UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 49.31% |
| 2 | Technology | 9.89% |
| 3 | Financials | 7.42% |
| 4 | Healthcare | 6.84% |
| 5 | Consumer Discretionary | 5.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4476
MYR Group
MYRG
$4.56B
| $752K | ﹤0.01% |
23,076
+9,167
| +66% | +$303K |
|
|
QADA
4477
DELISTED
QAD Inc.
QADA
| $752K | ﹤0.01% |
14,753
+4,750
| +47% | +$227K |
|
|
IVH
4478
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
| $750K | ﹤0.01% |
53,934
-11,334
| -17% | -$153K |
|
|
TLRA
4479
DELISTED
Telaria, Inc.
TLRA
| $750K | ﹤0.01% |
85,135
+15,022
| +21% | +$117K |
|
4480
Customers Bancorp
CUBI
$2.6B
| $748K | ﹤0.01% |
31,435
+13,110
| +72% | +$301K |
|
|
AAIC
4481
DELISTED
Arlington Asset Investment Corp.
AAIC
| $748K | ﹤0.01% |
134,285
-9,051
| -6% | -$51.5K |
|
4482
Kinetik
KNTK
$4.12B
| $747K | ﹤0.01% |
26,087
+2,320
| +10% | +$53.4K |
|
|
CORR
4483
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
| $746K | ﹤0.01% |
16,682
-11,586
| -41% | -$526K |
|
4484
Appian
APPN
$2.58B
| $745K | ﹤0.01% |
19,484
-432
| -2% | -$18.6K |
|
|
ORAN
4485
DELISTED
Orange
ORAN
| $743K | ﹤0.01% |
50,928
-25,064
| -33% | -$394K |
|
4486
PDF Solutions
PDFS
$2.09B
| $742K | ﹤0.01% |
43,966
+19,782
| +82% | +$303K |
|
4487
Precigen
PGEN
$2.77B
| $742K | ﹤0.01% |
135,509
-16,349
| -11% | -$92K |
|
4488
Invesco S&P SmallCap Consumer Staples ETF
PSCC
$34.5M
| $740K | ﹤0.01% |
27,864
-723
| -3% | -$18K |
|
4489
VanEck Steel ETF
SLX
$165M
| $740K | ﹤0.01% |
19,623
+899
| +5% | +$32.3K |
|
|
SINA
4490
CALL
DELISTED
Sina Corp
SINA
| $739K | ﹤0.01% |
18,500
| – | – |
|
4491
The Bancorp
TBBK
$2.06B
| $738K | ﹤0.01% |
56,900
+16,674
| +41% | +$187K |
|
|
JMLP
4492
DELISTED
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND
JMLP
| $737K | ﹤0.01% |
140,224
-75,547
| -35% | -$384K |
|
|
BWG
4493
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$119M
| $736K | ﹤0.01% |
58,272
-9,839
| -14% | -$122K |
|
4494
VanEck Natural Resources ETF
HAP
$329M
| $735K | ﹤0.01% |
19,778
-1,021
| -5% | -$36.8K |
|
4495
Radware
RDWR
$1.24B
| $735K | ﹤0.01% |
28,484
+180
| +0.6% | +$4.26K |
|
4496
Winmark
WINA
$1.06B
| $734K | ﹤0.01% |
3,704
+1,020
| +38% | +$184K |
|
|
FFG
4497
DELISTED
FBL Financial Group
FFG
| $734K | ﹤0.01% |
12,446
+3,779
| +44% | +$217K |
|
|
DUC
4498
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
| $732K | ﹤0.01% |
80,071
+14,939
| +23% | +$137K |
|
|
NEWR
4499
DELISTED
New Relic, Inc.
NEWR
| $731K | ﹤0.01% |
11,134
-7,632
| -41% | -$496K |
|
4500
VanEck Low Carbon Energy ETF
SMOG
$130M
| $730K | ﹤0.01% |
9,631
-2,553
| -21% | -$175K |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 807 new, 4,306 increased, 2,683 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 50% a quarter earlier, followed by Technology and Financials.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 807 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.