UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$880M |
| 2 |
Microsoft
MSFT
|
+$583M |
| 3 |
Meta Platforms (Facebook)
META
|
+$528M |
| 4 |
Amazon
AMZN
|
+$340M |
| 5 |
Apple
AAPL
|
+$289M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Sempra
SRE
|
+$524M |
| 2 |
Cheniere Energy
LNG
|
+$337M |
| 3 |
SPDR Gold Trust
GLD
|
+$308M |
| 4 |
WPZ
Williams Partners L.P.
WPZ
|
+$274M |
| 5 |
Starbucks
SBUX
|
+$262M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.26% |
| 2 | Financials | 7.12% |
| 3 | Healthcare | 6.44% |
| 4 | Consumer Discretionary | 5.31% |
| 5 | Industrials | 5.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4476
Invesco Oil & Gas Services ETF
PXJ
$62.2M
| $446K | ﹤0.01% |
8,841
+5,146
| +139% | +$248K |
|
|
REV
4477
PUT
DELISTED
Revlon, Inc.
REV
| $446K | ﹤0.01% |
+20,000
| New | +$379K |
|
|
AUY
4478
DELISTED
Yamana Gold, Inc.
AUY
| $445K | ﹤0.01% |
178,848
-1,095,198
| -86% | -$3.04M |
|
4479
Covenant Logistics
CVLG
$872M
| $444K | ﹤0.01% |
30,558
+25,610
| +518% | +$387K |
|
4480
Invesco Municipal Income Opportunities Trust
OIA
$292M
| $444K | ﹤0.01% |
57,861
-14,198
| -20% | -$110K |
|
4481
ProShares UltraPro Dow 30
UDOW
$925M
| $443K | ﹤0.01% |
16,228
+7,416
| +84% | +$184K |
|
|
DSKE
4482
DELISTED
Daseke, Inc. Common Stock
DSKE
| $443K | ﹤0.01% |
55,283
+46,348
| +519% | +$415K |
|
4483
Enerpac Tool Group
EPAC
$1.93B
| $442K | ﹤0.01% |
15,821
+5,525
| +54% | +$159K |
|
|
CCF
4484
DELISTED
Chase Corporation
CCF
| $442K | ﹤0.01% |
3,682
+855
| +30% | +$106K |
|
|
CLDR
4485
DELISTED
Cloudera, Inc.
CLDR
| $441K | ﹤0.01% |
24,983
-8,792
| -26% | -$134K |
|
|
DDF
4486
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
| $440K | ﹤0.01% |
32,938
-1,358
| -4% | -$17.1K |
|
4487
Preferred Bank
PFBC
$1.25B
| $439K | ﹤0.01% |
7,509
+5,157
| +219% | +$323K |
|
|
HOME
4488
DELISTED
At Home Group Inc.
HOME
| $437K | ﹤0.01% |
13,875
-48,303
| -78% | -$1.7M |
|
4489
PUT
Papa John's
PZZA
$806M
| $436K | ﹤0.01% |
+8,500
| New | +$393K |
|
|
MPX
4490
DELISTED
Marine Products Corp
MPX
| $435K | ﹤0.01% |
19,009
-1,103
| -5% | -$21.9K |
|
|
ALEX
4491
DELISTED
Alexander & Baldwin
ALEX
| $433K | ﹤0.01% |
19,097
-11,523
| -38% | -$273K |
|
4492
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
| $433K | ﹤0.01% |
8,825
+1,379
| +19% | +$67.9K |
|
4493
Veritone
VERI
$122M
| $433K | ﹤0.01% |
41,522
+23,402
| +129% | +$309K |
|
4494
China Automotive Systems
CAAS
$133M
| $432K | ﹤0.01% |
121,768
-302
| -0.2% | -$1.21K |
|
4495
Tredegar Corp
TG
$310M
| $432K | ﹤0.01% |
19,936
+6,849
| +52% | +$157K |
|
|
MEN
4496
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
| $432K | ﹤0.01% |
42,920
+68
| +0.2% | +$704 |
|
4497
NIO
NIO
$11.9B
| $431K | ﹤0.01% |
+61,757
| New | +$509K |
|
|
HPR
4498
DELISTED
HighPoint Resources Corporation
HPR
| $431K | ﹤0.01% |
1,768
+402
| +29% | +$115K |
|
|
NGHC
4499
DELISTED
National General Holdings Corp
NGHC
| $431K | ﹤0.01% |
16,047
+8,113
| +102% | +$220K |
|
|
CISN
4500
DELISTED
Cision Ltd. Ordinary Share
CISN
| $431K | ﹤0.01% |
25,691
+23,975
| +1,397% | +$395K |
|
Similar funds
UBS Group's Q3 2018 Portfolio in Review
As of Q3 2018, UBS Group held 8,674 positions worth $252B, up 9.2% from $231B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group deployed $10.3B of net new capital in Q3 2018, opening 642 new positions and adding to 4,135 existing holdings. Its largest new stake was State Street Communication Services Select Sector SPDR ETF: 727,823 shares worth $35.7M.
By sector, the portfolio is most concentrated in Technology at 9.3% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Sempra, an estimated $524M trimmed.
- UBS Group's largest Q3 2018 buy was State Street Communication Services Select Sector SPDR ETF: 727,823 shares worth $35.7M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2018, an estimated $880M increase.
- UBS Group's biggest Q3 2018 reduction was Sempra, cutting an estimated $524M.
- UBS Group fully exited Williams Partners L.P. in Q3 2018, selling an estimated $274M.
- UBS Group's ten largest holdings make up 15% of its $252B portfolio in Q3 2018.
- UBS Group opened 642 new positions and closed 634 in Q3 2018.
- UBS Group's portfolio value rose 9.2% quarter-over-quarter to $252B.
Based on UBS Group's 13F filing for Q3 2018, filed 14 Nov 2018.