UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$1.06B |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$590M |
| 3 |
Invesco QQQ Trust
QQQ
|
+$368M |
| 4 |
PLAN
Anaplan, Inc.
PLAN
|
+$264M |
| 5 |
UBS Group
UBS
|
+$223M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$717M |
| 2 |
Microsoft
MSFT
|
+$677M |
| 3 |
Apple
AAPL
|
+$653M |
| 4 |
Amazon
AMZN
|
+$641M |
| 5 |
Meta Platforms (Facebook)
META
|
+$351M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.23% |
| 2 | Financials | 6.63% |
| 3 | Healthcare | 5.96% |
| 4 | Consumer Discretionary | 5.78% |
| 5 | Industrials | 4.3% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4451
Atea Pharmaceuticals
AVIR
$404M
| $935K | ﹤0.01% |
104,721
+41,034
| +64% | +$639K |
|
|
BSMN
4452
DELISTED
Invesco BulletShares 2023 Municipal Bond ETF
BSMN
| $934K | ﹤0.01% |
36,497
+5,600
| +18% | +$143K |
|
4453
Plexus
PLXS
$7.2B
| $933K | ﹤0.01% |
9,720
+7,274
| +297% | +$672K |
|
4454
Enova International
ENVA
$6.4B
| $932K | ﹤0.01% |
22,755
+13,363
| +142% | +$507K |
|
|
FUND
4455
Sprott Focus Trust
FUND
$319M
| $931K | ﹤0.01% |
108,232
+7,623
| +8% | +$66.2K |
|
4456
State Street SPDR S&P Insurance ETF
KIE
$678M
| $930K | ﹤0.01% |
23,042
+330
| +1% | +$13.2K |
|
4457
Select Water Solutions
WTTR
$2.72B
| $930K | ﹤0.01% |
149,198
-7,411
| -5% | -$46.1K |
|
|
TUYA
4458
Tuya Inc
TUYA
$1.1B
| $929K | ﹤0.01% |
148,646
+145,279
| +4,315% | +$985K |
|
|
MFD
4459
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
| $929K | ﹤0.01% |
96,331
+4,431
| +5% | +$42.8K |
|
4460
Peoples Bancorp
PEBO
$1.47B
| $928K | ﹤0.01% |
29,164
-1,402
| -5% | -$45.1K |
|
4461
Invesco New York AMT-Free Municipal Bond ETF
PZT
$140M
| $928K | ﹤0.01% |
35,533
+1,059
| +3% | +$27.6K |
|
4462
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.73B
| $926K | ﹤0.01% |
10,485
+268
| +3% | +$23.3K |
|
4463
AnaptysBio
ANAB
$1.71B
| $923K | ﹤0.01% |
26,566
-1,395
| -5% | -$44.2K |
|
4464
CALL
Palantir
PLTR
$420B
| $923K | ﹤0.01% |
50,700
-9,900
| -16% | -$219K |
|
4465
Opendoor
OPEN
$3.5B
| $922K | ﹤0.01% |
65,254
-2,010
| -3% | -$37.1K |
|
|
SAND
4466
DELISTED
Sandstorm Gold
SAND
| $922K | ﹤0.01% |
148,858
-305,123
| -67% | -$1.91M |
|
|
FREEW
4467
DELISTED
Whole Earth Brands, Inc. Warrant
FREEW
| $922K | ﹤0.01% |
788,489
+6,684
| +0.9% | +$9.56K |
|
4468
PUT
Chewy
CHWY
$9.2B
| $920K | ﹤0.01% |
15,600
-139,800
| -90% | -$9.14M |
|
4469
Koppers
KOP
$870M
| $920K | ﹤0.01% |
29,390
+12,856
| +78% | +$420K |
|
4470
Oric Pharmaceuticals
ORIC
$1.42B
| $917K | ﹤0.01% |
62,399
+36,413
| +140% | +$568K |
|
4471
CALL
Macy's
M
$6.45B
| $916K | ﹤0.01% |
+35,000
| New | +$955K |
|
4472
SandRidge Energy
SD
$531M
| $913K | ﹤0.01% |
87,301
+84,432
| +2,943% | +$1M |
|
|
NIQ
4473
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
| $913K | ﹤0.01% |
61,923
| – | – |
|
4474
Mitek Systems
MITK
$836M
| $912K | ﹤0.01% |
51,390
+21,361
| +71% | +$382K |
|
4475
Chefs' Warehouse
CHEF
$4.46B
| $911K | ﹤0.01% |
27,344
+3,486
| +15% | +$115K |
|
Similar funds
UBS Group's Q4 2021 Portfolio in Review
As of Q4 2021, UBS Group held 11,479 positions worth $349B, up 9.9% from $318B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q4 2021 filing shows 1,739 new, 5,110 increased, 3,129 reduced and 997 closed positions. Its largest new stake was Hertz: 1,027,564 shares worth $25.7M. The largest sale was iShares Russell 2000 ETF, an estimated $717M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2021 buy was Hertz: 1,027,564 shares worth $25.7M.
- UBS Group added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $1.06B increase.
- UBS Group's biggest Q4 2021 reduction was iShares Russell 2000 ETF, cutting an estimated $717M.
- UBS Group fully exited Kansas City Southern in Q4 2021, selling an estimated $81.9M.
- UBS Group's ten largest holdings make up 14% of its $349B portfolio in Q4 2021.
- UBS Group opened 1,739 new positions and closed 997 in Q4 2021.
- UBS Group's portfolio value rose 9.9% quarter-over-quarter to $349B.
Based on UBS Group's 13F filing for Q4 2021, filed 14 Feb 2022.