% | -$207K |
|
4492
Harmony Biosciences
HRMY
$2.27B
| $695K | ﹤0.01% |
18,138
-9,500
| -34% | -$306K |
|
|
PCQ
4493
Pimco California Municipal Income Fund
PCQ
$168M
| $695K | ﹤0.01% |
36,763
+995
| +3% | +$18.9K |
|
|
ONCT
4494
DELISTED
Oncternal Therapeutics, Inc. Common Stock
ONCT
| $692K | ﹤0.01% |
8,305
+1,183
| +17% | +$97.9K |
|
4495
PIMCO Enhanced Short Maturity Active ESG ETF
EMNT
$217M
| $691K | ﹤0.01% |
6,859
-2,243
| -25% | -$226K |
|
4496
Safe Bulkers
SB
$764M
| $691K | ﹤0.01% |
133,619
+100,874
| +308% | +$389K |
|
|
TEAF
4497
DELISTED
Ecofin Sustainable & Social Impact Term Fund
TEAF
| $691K | ﹤0.01% |
49,622
-10,504
| -17% | -$153K |
|
4498
Lesaka Technologies
LSAK
$402M
| $689K | ﹤0.01% |
148,251
-13,807
| -9% | -$60.4K |
|
|
NEWR
4499
PUT
DELISTED
New Relic, Inc.
NEWR
| $689K | ﹤0.01% |
+9,600
| New | +$709K |
|
|
DFAI
4500
Dimensional International Core Equity Market ETF
DFAI
$17.9B
| $687K | ﹤0.01% |
23,755
+23,355
| +5,839% | +$691K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.