UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 51.75% |
| 2 | Technology | 12.43% |
| 3 | Financials | 6.7% |
| 4 | Healthcare | 6.28% |
| 5 | Consumer Discretionary | 5.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
426
Alerian MLP ETF
AMLP
$13B
| $122M | 0.04% |
2,884,519
+129,611
| +5% | +$5.32M |
|
427
General Dynamics
GD
$92.1B
| $122M | 0.04% |
550,247
-115,750
| -17% | -$25.6M |
|
428
iShares S&P 100 ETF
OEF
$20.5B
| $121M | 0.04% |
605,486
-30,156
| -5% | -$6.28M |
|
429
Qorvo
QRVO
$10.4B
| $121M | 0.04% |
1,267,273
+1,053,157
| +492% | +$108M |
|
430
CALL
Vale
VALE
$57.9B
| $121M | 0.04% |
9,028,300
+4,734,400
| +110% | +$64.4M |
|
431
ASML
ASML
$662B
| $121M | 0.04% |
204,995
+49,495
| +32% | +$32.9M |
|
432
PUT
Caterpillar
CAT
$369B
| $121M | 0.04% |
441,400
+356,800
| +422% | +$96.8M |
|
433
iShares Russell 3000 ETF
IWV
$20.3B
| $120M | 0.04% |
490,990
-25,974
| -5% | -$6.64M |
|
434
KraneShares CSI China Internet ETF
KWEB
$4.71B
| $120M | 0.04% |
4,395,374
-946,711
| -18% | -$26.9M |
|
435
Chipotle Mexican Grill
CMG
$40.3B
| $119M | 0.04% |
3,260,750
+1,985,300
| +156% | +$77.4M |
|
436
Mercado Libre
MELI
$88.5B
| $119M | 0.04% |
94,052
+44,977
| +92% | +$57.2M |
|
437
Cummins
CMI
$71B
| $119M | 0.04% |
521,631
-111
| -0% | -$26.8K |
|
438
American International
AIG
$39.3B
| $119M | 0.04% |
1,963,315
-30,748
| -2% | -$1.84M |
|
439
SPDR Gold MiniShares Trust
GLDM
$31.4B
| $119M | 0.04% |
3,237,643
+191,341
| +6% | +$7.31M |
|
440
PUT
Goldman Sachs
GS
$268B
| $119M | 0.04% |
366,300
+5,700
| +2% | +$1.9M |
|
|
SPLK
441
DELISTED
Splunk Inc
SPLK
| $118M | 0.04% |
809,587
+222,048
| +38% | +$25.2M |
|
442
PUT
FedEx
FDX
$66.4B
| $118M | 0.04% |
446,900
+38,000
| +9% | +$9.88M |
|
443
iShares 0-3 Month Treasury Bond ETF
SGOV
$111B
| $118M | 0.04% |
1,168,566
+127,496
| +12% | +$12.8M |
|
|
444
CALL
Chipotle Mexican Grill
CMG
$40.3B
| $117M | 0.04% |
3,200,000
+1,010,000
| +46% | +$39.4M |
|
445
PUT
State Street Technology Select Sector SPDR ETF
XLK
$126B
| $117M | 0.04% |
1,427,600
-100,600
| -7% | -$8.63M |
|
446
CALL
Intel
INTC
$666B
| $117M | 0.04% |
3,282,616
-139,884
| -4% | -$4.87M |
|
447
CALL
Walt Disney
DIS
$181B
| $116M | 0.04% |
1,436,230
+585,756
| +69% | +$50M |
|
448
Northrop Grumman
NOC
$73.1B
| $116M | 0.04% |
262,604
-57,710
| -18% | -$25.3M |
|
449
Estee Lauder
EL
$35B
| $115M | 0.04% |
798,136
-610,210
| -43% | -$102M |
|
450
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.2B
| $115M | 0.04% |
3,711,091
+100,566
| +3% | +$3.25M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,611 new, 3,254 increased, 4,098 reduced and 997 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 50% a quarter earlier, followed by Technology and Financials.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,611 new positions and closed 997 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.